Compliance Specialist

3 weeks ago


Baltimore, United States Phyton Talent Advisors Full time

Our client, a Global Investment Bank, is seeking a Compliance specialist in their Baltimore, MD location:


Responsibilities:

  • Develop, maintain or enhance securities licensing processes and procedures
  • Respond to regulatory and registration requests
  • Support process workflows and the systems utilized to associate registered individual's
  • Handle resolution of escalated matters
  • Assist with targeted projects and support strategic initiatives


Qualifications

  • Education level: Bachelor's Degree or higher
  • Legal and/or Compliance experience preferred
  • Familiar with Microsoft platform tools (Outlook, Excel, PowerPoint, etc.)
  • Must be highly organized, detailed oriented, and comfortable working both independently and within a team environment
  • Must be self-motivated, driven, proactive, and possess strong communication and analytical skills
  • Must be able to manage multiple tasks and prioritize workflow with minimal supervision
  • Strong project management skills including critical ability to coordinate and balance multiple projects in a time-sensitive environment, under pressure, and meeting deadlines

  • Compliance Specialist

    2 weeks ago


    Baltimore, United States Volunteers of America Chesapeake & Carolinas Full time

    COMPANY OVERVIEW: Volunteers of America Chesapeake & Carolinas empowers self-reliance and inspires hope. As a church without walls, we do this through personalized housing, ministry, health, and human services that benefit vulnerable individuals, the Compliance Specialist, Compliance, Specialist, Audit, Training, Healthcare, Staff


  • Baltimore, United States THE ARC BALTIMORE Full time

    **Do you have the ability to motivate, champions support and lead by example in a positive and of service manner? Are you an individual who is thorough, meets goals promptly and enjoys working within a team environment? Do you want to be effective in the community where you work? If you answered “YES” then The Arc Baltimore is a perfect fit for...


  • Baltimore, United States Shimano American Corp. Full time

    Product Compliance Specialist page is loaded Product Compliance Specialist Apply locations Eindhoven, The Netherlands time type Full time posted on Posted 2 Days Ago job requisition id R1245 Introduction At Shimano high quality is key and part of this drive is product compliance, adhering to technical standards and sustainability. The challenge of the...


  • Baltimore, United States Johns Hopkins University Full time

    **General Summary** **_ We are seeking a Compliance Monitoring Specialist_** who will work under the supervision of the Sidney Kimmel Comprehensive Cancer Center (SKCCC) Clinical Research Compliance Manager. This role is responsible for conducting compliance monitoring reviews of clinical research trials in keeping with established policies and procedures...


  • Baltimore, United States Maryland Department of Transportation Full time

    MARYLAND TRANSIT ADMINISTRATION M/ DBE) Compliance Specialist (Admin Officer) (2247) Grade 15 Contractual. Open to all qualified applicants YOU MUST APPLY ONLINE TO BE CONSIDERED FOR THIS POSITION Bilingual applicants are encouraged to apply. Are you Compliance Specialist, Officer, Compliance, Specialist, High School, Monitoring, Business Services


  • Baltimore, United States Wahve Full time

    Job DescriptionJob Descriptionb"Compliance Specialist - Rate Filing - REMOTE Put your Insurance Experience to work - FROM HOME! At Wahve, we value significant insurance experience and want to revolutionize the way people think about phasing into retirement by offering qualified candidates the opportunity to continue their career working from home. As we say...


  • Baltimore, United States State of Maryland Full time

    **Introduction**: The Maryland Department of the Environment is charged with protecting and preserving the State's air, water, and land resources and safeguarding the environmental health of all Maryland’s citizens. The Agency’s mission is to protect and restore the environment for the health and well-being of all Marylanders with a vision of healthy,...


  • Baltimore, United States Maryland Department of Transportation Full time

    **MARYLAND TRANSIT ADMINISTRATION** **M/DBE) Compliance Specialist (Admin Officer) (2247) Grade 15** **Contractual** **Open to all qualified applicants** **YOU MUST APPLY ONLINE TO BE CONSIDERED FOR THIS POSITION** **Bilingual applicants are encouraged to apply.** The Compliance Specialist plays a crucial role in ensuring adherence to equal opportunity...


  • Baltimore, United States Maryland Transit Administration Full time

    Description MARYLAND TRANSIT ADMINISTRATION  M/DBE) Compliance Specialist (Admin Officer) (2247) Grade 15 Contractual Open to all qualified applicants YOU MUST APPLY ONLINE TO BE CONSIDERED FOR THIS POSITION Bilingual applicants are encouraged to apply. Are you seeking a job where your work is rewarding and provides excellent...


  • Baltimore, United States Early Morning Software, Inc. Full time

    Job DescriptionJob DescriptionJOB DESCRIPTIONCLASSIFICATION TITLE: COMPLIANCE SPECIALISTPURPOSE OF CLASSIFICATIONThe purpose of this classification is to perform administrative work in assisting the Director of Client Services as needed in the administration of the Small Local Business Enterprise (SLBE) and Procurement Non-discrimination Program.ESSENTIAL...

  • Compliance Analyst I

    2 weeks ago


    Baltimore, United States Stifel Full time

    Summary The Municipal Compliance Analyst I is a key member of the Municipal Compliance team responsible for compliance analysis and reporting requirements, including conducting conflict check requests and reviewing and approving political contribution requests and bond ballot contributions for the Firm. Essential Duties & Responsibilities * Supports the...


  • Baltimore, United States Applied Development LLC Full time

    Job Description Job Description Description: Applied Development champions the rights of people of all abilities to work and communicate effectively through sign language interpretation, reader services, advocacy, and outreach. We ensure reasonable accommodations are met through 504/508 compliance, policy, and complaint resolution. We also help ensure your...


  • Baltimore, United States Applied Development LLC Full time

    Job DescriptionJob DescriptionDescription:Applied Development champions the rights of people of all abilities to work and communicate effectively through sign language interpretation, reader services, advocacy, and outreach. We ensure reasonable accommodations are met through 504/508 compliance, policy, and complaint resolution. We also help ensure your...


  • Baltimore, United States City of Baltimore Maryland Full time

    The Office of Equity and Civil Rights is a city agency devoted to advancing equity and upholding the federal and local civil rights laws, the local living and prevailing wage laws, ensuring access and equal opportunities for persons with disabilities Civil, Compliance Officer, Intake, Equity, Office, Specialist, Business Services

  • Medical Biller

    4 weeks ago


    Baltimore, United States Specialist Office Full time

    Job DescriptionJob DescriptionMedical Biller - A/R Baltimore, MDMUST:Experienced Medical Biller5+ years of experience in a medical billing office and resolution of rejectionsMust have collections and A/R experienceMust have strong appeals and denials experienceMust have A/R follow up experienceMust have experience handling payment refunds and AdjustmentMust...

  • Accounting Specialist

    2 weeks ago


    Baltimore, United States latitude Full time

    We are seeking a highly skilled and motivated Accounting Specialist to join our dynamic finance team. As an Accounting Specialist, you will play a crucial role in ensuring the accuracy, integrity, and compliance of our financial records and reports. This is an excellent opportunity for an individual who is detail-oriented, analytically inclined, and...

  • Accounting Specialist

    1 month ago


    Baltimore, United States Latitude, Inc. Full time

    Job DescriptionJob DescriptionWe are seeking a highly skilled and motivated Accounting Specialist to join our dynamic finance team. As an Accounting Specialist, you will play a crucial role in ensuring the accuracy, integrity, and compliance of our financial records and reports. This is an excellent opportunity for an individual who is detail-oriented,...


  • Baltimore, United States American Society Of Gene & Cell Therapy Full time

    Job Title : Cell Therapy Specialist IDuration : 12 MonthsLocation : Frederick, MD 21701Shift Timings:6:00 am to 4:30 pm (Day Shift), Sun-Wed and Wed-Sat3:00 pm to 1:30 am (Swing Shift), Sun-Wed and Wed-SatJob Description:The Cell Therapy Specialist will perform and/or verify all tasks associated with the manufacture of commercial product following batch...


  • Baltimore, United States American Society Of Gene & Cell Therapy Full time

    Job Title : Cell Therapy Specialist I Duration : 12 Months Location : Frederick, MD 21701 Shift Timings: 6:00 am to 4:30 pm (Day Shift), Sun-Wed and Wed-Sat 3:00 pm to 1:30 am (Swing Shift), Sun-Wed and Wed-Sat Job Description: The Cell Therapy Specialist will perform and/or verify all tasks associated with the manufacture of commercial product following...

  • A.C.T. Specialist

    5 days ago


    Baltimore, United States Kennedy Krieger Institute Full time

    Overview The A.C.T. Specialist will coordinate admissions, monitor compliance with COMAR Regulations, and coordinate transitions for a varied population of students in a private separate day school for students with disabilities. Responsibilities Maintain documentation of all contacts with parents/guardians, agency representatives, administration and...