Manager, Global Regulatory Policy

4 weeks ago

New York, New York, United States HSBC Full time

Job description

Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities and the planet we all share.

The role holder oversees the provision of ongoing technical advisory support to wider finance and business stakeholders, as well as interpretation and training of new/upcoming financial and regulatory changes, and the impact on the Bank

As our Manager Global Regulatory Policy you will:

Support senior management to direct HSBC's response to the external regulatory consultation processProvide technical input into regulatory change projects and to participate in their working groups as appropriateDevelop and maintain relationships with peers at the financial and Regulatory bodiesResponsible for ensuring that queries or investigations are addressed appropriately on a timely basisMaintain Strong technical knowledge and be recognized as a value For this role, HSBC targets a pay range between $134,800 and $235,900.

The final fixed pay offer will depend on the candidate and a number of variables, including but not limited to, role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location. At HSBC, our overall goal is to provide a competitive Total Reward Package, with an appropriate mix of fixed pay, and variable pay, as part of an employee's overall total compensation and benefits. Variable pay generally takes the form of discretionary, annual awards (sometimes referred to as a "bonus"). Additionally, HSBC offers a wide range of competitive and flexible benefits designed to help you improve your health and well-being, finances, and lifestyle. Requirements You ́ll likely have the following qualifications to succeed in this role: Experience interpreting capital rules.Experience writing capital rules3-year minimum experience in regulatory reporting In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the U.S. Applicants must be legally authorized to work in the U.S. as HSBC will not engage in immigration sponsorship for this position. As an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming, diverse and inclusive work environment. You will be empowered to drive HSBC's engagement with the communities we serve through an industry-leading volunteerism policy, a generous matching gift program, and a comprehensive program of immersive Sustainability and Climate Change Initiatives. You'll want to join our Employee Resource Groups as they play a central part in life at HSBC, including the development of our employees and networking inside and outside of HSBC. We value difference. We succeed together. We take responsibility. We get it done. And we want you to help us build the bank of the future

All qualified applicants will receive consideration for employment without regard to age, ancestry, color, race, national origin, ethnicity, disability or medical condition, genetic information, military or veteran service, religion, creed, sex, gender, pregnancy, childbirth, caregiver status, marital status, citizenship or immigration status, sexual orientation, gender identity or expression or any other trait protected by applicable law.

  • Global Policy Lead

    4 weeks ago

    New York, New York, United States Block Full time

    Company DescriptionBlock is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more provide support and guidance at the corporate level. They work across business groups and...

  • Global Markets Regulatory Compliance Advisory

    2 weeks ago

    New York, New York, United States Credit Agricole Full time

    Summary Global Markets Regulatory Compliance (âGMRCâ) Advisory â Americas Vice President is responsible for providing advisory on Broker Dealer and Swap Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support...

  • Global Director, ER, Policy

    5 days ago

    New York, New York, United States Frazer Jones Full time

    We're working on an exciting opportunity for a Global Director of Employee Relations, Policy & Compliance to be based in midtown NYC. The role is hybrid, 3 days in office, and requires the ability to travel domestically and globally. Our client, a top global professional services firm and leader in their space known for their incredible culture, is seeking a...

  • VP, Global Regulatory Reporting Lead Analyst

    4 weeks ago

    New York, New York, United States Citi Full time

    The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...

  • Administrative Assistant, Global Policy

    2 weeks ago

    New York, New York, United States Pfizer Full time

    Role SummaryAs the Administrative Assistant (GPPA), you will provide administrative support to the Global Market PPA Lead and the Worldwide Operations Lead. You will help coordinate internal and external meetings, travel arrangements and expense reports; manage team calendars; support vendor contracting and management; and undertake other administrative...

  • Administrative Assistant, Global Policy

    4 weeks ago

    New York, New York, United States Pfizer Full time

    Role SummaryAs the Administrative Assistant (GPPA), you will provide administrative support to the Global Market PPA Lead and the Worldwide Operations Lead. You will help coordinate internal and external meetings, travel arrangements and expense reports; manage team calendars; support vendor contracting and management; and undertake other administrative...

  • Administrative Assistant, Global Policy

    1 month ago

    New York, New York, United States Pfizer Full time

    Role SummaryAs the Administrative Assistant (GPPA), you will provide administrative support to the Global Market PPA Lead and the Worldwide Operations Lead. You will help coordinate internal and external meetings, travel arrangements and expense reports; manage team calendars; support vendor contracting and management; and undertake other administrative...

  • Regulatory Reporting Associate

    2 weeks ago

    New York, New York, United States Insight Global Full time

    Insight Global is looking for a Trade Reporting Associate to join their global financial services client in NYC This person would be responsible for North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to...

  • Director, Global Sanctions

    2 weeks ago

    New York, New York, United States S&P Global Full time

    About the Role:Grade Level (for internal use):12Director, Global Sanctions & Financial Crimes Compliance Program AdvisorAbout the Role:Responsibilities and Impact:The Impact: The Director, Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within...

  • Director, Global Sanctions

    4 weeks ago

    New York, New York, United States S&P Global Full time

    About the Role:Grade Level (for internal use):12Director, Global Sanctions & Financial Crimes Compliance Program AdvisorAbout the Role:Responsibilities and Impact:The Impact: The Director, Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within...

  • Regional Commercial Director, Managed Services – Regulatory Compliance

    4 weeks ago

    New York, New York, United States S&P Global Full time

    About the Role:Grade Level (for internal use):13The Team:This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance.Responsibilities and Impact:Our...

  • Regional Commercial Director, Managed Services – Regulatory Compliance

    1 month ago

    New York, New York, United States S&P Global Full time

    About the Role:Grade Level (for internal use):13The Team:This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance.Responsibilities and Impact:Our...

  • Global Financial Crimes Manager

    2 weeks ago

    New York, New York, United States Bank of America Full time

    Global Financial Crimes Manager Washington, District of Columbia;New York, New York; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...

  • Global Financial Crimes Manager

    2 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for...

  • Manager, Regulatory Affairs

    7 days ago

    New York, New York, United States Shiseido Full time

    Job Summary: This manager will serve as liaison between DDG brand holder and HQ regulatory team on the DDG medical devices regulatory compliance evaluation and registration ensuring all the products for registration meet and follow all regulatory requirements necessary to conduct business globally. The Regulatory Manager is also responsible for the...

  • Manager, Global Compliance

    2 weeks ago

    New York, New York, United States Paramount Global Full time

    Overview and ResponsibilitiesWe're looking for a talented, capable individual to join Paramount's Global Compliance team. The "Manager, Global Compliance" position is responsible for supporting and contributing to a strong culture of ethics and compliance at Paramount. Reporting to the Vice President, Global Compliance, this role will assist the day-to-day...

  • Regulatory and Control Associate

    2 weeks ago

    New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

  • Regulatory and Control Associate

    2 weeks ago

    New York, New York, United States SMBC Full time

    Job Title: Policy Governance Associate or Vice President at SMBC Capital Markets, Inc.SMBC Group is a top-tier global financial group with a 400-year history and headquarters in Tokyo. The Group offers a diverse range of financial services across nearly 40 countries and has over 80,000 employees worldwide. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the...

  • Head of Regulatory

    2 weeks ago

    New York, New York, United States The Ladders Full time

    is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an exceptional lawyer to take on this exciting role and join our...

  • Global Markets Risk Senior Manager

    4 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:The Global Markets Risk Executive for the Bank of America Securities (BofAS) legal entity will primarily interface with the Product Trading/Marketing Heads and the product heads of other risk and support groups (i.e. Compliance, Finance, Operations, etc), as well as local regulators (e.g. SEC, CFTC, CME).Key responsibility to oversee and...