Compliance Specialist
3 weeks ago
Our client, a Global Investment Bank, is seeking a Compliance specialist in their Baltimore, MD location:
Responsibilities:
- Develop, maintain or enhance securities licensing processes and procedures
- Respond to regulatory and registration requests
- Support process workflows and the systems utilized to associate registered individual's
- Handle resolution of escalated matters
- Assist with targeted projects and support strategic initiatives
Qualifications
- Education level: Bachelor's Degree or higher
- Legal and/or Compliance experience preferred
- Familiar with Microsoft platform tools (Outlook, Excel, PowerPoint, etc.)
- Must be highly organized, detailed oriented, and comfortable working both independently and within a team environment
- Must be self-motivated, driven, proactive, and possess strong communication and analytical skills
- Must be able to manage multiple tasks and prioritize workflow with minimal supervision
- Strong project management skills including critical ability to coordinate and balance multiple projects in a time-sensitive environment, under pressure, and meeting deadlines
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