Compliance Manager

Compliance Associate Location: Greenwich, CT (In-Office, 5 days/week) The Opportunity: Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer. Key Responsibilities: Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF). Support compliance programs,...

Compliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...

Compliance AssociateLocation: Greenwich, CT (In-Office, 5 days/week)The Opportunity:Seeking a Compliance Associate to join a $2B alternative asset manager. This hire will report to the General Counsel/Chief Compliance Officer.Key Responsibilities:Prepare and manage regulatory filings (ADV, Form D, 13F/G/H, Form PF).Support compliance programs, including mock...

Compliance Manager – Hedgefund Our client, a small but elite, Hedge Fund (under $3bn AUM), employing a diverse macro trading strategy is looking to hire a Generalist Compliance Manager who will work with senior Investment and non-Investment stakeholders leaders across the firm, driving a compliance culture ensuring that the effective implementation and...

Regulatory Compliance Lead – Alternative Investment FirmLarson Maddox is seeking a skilled Regulatory Compliance Lead to join a prestigious alternative investment firm specializing in macro trading strategies. This role is pivotal in fostering a culture of compliance throughout the organization, ensuring that compliance policies and procedures are...

Our client, a major manufacturer of Chemicals and Fertilizers, is seeking their Senior Manager of Compliance and Counterparty Risk and Counter Park Risk. This role will require Commodities Compliance Monitoring and Surveillance, trading monitoring Counterparty risk, Vendor and customer onboarding and vetting. Trade position limits and adherence.Ongoing...

Job DescriptionInteractive Brokers is seeking a seasoned Compliance Testing professional to lead our regulatory risk management efforts.Key ResponsibilitiesCompliance Testing Program Management: Oversee the development, implementation, and maintenance of our annual compliance testing program to ensure adherence to regulatory requirements.Stakeholder...

Job DescriptionJob DescriptionJob DescriptionInteractive Brokers LLC is looking for a motivated and talented Compliance Testing Officer who is knowledgeable of U.S. securities and/or commodities regulations, and has appropriate experience at a broker / dealer, regulatory agency, exchange, accounting firm or law firm. In particular, we are looking for someone...

Job DescriptionJob DescriptionJob DescriptionInteractive Brokers LLC is looking for a motivated and talented Head of Compliance Testing who is knowledgeable of U.S. securities and/or commodities regulations, and has appropriate experience at a broker / dealer, regulatory agency, exchange, accounting firm or law firm. In particular, we are looking for someone...

Job DescriptionInteractive Brokers is seeking a highly motivated and experienced professional to join our team as a Senior Compliance Analyst. This role will be responsible for ensuring the firm's technology and data enterprise is in compliance with regulatory requirements.Key ResponsibilitiesCompliance Coverage: Support the firm's compliance coverage of...

Job DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...

Job DescriptionJob Description Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. ResponsibilitiesThe Senior Compliance Analyst's primary focus will be to:Support compliance coverage of the firm's technology and data...

A professional services firm in Connecticut is currently seeking an experienced Tax professional to join their staff as their new Tax Manager. Responsibilities: The Tax Manager will be responsible for: Preparation and monitoring of income tax provisions and related GAAP disclosures Regularly monitoring of REIT compliance, including estimating current...

Job Title: Tax Manager, Public Mortgage REIT Compliance SpecialistA leading professional services firm in Connecticut is seeking an experienced Tax professional to join their team as a Tax Manager, Public Mortgage REIT Compliance Specialist.Key Responsibilities:Preparation and monitoring of income tax provisions and related GAAP disclosures, ensuring...

Job DescriptionInteractive Brokers LLC is seeking a seasoned professional to lead our Compliance Testing program. As a key member of our regulatory team, you will be responsible for ensuring our firm's compliance with U.S. securities and commodities regulations.Key Responsibilities:Compliance Testing Program Management: Oversee the development,...

Job DescriptionJob DescriptionTitle: Management Company Controller / Director of FinanceLocation: Greenwich CTSummary:Middle-Market PE Fund in growth mode and looking for a Management Company Controller / Director of Finance to work side-by-side with the CFO.Responsibilities include financial reporting, payroll, budgeting and forecasting, cash management,...

Nursing Supervisor Job Description**Job Summary:**We are seeking a highly skilled and experienced Nursing Supervisor to join our team at TAG MedStaffing. As a Nursing Supervisor, you will play a key role in overseeing patient care and clinical operations, ensuring the highest standards of quality and patient satisfaction.Key Responsibilities:Patient Care...

About the RoleiCapital is seeking a highly skilled professional to join its Hedge Fund Finance team as an Associate or Assistant Vice President. This role will be responsible for servicing hedge and private equity fund of fund and access fund vehicles, working closely with third-party administrators to manage all fund accounting and financial reporting to...

Job DescriptionJobsRUs is seeking a highly skilled Production Supervisor to oversee production lines and operations in our bakery. As a key member of our team, you will be responsible for ensuring the quality of our products and meeting delivery deadlines.Key Responsibilities:Leadership and Supervision: Directly supervise production associates and provide...

The corporate team consists of approximately 40 individuals across four main functions: investments, operations, marketing, and support functions. Roles and responsibilities, amongst others, for this position include the following: - Act as the central point within the Company for US tax compliance, tax advice and queries and liaise externally with tax...