Compliance Manager
4 weeks ago
POSITION SUMMARY
The Compliance function is a key role in the organization responsible for ensuring compliance with local and international regulations, as well as internal policies for the minimization and mitigation of compliance and reputational risks.
DIMENSIONS OF ROLE
As Senior Compliance Officer, you will be responsible for setting the rules and controls at AXA Partners US for Consumer Protection, United States of America and International Sanctions or Restrictive Measures, Anti-Bribery/Gifts and Entertainment, Conflict of Interest, Due Diligence Procedures, Ethics and Professional Conduct, Best Practices / Regulatory requirements. You will be responsible for ensuring that the rules and controls comply with applicable regulations and AXA Partners policies.
You must be knowledgeable in U.S. insurance regulation (P&C and A&H preferred) and will be supporting the development of new insurance programs, products, agent/producer & insurance distribution, and licensing requirements.
KEY RESPONSIBILITIES
The following Compliance responsibilities are to:
Support implementation of AXA Partners Compliance programs and policies.Support business teams and act as a business partner to leadership ensuring activities are conducted in a compliant manner.Performance of local and regional regulatory watch & risk assessments.Foster a culture of compliance through awareness and training to the local management teams and employees regarding compliance topics.Support business units to maintain compliance with the US OFAC Sanctions Program Framework and FCPA obligations.Work with the business to identify compliance risks and implement action plans.Support management to design and implement compliance controls and procedures to mitigate the identified compliance risks;Monitor compliance with relevant laws and regulations, as well as internal compliance and ethical standards.Monitor the compliance framework and help support internal and external compliance audits. (Tracking new state & federal laws, regulatory changes, breach reporting, incident escalation, process on all activities concerning compliance);Support the different teams in developing projects according to commercial necessities, but also in compliance with AXA compliance requirements.Support the administration in case of breaches of policies or laws by employees, suppliers, or business partners (Investigation and imposition of corrective measures).Review advertising materials and digital media, terms and conditions, forms, contracts, and disclosures, to ensure compliance with applicable consumer protection laws, rules, and regulations.Support U.S. insurance new business and the development of new insurance programs.Maintain all required U.S. state licensure for regulated programs.Participate in the Risks Committees (or equivalent), or any other where presence is required.Act as the main point of contact between the local entities and Central Compliance team.Report on a regular basis to Sr. Compliance Officer at Central Level.Resolve employee concerns about compliance.And other compliance duties, as assigned.Your ProfileYour Profile
What We Offer
At AXA Partners US, we're appreciative of the people who work for us, and our rewards package is reviewed regularly to reflect that. You can expect to receive:
- Competitive Annual Salary
- Annual Company & Performance based discretionary Bonus
- 20 days Annual Leave (rising to 25 days based on length of service)
- 8 Paid Company Holidays
- Medical, Dental, Vision and Life Insurance
- HSA, FSA and HRA available + Employer Contribution
- 401(k) Pension Plan & Employer match
- Paid Parental Leave
- Education Reimbursement
- Hybrid Work - 4-6 days in the office per month
Join a company that helps protect the forests At AXA Partners, we plant a tree for every new recruit (with a permanent contract).
"Learn more about the Reforest Program here"
About AXAAXA Group is the world leader in insurance and asset management. We protect and advise our clients at every step in their lives, by offering products and services which satisfy their needs in the areas of insurance, personal protection, saving and asset management. AXA is the leading insurance brand worldwide, with over 100 million clients. We are transforming from payer to partner for our client, with a strong focus on risk prevention.
Our mission: Empower people to live a better life.
Our values: Customer First, Courage, Integrity and One AXA.
AXA Partners is an AXA transversal business unit offering a wide range of solutions in assistance services, travel insurance and credit protection.
AXA Partners' role is also to implement innovative solutions emerging from the AXA Innovation unit.
Combining passion with advanced expertise, we design and deliver worldwide solutions for partners and communities. We protect what matters, when it matters.
By joining AXA Partners, you will work in a responsible company, which offers a real culture of expertise & diversity. Our focus is on accelerating the development of everyone's skills, whilst offering attractive and competitive compensation and opportunities for professional development and growth.
Additionally, at AXA, we work to make a real difference to people - when amazing things happen and when we create opportunities for a better life, the feeling of pride is extraordinary.
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