Executive Director
3 weeks ago
A broker dealer located in Chicago looking to bring on board a “Executive Director - Compliance Officer – FCM Advisory” to join their team. This role is currently in a hybrid schedule (3 days in office / week).
Responsibilities:
- Support the Head of FCM Compliance by providing Compliance Advisory services to FCM (futures commission merchant) business line.
- Complete or assist in completing US FCM related regulatory inquiries.
- Complete or assist in completing US FCM BCAC guidance for management review.
- Collaborate to ensure Compliance Calendar deadlines are achieved.
- Create or assist in development of US FCM Policies and Procedures and Written Supervisory Procedures.
- Field FCM Business Questions.
- Support the Desk Heads with FCM related compliance matters.
- Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges.
- Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
- Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
- At all times complying with Code of Conduct.
- To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility.
- To report any breaches of policy to Compliance and/ or your supervisor as required.
- To escalate risk events immediately.
- To provide input to risk management processes, as required.
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Executive Director
3 months ago
chicago, United States The Batten Group - Executive Search Full timeExecutive Director About National Anti-Vivisection Society (NAVS)Since 1929, the National Anti-Vivisection Society has been a respected leader in promoting greater compassion, respect, and justice for animals. Through educational and advocacy programs based on credible and compelling ethical, scientific and legal theory, NAVS is dedicated to ending the...
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Executive Director
3 months ago
Chicago, United States The Batten Group - Executive Search Full timeExecutive Director About National Anti-Vivisection Society (NAVS)Since 1929, the National Anti-Vivisection Society has been a respected leader in promoting greater compassion, respect, and justice for animals. Through educational and advocacy programs based on credible and compelling ethical, scientific and legal theory, NAVS is dedicated to ending the...
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Executive Financial Director
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Chicago, Illinois, United States GatedTalent - Connecting Top Executive Search Firms And Executives Full timeOverviewGatedTalent is seeking a highly experienced Executive Financial Director to join our team. As a key member of the organization, this individual will be responsible for overseeing all financial aspects of the company, including budgeting, forecasting, and financial reporting.About the RoleThis is a full-time position that offers a competitive salary...
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Executive Director
1 week ago
Chicago, United States Youth Violence Intervention Through Sports Full timeExecutive Director Roles & Responsibilities: Work closely with board directors and committees to assess and address issues affecting the organization. Oversee daily operations of the organization, providing executive direction for program strategies and efficiencies, compliance, and quality assurance. Identify and address staffing requirements for...
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Executive Director
2 weeks ago
Chicago, United States Youth Violence Intervention Through Sports Full timeExecutive Director Roles & Responsibilities: Work closely with board directors and committees to assess and address issues affecting the organization. Oversee daily operations of the organization, providing executive direction for program strategies and efficiencies, compliance, and quality assurance. Identify and address staffing requirements for...
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Executive Director
1 week ago
Chicago, United States Ministrylist Full timeWhat started as a gathering of 13 people in 1986 has turned into a 27-site (and 10 more overseas) church with a total of 53 worship services. New Life Community Church is a Spirit-led congregation passionate about reaching people for Jesus. The people at New Life are committed to serving those in need through their ministry programs both locally and...
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Executive Director
1 week ago
Chicago, United States Ministrylist Full timeWhat started as a gathering of 13 people in 1986 has turned into a 27-site (and 10 more overseas) church with a total of 53 worship services. New Life Community Church is a Spirit-led congregation passionate about reaching people for Jesus. The people at New Life are committed to serving those in need through their ministry programs both locally and...
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Executive Director
1 week ago
Chicago, United States Youth Violence Intervention Through Sports Full timeExecutive Director Roles & Responsibilities: Work closely with board directors and committees to assess and address issues affecting the organization. Oversee daily operations of the organization, providing executive direction for program strategies and efficiencies, compliance, and quality assurance. Identify and address staffing requirements for efficient...
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Executive Director
1 week ago
Chicago, United States City Colleges of Chicago Full timeEXECUTIVE DIRECTOR - ACCREDITATION & COMPLIANCE MALCOLM X COLLEGE Malcolm X College is seeking an Executive Director of Accreditation & Compliance. This position is responsible for ensuring compliance with each accrediting agency and directing the implementation of necessary changes to maintain accreditation. The Director of Accreditation and Compliance will...
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Executive Director
1 week ago
Chicago, United States City Colleges of Chicago Full timeEXECUTIVE DIRECTOR - ACCREDITATION & COMPLIANCE MALCOLM X COLLEGE Malcolm X College is seeking an Executive Director of Accreditation & Compliance. This position is responsible for ensuring compliance with each accrediting agency and directing the implementation of necessary changes to maintain accreditation. The Director of Accreditation and Compliance...
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Director of Finance
3 months ago
Chicago, United States Keller Executive Search Full timeAbout the CompanyOur client is a leading financial institution with a strong presence in retail and commercial banking, investment services, and wealth management. With a commitment to financial excellence and customer satisfaction, we are seeking a highly qualified Director of Finance to join their executive team.Job OverviewThe Director of Finance will...
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Executive Director
3 weeks ago
Chicago, United States CannonDesign Full timeIf you think your skills, experience and aspirations make you a good match for this position, we encourage you to apply. This position may be filled anywhere in the United States. Preference may be given to candidates that can work in any of the CannonDesign offices located in our US Great Lakes Region offices which include Buffalo, NY, Chicago, IL, and...
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Executive Director
3 weeks ago
Chicago, United States CannonDesign Full timeIf you think your skills, experience and aspirations make you a good match for this position, we encourage you to apply. This position may be filled anywhere in the United States. Preference may be given to candidates that can work in any of the CannonDesign offices located in our US Great Lakes Region offices which include Buffalo, NY, Chicago, IL, and...
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Executive Assistant to the Pritzker Director
1 week ago
Chicago, Illinois, United States Chicago Artists Coalition Full timeChicago Artists Coalition seeks an experienced Executive Assistant to the Pritzker Director to provide high-level administrative support to the Pritzker Director at MCA Chicago. The successful candidate will have a strong background in executive administration and a proven ability to work independently with discretion and poise.This is a unique opportunity...
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Executive Director of Hospitality
6 days ago
Chicago, Illinois, United States Marriott Full timeWe are seeking an experienced Executive Director of Hospitality to join our team at Marriott International. As a key member of our leadership team, you will be responsible for overseeing the overall strategy and direction of our hospitality operations.Job SummaryThe Executive Director of Hospitality will serve as the primary strategic business leader of the...
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Executive Director of Financial Operations
1 week ago
Chicago, Illinois, United States Community Counseling Centers of Chicago Full timeCommunity Counseling Centers of Chicago is a dynamic organization dedicated to providing quality mental health services to individuals and families in need. We are seeking an experienced Executive Director of Financial Operations to join our team and play a critical role in shaping the financial future of our organization.Job SummaryThe Executive Director of...
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Executive Director, ACRL
1 week ago
Chicago, United States American Library Assoc. Full timeAt a dynamic time in the trajectory of American higher education, the American Library Association (ALA) seeks an Executive Director to lead its Association of College and Research Libraries (ACRL) division, the leading and largest organization representing academic and research libraries, librarians, and library workers. ACRL is an international convener...
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Executive Director, ACRL
1 week ago
Chicago, United States American Library Assoc. Full timeDescription At a dynamic time in the trajectory of American higher education, the American Library Association (ALA) seeks an Executive Director to lead its Association of College and Research Libraries (ACRL) division, the leading and largest organization representing academic and research libraries, librarians, and library workers. ACRL is an...
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Executive Director
1 week ago
Chicago, United States JLL Full timeThe Opportunity - We are currently seeking an Executive Director to join our Value and Risk Advisory team. Our Value and Risk Advisory platform is part of a global network comprised of experienced, licensed, qualified commercial real estate appraisers who use local insights and their years of expertise to deliver accurate, reliable and prompt valuations. We...
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Executive Director
2 weeks ago
Chicago, United States JLL Full timeThe Opportunity - We are currently seeking an Executive Director to join our Value and Risk Advisory team. Our Value and Risk Advisory platform is part of a global network comprised of experienced, licensed, qualified commercial real estate appraisers who use local insights and their years of expertise to deliver accurate, reliable and prompt valuations. We...