Vice President of Compliance

1 month ago


Greenwich, United States Top Credit Asset Manager Full time

THE FIRM:

My client is a top tier $15B+ credit investment firm in Greenwich, CT

*Must be okay with 5 days in office

*Excellent company culture


THE ROLE:

As the VP of Compliance, you will be the head of Public Funds compliance with a growth path to CCO title.

• Drive regulatory compliance function for all regulated investments

• Knowledge of Investment Act 1940

• Implement new policies

• Ad hoc SEC filings

• Corporate governance matters for regulated funds

• Work with outside counsel

• Assist with any compliance matters related to regulated funds in the firm


QUALIFICATIONS:

-10 - 20 years of regulatory compliance experience from registered investment companies

-Deep knowledge of 1940 Act


37097



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