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senior officer-solicitor

4 months ago

Washington, Washington, D.C., United States Securities And Exchange Commission Full time

At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion and accessibility (DEIA) and value a workforce that reflects the diverse experiences and perspectives of the communities we serve.

We thus welcome applications from qualified individuals of all backgrounds who share our commitment to public service.


The Solicitor is the Commission's chief appellate attorney, overseeing all aspects of the agency's litigation involving appeals from district court civil enforcement actions, petitions for review of Commission rulemakings and adjudicative orders, and cases in which the Commission appears as amicus curiae.

The Solicitor supervises and manages the Office of the General Counsel's Appellate Group.


The Appellate Group represents the Commission in appellate litigation, including in appeals from district court civil enforcement actions, petitions for review of Commission rulemakings and adjudicative orders in the courts of appeals, and (in conjunction with the Office of the Solicitor General) in cases before the U.S.

Supreme Court.

In addition, the Appellate Group represents the Commission as amicus curiae in private litigation raising important issues under the federal securities laws.

The Appellate Group also provides advice to the Commission, individual Commissioners, and staff in the agency's operating divisions and offices regarding the legal sufficiency and litigation risk of proposed rules and other regulatory and enforcement actions.

And the bankruptcy component of the Appellate Group is responsible for overseeing the representation of the Commission in certain significant proceedings under Chapter 11 of the Bankruptcy Code.


Typical duties include:


Providing strategic litigation advice to the Commission, the General Counsel, and other divisions and offices and leading appellate litigation involving the statutes the Commission administers.

Supervising the preparation of briefs and other court filings; supervising attorneys presenting oral arguments in the courts of appeals and other courts in cases involving the Commission; reviewing court opinions and making recommendations on whether to seek further review of adverse decisions.

Supervising the preparation of legal interpretations, legal memoranda, and other advice for the Commission with respect to difficult, complex, and/or novel legal problems arising in litigation concerning the federal securities laws and applicable other areas of law, such as administrative law.

Establishing and maintaining close cooperative working relationships with the Office of the Chair, other Commissioners' offices, and senior leadership of the Commission's other divisions and offices to advance the Commission's programs and objectives.

Developing and maintaining cooperative working relationships with leaders throughout the federal government, including in the Office of the Solicitor General, other divisions and offices in the Department of Justice, and other federal civil enforcement agencies to advance the Commission's objectives and coordinate responses in matters of government-wide interest.

Managing and directing supervisors within the Appellate Group, and planning, organizing, and managing work production to meet deadlines and maintain quality.