Regulatory Relations Specialist

Found in: Appcast Linkedin GBL C2 - 2 weeks ago

Raleigh, United States Larson Maddox Full time

The U.S. Regulatory Relations team serves as the Bank's primary liaison with domestic and international regulators in the United States. The team offers support and counsel regarding regulatory examinations, inquiries, and investigations. Additionally, it oversees the continuous monitoring, reporting, and escalation of significant regulatory issues. This role serves as the Bank's key contact for the Office of the Comptroller of the Currency ("OCC") and other relevant regulators. When necessary, the individual in this role will lead or participate in regulatory interactions with other Bank businesses in the U.S.

Job Responsibilities:

  • Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities
  • Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies.
  • Offer support and guidance to the Bank Executives and management throughout examination processes, including preparation for meetings and responses to regulatory inquiries.
  • Summarize examination findings and perspectives, and ensure appropriate notification and escalation to the Bank's Board of Directors, Executives, and management.
  • Coordinate the submission of Board Materials, management reports, and other relevant supervisory materials to regulators.
  • Maintain a comprehensive understanding of banking regulations, operational procedures, risk management controls, and internal control practices pertinent to the Bank's regulatory landscape.
  • Internal Reporting
  • Assist in summarizing and preparing reports that communicate the Bank's examination activities and concerns for Bank's Regulatory Action Committee.
  • Prepare internal reports for the Bank Management and Board of Directors, facilitating the sharing of information on current and emerging regulatory issues.
  • Monitor and track regulatory risk through regular metrics, highlighting trends in examinations, inquiries, and ongoing monitoring efforts.
  • Issue Management
  • Oversee the Bank's regulatory issues management program, including the identification of thematic observations, conclusions, and recommendations regarding regulatory matters.
  • Ensure timely and accurate responses to regulators, including fulfilling data requests and addressing examination findings such as Matters Requiring Attention.
  • Develop and maintain departmental documentation, including manuals, training materials, and communications.
  • Collaborate with team members to safeguard Confidential Supervisory Information.

Required Skills:

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Regulatory Compliance, Regulatory Controls, Regulatory Experience, Regulatory Issues, Regulatory Operations, Regulatory Processes, Regulatory Requirements, Regulatory Reviews, Regulatory Strategies, Regulatory Support, Risk Management, Strategic Thinking.

  • Regulatory Relations Specialist

    3 days ago

    Raleigh, United States Larson Maddox Full time

    Job Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...

  • Regulatory Relations Specialist

    6 days ago

    Raleigh, United States Larson Maddox Full time

    Job Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...

  • Regulatory Relations

    Found in: beBee jobs US - 6 days ago

    Raleigh, North Carolina, United States Royal Bank of Canada Full time

    Job SummaryU.S. Regulatory Relations ("RBC RR") is RBC's primary point of contact and coordination for domestic and foreign regulators in the United States. Working together as a collaborative team operating across RBC's consolidated U.S. operations ("CUSO"), RBC RR provides support and advice in relation to regulatory exams, inquiries, investigations, and...

  • Regulatory Affairs Specialist

    4 days ago

    Raleigh, United States Planet Pharma Full time

    Immediate need for Regulatory Affairs Specialist with a Clinical Research Organization in Raleigh.Hybrid position - will work partly in office and partly remote.Looking for a Regulatory Affairs Specialist with at least 2 years of regulatory experience along with submissions. Will work on IND submissions (publishing and structure of the IND, not the strategic...

  • Regulatory Affairs Specialist

    5 days ago

    Raleigh, United States Planet Pharma Full time

    Immediate need for Regulatory Affairs Specialist with a Clinical Research Organization in Raleigh. Hybrid position - will work partly in office and partly remote. Looking for a Regulatory Affairs Specialist with at least 2 years of regulatory experience along with submissions. Will work on IND submissions (publishing and structure of the IND, not the...

  • Regulatory Relations Specialist

    Found in: Careerbuilder One Red US C2 - 2 weeks ago

    Raleigh, NC, United States Larson Maddox Full time

    Job Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...

  • Business Analyst II

    Found in: Resume Library US A2 - 6 days ago

    Raleigh, North Carolina, United States First Citizens Bank Full time

    Overview: The Regulatory Relations team partners with stakeholders across the bank to provide guidance and assistance with regulatory interactions and serves as the central point of contact with FCB’s primary regulators. The Business Analyst II provides operational and analytical support to the Regulatory Relations team and recommends/implements solutions...

  • Business Analyst II

    Found in: Careerbuilder One Red US C2 - 7 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThe Regulatory Relations team partners with stakeholders across the bank to provide guidance and assistance with regulatory interactions and serves as the central point of contact with FCB's primary regulators. The Business Analyst II provides operational and analytical support to the Regulatory Relations team and recommends/implements solutions to...

  • Risk Officer I/II

    3 days ago

    Raleigh, United States First Citizens Full time

    Overview This Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,...

  • Risk Officer I/II

    1 day ago

    Raleigh, United States First Citizens Bank Full time

    Overview This Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,...

  • Compliance Specialist

    6 days ago

    Raleigh, United States L&M Companies Full time

    Job Description Job Description TITLE: Compliance Specialist REPORTS TO: Food Safety Manager FLSA STATUS: Non-Exempt LOCATION: Raleigh, NC SUMMARY: The Compliance Specialist supports the company by ensuring rigorous compliance within both internal and external supply chains. They coordinate, collect, and manage documentation essential for regulatory...

  • Risk Officer I/II

    Found in: Careerbuilder One Red US C2 - 9 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThis Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,...

  • IT Regulatory Officer

    Found in: Resume Library US A2 - 6 days ago

    Raleigh, North Carolina, United States First Citizens Bank Full time

    Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory...

  • IT Regulatory Officer

    Found in: Careerbuilder One Red US C2 - 7 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThe IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions...

  • Compliance Specialist

    4 days ago

    Raleigh, United States L&M Companies Full time

    Job Description Job Description TITLE: Compliance SpecialistREPORTS TO: Food Safety ManagerFLSA STATUS: Non-ExemptLOCATION: Raleigh, NCSUMMARY: The Compliance Specialist supports the company by ensuring rigorous compliance within both internal and external supply chains. They coordinate, collect, and manage documentation essential for regulatory adherence,...

  • Compliance Specialist

    2 weeks ago

    Raleigh, United States L & M Companies Inc Full time

    Job DescriptionJob DescriptionTITLE: Compliance SpecialistREPORTS TO: Food Safety ManagerFLSA STATUS: Non-ExemptLOCATION: Raleigh, NCSUMMARY:The Compliance Specialist supports the company by ensuring rigorous compliance within both internal and external supply chains. They coordinate, collect, and manage documentation essential for regulatory adherence,...

  • Regulatory Compliance Technician

    Found in: Talent US C2 - 6 days ago

    Raleigh, United States Pike Full time

    Position Summary: The Regulatory Compliance Technician performs all work associated with Pike’s Regulatory Compliance Department and some work associated with safety, company-wide.  Essential Functions: Effectively speak in front of large groups. Able to work irregular schedules and travel away from home for extended periods, when required. ...

  • IT Regulatory Officer

    Found in: Resume Library US A2 - 2 days ago

    Raleigh, North Carolina, United States First Citizens Bank Full time

    Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory...

  • IT Regulatory Officer

    Found in: Careerbuilder One Red US C2 - 12 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThe IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions...

  • Clinical Quality Specialist

    Found in: Talent US C2 - 6 days ago

    Raleigh, United States WakeMed Full time

    Position Information: The Clinical Quality Specialist is a clinical leader who functions across service lines and locations as part of the management team and collaborates with compliance and nursing services. Responsibilities include partnering with service line leaders to facilitate a variety of clinical and administrative duties related to clinical...