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Lead Auditor

3 months ago

Chicago, Illinois, United States Selby Jennings Full time

Lead Auditor - Corporate Risk

Location: Chicago, IL

Compensation: k base

I am currently working a leading financial services firm in Chicago to grow out their IA team by adding a Lead Auditor covering the Corporate Risk Management space. Ideal candidates have 4+ years of experience and are comfortable taking a lead role in the execution of an audit plan.

In this role you will be responsible for supporting a variety of audit engagements surrounding the firm's risk exposures, operational and financial procedures, and regulatory compliance. Additionally, this is a high visibility role as you would be working closely with senior audit leadership and other stakeholders across the business to identify and remediate risk exposures across the enterprise.

Responsibilities:

  • Support the creation and implementation of the annual audit plan
  • Lead audit engagements surrounding business operations and change initiatives
  • Identify strategic, operational, and regulatory risk exposures of the firm and work closely with senior leadership to identify and mitigate risk

Requirements:

  • 4+ years of experience in Internal Audit - Experience leading audit engagements
  • Bachelor's degree in finance, business, or another related field
  • Familiarity with broker dealer regulations (FINRA, SEC)
  • Proficiency using GRC tools (Archer preferred)
  • Strong ability working independently
  • Excellent written and verbal communication skills
  • Relevant certification preferred (CIA, CPA, CRMA)