Audit Manager, Executive Director

4 weeks ago

Charlotte, North Carolina, United States WELLS FARGO Full time

About this role:

The Enterprise Functions (EF) Audit team is seeking a Audit Manager, Executive Director, who will provide leadership over Corporate Treasury activities including Liquidity, Interest Rate and Investment Portfolio risk.

In this role, you will:

  • Lead a team of audit staff to resolve highly complex and unique challenges requiring in depth evaluation across multiple areas or the enterprise, delivering solutions that are long term This is an individual contributor role
  • Manage defined audits within one or more segments of the Audit Plan
  • Ensure audit engagements are risk based, and executed according to Wells Fargo Audit Services policies and guidance
  • Assist in planning and organizing work in an annual cycle and project cycle
  • Supervise and oversee assigned audits
  • Provide timely feedback, coaching and monitoring of audit work and staff
  • Develop and maintain solid business relationships within Wells Fargo Audit Services and with teams across Wells Fargo, and other stakeholders

Required Qualifications, US:

  • 7+ years of Audit or Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • Experience in Liquidity, Interest Rate and Investment Portfolio Risk Management in Audit and/or Independent Risk Management and/or Front Line is highly preferred
  • Solid understanding of Institution of Internal Audit (IIA) standards, regulatory requirements, and industry guidelines
  • Strong knowledge of audit methodology, including risk identification and control assessment
  • Issue validation and remediation experience
  • Ability to coordinate/collaborate and build effective partnerships across Internal Audit and with lines of businesses
  • Demonstrated ability to take initiative, drive innovation, credibly challenge, deliver with quality and proactively influence risk and control environments
  • Ability to quickly evaluate emerging risks, understand impacts to the audit plan and implement appropriate adjustments to the audit plan
  • A BS/BA degree or higher
  • Certification in one or more of the following: CFA, FRM, CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
  • Excellent verbal, written, and interpersonal communication skills

Job Expectations:

  • Ability to travel up to 10% of the time
  • This position is not eligible for Visa sponsorship

Posting End Date:

15 Aug 2024

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Company: WELLS FARGO BANK

Req Number: R

Updated: Web Aug 14 01:58:49 UTC 2024

Location: CHARLOTTE,North Carolina

  • Audit Senior Director

    4 weeks ago

    Charlotte, North Carolina, United States Truist Full time

    The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...

  • Audit Director

    1 month ago

    Charlotte, North Carolina, United States Truist Full time

    The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.Need...

  • Audit Director

    3 weeks ago

    Charlotte, North Carolina, United States Bank of America Full time

    Audit Director - Chief Operating Officer Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; Providence, Rhode Island; Wilmington, Delaware Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we...

  • Manager of SEC Audits and Compliance Oversight

    1 week ago

    Charlotte, North Carolina, United States Regal Executive Search Full time

    Position OverviewAs the Manager of SEC Audits and Compliance Oversight, you will play a pivotal role in supervising the audits of publicly traded entities and SEC-registered financial institutions, ensuring the safeguarding of investors and promoting transparency in the generation of precise, independent audit reports.Key ResponsibilitiesIn this role, you...

  • Senior Audit Executive

    1 week ago

    Charlotte, North Carolina, United States WELLS FARGO BANK Full time

    About This Position:The Enterprise Functions (EF) Audit team at Wells Fargo is on the lookout for a Senior Audit Executive to spearhead Corporate Treasury operations, focusing on Liquidity, Interest Rate, and Investment Portfolio risk management.Key Responsibilities:Guide a team of audit professionals in addressing intricate and unique challenges that...

  • Executive Director of Accountability

    1 day ago

    Charlotte, North Carolina, United States Compass Group USA Full time

    About Compass Group USACompass Group USA is a leading foodservice and support services company that delivers high-quality solutions to clients across the United States. Our team of experts is dedicated to providing exceptional service and innovative solutions to meet the evolving needs of our clients.Job SummaryWe are seeking an experienced Executive...

  • IT Audit and Compliance Manager

    1 week ago

    Charlotte, North Carolina, United States Brightspeed Full time

    Job DescriptionCompany Overview:At Brightspeed, we are transforming the way individuals connect, work, and engage by delivering fast and dependable internet services across multiple states in the Midwest and South. Our commitment is backed by Apollo Global Management, aiming to upgrade outdated copper networks to advanced fiber optic technologies, thereby...

  • Senior Audit Manager

    1 week ago

    Charlotte, North Carolina, United States Bank of America Full time

    Job Overview:At Bank of America, our mission is to enhance financial well-being through every connection we foster. We are committed to Responsible Growth, which guides our operations and our dedication to clients, colleagues, communities, and shareholders on a daily basis.Central to achieving Responsible Growth is our focus on creating an exceptional...

  • Senior Audit Manager

    1 week ago

    Charlotte, North Carolina, United States Ally Financial Full time

    General OverviewCareer Field: AuditWork Arrangement: On-siteAbout Ally FinancialAt Ally Financial, we believe our success is rooted in the success of our employees. We prioritize the well-being of our team members, fostering a culture that values work-life balance, diversity, and inclusion.Role SummaryAs a dedicated auditor, you will engage in continuous...

  • Audit Supervisor Treasury Liquidity and Asset Liability Management

    3 months ago

    Charlotte, North Carolina, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Senior Audit Manager

    1 month ago

    Charlotte, North Carolina, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Model Risk Audit Manager

    1 month ago

    Charlotte, North Carolina, United States Selby Jennings Full time

    I am currently working with a leading financial services company looking for an Audit Manager specializing in model risk management who will lead and execute comprehensive audit projects within the 3rd line team. In this role you will play a pivotal role in assessing and validating critical mathematical models to ensure they meet regulatory standards and...

  • Internal Audit Senior Manager

    4 weeks ago

    Charlotte, North Carolina, United States RXO Full time

    Accelerate your career at RXO.RXO is a leading provider of transportation solutions. With cutting-edge technology at the center, we're revolutionizing the industry with our massive network and commitment to finding solutions for every challenge. We create more efficient ways for shippers and carriers to transport goods across North America.As a Senior...

  • Audit Supervisor – Capital Management and Enterprise Capital Stress Testing

    4 weeks ago

    Charlotte, North Carolina, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Senior Manager of Internal Audit

    1 week ago

    Charlotte, North Carolina, United States RXO, Inc. Full time

    Company Overview:RXO, Inc. stands at the forefront of transportation solutions, leveraging advanced technology to transform the industry. Our extensive network and dedication to overcoming challenges enable us to provide innovative and efficient methods for shippers and carriers across North America.Role Overview:As the Senior Manager of Internal Audit, you...

  • Lead Internal Audit Manager

    1 week ago

    Charlotte, North Carolina, United States RXO, Inc. Full time

    About RXO: RXO is a premier provider of logistics solutions, leveraging advanced technology to transform the transportation sector. Our extensive network and dedication to overcoming challenges set us apart in the industry.Role Overview: As a Senior Manager of Internal Audit at RXO, you will integrate your technical auditing expertise with modern...

  • Lead Internal Audit Specialist

    1 week ago

    Charlotte, North Carolina, United States TTX Full time

    Job OverviewAbout TTX TTX Company stands as a premier provider of railcars and associated freight car management services tailored for the North American rail sector. Our distinctive yellow railcars facilitate the transportation of essential goods and raw materials that are vital for both consumers and businesses alike. Our workplace culture is characterized...

  • Lead Internal Audit Specialist

    1 week ago

    Charlotte, North Carolina, United States TTX Full time

    Position OverviewAbout TTX TTX Company stands as a premier provider of railcars and associated freight car management services tailored for the North American rail sector. Our distinctive yellow railcars are integral in transporting essential goods and raw materials that both consumers and businesses depend on daily. TTX fosters a collaborative and...

  • Audit Supervisor

    3 weeks ago

    Charlotte, North Carolina, United States Bank of America Full time

    Audit Supervisor - Accounting/Finance/Reporting Charlotte, North Carolina;Dallas, Texas; Boston, Massachusetts; Providence, Rhode Island; Wilmington, Delaware Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...

  • Audit Manager-Vice President

    2 months ago

    Charlotte, North Carolina, United States WELLS FARGO Full time

    About this role: Wells Fargo is seeking an Audit Manager, VP as part of the Consumer, Small and Business Banking Audit Team. CSBB provides coverage for Branch Banking, Chief Customer Office, CSBB Control, CSBB Diverse Customer Segments, CSBB Operations, CSBB Strategy & Transformation, Consumer Marketing, Deposit Products Group, and Small Business. In this...