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Senior Audit Executive

2 months ago


Charlotte, North Carolina, United States WELLS FARGO BANK Full time
About This Position:

The Enterprise Functions (EF) Audit team at Wells Fargo is on the lookout for a Senior Audit Executive to spearhead Corporate Treasury operations, focusing on Liquidity, Interest Rate, and Investment Portfolio risk management.

Key Responsibilities:
  • Guide a team of audit professionals in addressing intricate and unique challenges that necessitate thorough analysis across various sectors of the organization, delivering sustainable solutions. *This role is primarily individual contributor focused.
  • Oversee specific audits within one or more segments of the Audit Plan.
  • Ensure that audit engagements are risk-oriented and conducted in accordance with Wells Fargo Audit Services policies and guidelines.
  • Assist in the strategic planning and organization of work throughout the annual and project cycles.
  • Supervise and manage assigned audits effectively.
  • Provide constructive feedback, coaching, and oversight of audit activities and team members.
  • Establish and nurture strong business relationships within Wells Fargo Audit Services and with various stakeholders across the organization.
Essential Qualifications:
  • 7+ years of experience in Audit or Risk management, or equivalent demonstrated through a combination of work experience, training, military service, or education.
Preferred Qualifications:
  • Experience in Liquidity, Interest Rate, and Investment Portfolio Risk Management within Audit and/or Independent Risk Management is highly desirable.
  • Comprehensive understanding of the Institute of Internal Audit (IIA) standards, regulatory requirements, and industry best practices.
  • Strong grasp of audit methodologies, including risk identification and control assessment.
  • Experience in issue validation and remediation.
  • Ability to collaborate and build effective partnerships across Internal Audit and with business lines.
  • Proven ability to take initiative, drive innovation, challenge the status quo, deliver high-quality results, and proactively influence risk and control environments.
  • Capability to swiftly assess emerging risks, comprehend their implications for the audit plan, and make necessary adjustments.
  • A BS/BA degree or higher is required.
  • Professional certification in one or more of the following: CFA, FRM, CPA, CAMS, CRCM, CIA, CISA, or Commissioned Bank Examiner designation.
  • Exceptional verbal, written, and interpersonal communication skills.
Job Expectations:
  • Willingness to travel up to 10% of the time.
  • This position is not eligible for Visa sponsorship.
Diversity and Inclusion:

At Wells Fargo, we are committed to fostering diversity, equity, and inclusion in the workplace. We welcome applications from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran, or any other status protected by applicable law.

Our employees are dedicated to building strong customer relationships while maintaining a robust risk management and compliance culture, which is essential for the success of our customers and the organization.