Market Surveillance Analyst

1 week ago

Salt Lake City, United States Insight Global Full time

Day-to-Day

Insight Global is looking for a mid-level analyst candidate to sit in the market surveillance group at a large financial client of ours. This group sits within the Financial Crime Compliance Group, a centralized surveillance function within the Global Compliance Department. The group strives to detect potential insider trading, market abuse, violations of regulations and policies related to information barriers, and/or violations of firmwide trading policies through established advanced technology-based trading surveillances. Market Surveillance focuses on establishing surveillances to cover all business units globally. The opportunity within Market Surveillance is fully remote and will focus on surveillance alerts, ad-hoc investigations arising from internal escalations and regulatory inquiries, as well as project-based work on building out trade-surveillance parameters underpinning new surveillance technologies.

Key Responsibilities

  • Identify potential insider trading, information barrier, and market manipulation scenarios through investigations and analysis of trading alerts
  • Research market-moving events and create market color, conduct an analysis of the trading in the context of this market color, develop and support a recommendation
  • Investigate potential trading issues flagged by the business units, such as the Global Markets Division and Investment Banking
  • Liaise with strategy groups, Engineering, and Technology in the development, review, and testing of new/existing automated surveillance models and output
  • Coordinate with the Anti-Money Laundering Group globally on trading-related investigations and potential escalations
  • Pursue ad-hoc projects related to trading around market-moving news events such as merger & acquisition announcements, offerings, corporate accounting scandals, etc.
  • Participate and potentially lead working groups that focus on enhancing controls/quality of the trade surveillance program

Must-haves:

  • 1+ Years Experience in Financial Crimes Compliance
  • AML/KYC/EDD/ Fraud Monitoring Experience
  • Experience writing Suspicious Activity Reports (SAR’s)
  • Advanced MS Excel and PowerPoint skills (Pivot tables, VLookup, experience with large data sets, proficient in data manipulation and presentation)
  • Proficiency with Bloomberg, Reuters and other market data tools and aptitude for research
  • Interest in capital markets, current events, and financial news
  • Ability to identify and explain sophisticated trading strategies
  • Experience/working knowledge of financial products such as fixed-income, equity options, CDSs, CFDs, among others
  • Strong communication skills, comfort developing a recommendation and supporting it by presenting and explaining analysis
  • Team player with great attitude and work ethic
  • Ability to multi-task on several different assignments/projects

Pluses:

  • Series 7/63 preferred
  • Bachelor’s Degree in Finance or related business field



Exact compensation may vary based on several factors, including skills, experience, and education.


Benefit packages for this role will start on the 31st day of employment and include medical, dental, and vision insurance, as well as HSA, FSA, and DCFSA account options, and 401k retirement account access with employer matching. Employees in this role are also entitled to paid sick leave and/or other paid time off as provided by applicable law.

  • Market Surveillance Analyst

    6 days ago

    West Valley City, United States Insight Global Full time

    Day-to-Day Insight Global is looking for a mid-level analyst candidate to sit in the market surveillance group at a large financial client of ours. This group sits within the Financial Crime Compliance Group, a centralized surveillance function within the Global Compliance Department. The group strives to detect potential insider trading, market abuse,...

  • Loss Prevention Digital Surveillance Analyst

    2 months ago

    SALT LAKE CITY, United States Maverik, Inc. Full time

    - Starting Hourly Range At $18.00/hour DOE and Bonus Opportunity - - Want to help build together the coolest convenience experience on the planet? Are you a detail-oriented, hardworking individual who will contribute to the success of the team and Ma Loss Prevention, Surveillance, Analyst, Digital, Store Manager, Technology, Transportation

  • Loss Prevention Digital Surveillance Analyst

    3 weeks ago

    SALT LAKE CITY, United States Maverik, Inc. Full time

    - Starting Hourly Range At $18.00/hour DOE and Bonus Opportunity - - Want to help build together the coolest convenience experience on the planet? Are you a detail-oriented, hardworking individual who will contribute to the success of the team and Ma Loss Prevention, Surveillance, Analyst, Digital, Store Manager, Technology, Transportation

  • Compliance, FCC- Market Surveillance, Vice President, Salt Lake City UT

    2 weeks ago

    Salt Lake City, United States Goldman Sachs Full time

    Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line...

  • Compliance, FCC- Market Surveillance, Vice President, Salt Lake City UT

    6 days ago

    Salt Lake, Utah, United States The Goldman Sachs Group, Inc Full time

    Job DescriptionGlobal Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's...

  • Analyst - Surveillance

    4 weeks ago

    Atlantic City, United States Bally's Corporation Full time

    Conduct detailed analysis and video review of table games. Prepare detailed reports reporting deviations from theoretical win/loss for the Bally's AC Finance Department. Prepare player analysis reports detailing the probability of advantage play, cheating techniques and vulnerabilities for employee/agent collusion issues. Provide analysis of all casino...

  • Procurement Analyst

    2 months ago

    Salt Lake City, United States U.S. Army Corps of Engineers Full time

    Summary About the Position: You will serve as a Senior Procurement Analyst in the Business Oversight Branch of the Baltimore District providing advice to management, contracting officers, contract specialists, and other district elements through surveillance, compliance reviews, interpreting and implementing guidance for policy and regulation, and...

  • Financial Analyst

    3 weeks ago

    Salt Lake City, United States MasterControl Full time

    About MasterControlMasterControl Inc. is a leading provider of cloud-based quality and compliance software for life sciences and other regulated industries. Our mission is the same as that of our customers to bring life-changing products to more people sooner. The MasterControl Platform helps organizations digitize, automate and connect quality and...

  • Financial Analyst

    4 weeks ago

    Salt Lake City, United States MasterControl Full time

    About MasterControlMasterControl Inc. is a leading provider of cloud-based quality and compliance software for life sciences and other regulated industries. Our mission is the same as that of our customers to bring life-changing products to more people sooner. The MasterControl Platform helps organizations digitize, automate and connect quality and...

  • Financial Analyst

    4 weeks ago

    Salt Lake City, United States MasterControl Full time

    About MasterControlMasterControl Inc. is a leading provider of cloud-based quality and compliance software for life sciences and other regulated industries. Our mission is the same as that of our customers to bring life-changing products to more people sooner. The MasterControl Platform helps organizations digitize, automate and connect quality and...

  • Financial Analyst

    3 weeks ago

    Salt Lake City, United States MasterControl Full time

    About MasterControlMasterControl Inc. is a leading provider of cloud-based quality and compliance software for life sciences and other regulated industries. Our mission is the same as that of our customers to bring life-changing products to more people sooner. The MasterControl Platform helps organizations digitize, automate and connect quality and...

  • Analyst, Client Relations and Marketing

    4 weeks ago

    Salt Lake City, United States Wasatch Global Investors Full time

    Role: Analyst,Client Relations and Marketing The Firm: Wasatch Global Investors is a stable, independent, employee-owned investment management firm in Salt Lake City, Utah. We focus exclusively on investment management for large institutional investors and individuals through separately managed accounts and various pooled vehicles, including mutual funds....

  • Analyst, Client Relations and Marketing

    3 weeks ago

    Salt Lake City, United States Wasatch Global Investors Full time

    Role: Analyst,Client Relations and Marketing The Firm: Wasatch Global Investors is a stable, independent, employee-owned investment management firm in Salt Lake City, Utah. We focus exclusively on investment management for large institutional investors and individuals through separately managed accounts and various pooled vehicles, including mutual funds....

  • Digital Marketing Business Analyst

    3 weeks ago

    Salt Lake City, United States System One Full time

    Digital Marketing Business Analyst Employment Type: Full Time Date Posted: 11/30/2023 Location: Remote Pay Range: Negotiable Job Number: JO-2311-2314 Primary Function The Business Analyst will serve as a support role for a Marketing Cloud Implementation project. Duties & Responsibilities Support the team in tracking tasks and key deliverables to...

  • VP, Compliance Surveillance Officer

    1 month ago

    Jersey City, United States Citigroup Inc. Full time

    Creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements and proactively ad Surveillance, Officer, Compliance, Security, Banking, Regulatory, Skills

  • Vp, Compliance Surveillance Officer

    2 weeks ago

    Jersey City, United States Citi Full time

    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

  • Senior Analyst

    7 days ago

    Salt Lake City, United States American Express Full time

    American Express Senior Analyst – Marriott Co-Brand Acquisition Marketing Salt Lake City , Utah Apply Now With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and...

  • Sr Marketing Analyst Consumers Energy Location: Michigan Category: Analyst

    4 weeks ago

    Salt Lake City, United States Electricenergyonline Full time

    We are looking for: The Senior Marketing Analyst is responsible for assisting with the management of all marketing and customer data, including governance, enablement and reporting, and ongoing evaluation and implementation of new marketing technologies. In this role you will be responsible for: Leads the integration of marketing performance data and serves...

  • Associate Director, Surveillance Strategy

    2 months ago

    Jersey City, New Jersey, United States Royal Bank of Canada Full time

    Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

  • Associate Director, Surveillance Strategy

    3 weeks ago

    Jersey City, New Jersey, United States Royal Bank of Canada Full time

    Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...