Senior Manager Equity Regulatory Reporting Technology

3 weeks ago


New York, United States Shulman Fleming & Partners Full time

Senior Manager Equity Regulatory Reporting Technology

MUST be local to New York City, Hybrid Schedule, at least 3 days onsite

Salary Range: $175k to $250k

No Sponsorship

Must have experience with SLATE, CAT and LOPR and the systems

Must have strong data experience.

This Technology Manager will act as a partner with the Equity group in the utilization of information technology to drive business and improve efficiencies. Manage extensive contact with all management levels and other internal customers is required to identify, research, analyze and resolve complex information technology issues.

Responsibilities:

  • Drives IT solutions to ensure they meet business needs balanced with a pragmatic and integrated approach to the design of technical solutions.
  • Understands and applies enterprise-wide thinking to individual departmental requests for IT investments to ensure end-to-end process and data integration are achieved.
  • Leads projects to successful completion as defined by predetermined project success criteria including those established by the business, capital expenditure and budget requirements.
  • Works with vendors to implement off the shelf solutions as well as modified versions of their products
  • Influences the prioritization of business unit technology projects, optimal project structure and project administration to ensure strategic business objectives are met and risk is managed.
  • Focuses on workforce management to accurately capture IT resource capacity involving resources (internal and/or external), processes and practices.
  • Develops and maintains development methodology (templates, processes and deliverables) and ensures all IT resources understand their responsibilities in this process.
  • Partners with Architecture Team to assess how technologies can best streamline processes and/or add business value.
  • Provides quick project turnarounds and flexibility by leveraging SDLC


  • Shulman Fleming

    3 weeks ago


    new york city, United States Shulman Fleming & Partners Full time

    Senior Manager Equity Regulatory Reporting TechnologyMUST be local to New York City, Hybrid Schedule, at least 3 days onsiteSalary Range: $175k to $250kNo SponsorshipMust have experience with SLATE, CAT and LOPR and the systemsMust have strong data experience.This Technology Manager will act as a partner with the Equity group in the utilization of...


  • New York, United States Shulman Fleming & Partners Full time

    Senior Manager Equity Regulatory Reporting TechnologyMUST be local to New York City, Hybrid Schedule, at least 3 days onsiteSalary Range: $175k to $250kNo SponsorshipMust have experience with SLATE, CAT and LOPR and the systemsMust have strong data experience.This Technology Manager will act as a partner with the Equity group in the utilization of...

  • Shulman Fleming

    1 week ago


    new york city, United States Shulman Fleming & Partners Full time

    Senior Manager Equity Broker Dealer Regulatory ReportingMUST be local to New York City, Hybrid Schedule, at least 3 days onsiteSalary Range: $175k to $250kNo SponsorshipMust have experience with SLATE, CAT and LOPR and the systemsMust have strong data experience.This Technology Manager will act as a partner with the Equity group in the utilization of...


  • New York, New York, United States Shulman Fleming & Partners Full time

    Job Overview: We are seeking an experienced Senior Manager to lead our Equity Regulatory Reporting Technology team at Shulman Fleming & Partners. This role requires a seasoned professional with expertise in technology operations, excellent leadership skills, and the ability to develop and implement effective solutions.Key Responsibilities:Drive technology...

  • Financial Risk

    1 week ago


    New York, United States Selby Jennings Full time

    A Big 4 Consulting Firm is building out their financial risk practice and is seeking Manager & Senior Manager level talent for Regulatory Reporting positions. Due to high demand, this growth hire will assist the client base to submit regulatory reports required by the Fed. Skillset In Demand: Experience preparing, reviewing, and submitting regulatory...


  • New York, United States The Rockridge Group Full time

    Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...


  • New York, United States Scotiabank Full time

    Title: Senior Manager, U.S. Finance & Regulatory Reporting - AuditRequisition ID: 208343Salary Range: 110,700.00-211,800.00Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills, and experience.Join a purpose driven winning...


  • New York, New York, United States TP ICAP Full time

    Regulatory Compliance Officer Job SummaryWe are seeking a highly skilled Equities Regulatory Compliance Officer to join our team in New York. As a key member of our Americas Compliance team, you will be responsible for providing regulatory/compliance advice and support to our equity and equity derivatives trading and operational functions.This role is ideal...

  • IT Manager

    6 hours ago


    New York, United States Software Guidance and Assistance, Inc. Full time

    Software Guidance & Assistance, Inc., (SGA), is seeking an IT Manager - Regulatory-driven Response, Execution and Reporting for right-to-hire Contract assignment with one of our premier Financial Services clients in lower Manhattan, NYC. Hybrid - 2 days/week in the office required. The role will support response and execution coordination activities...


  • New York, United States Cantor Fitzgerald Securities Full time

    Job Description The Cantor Equities Technology Trade Desk Support team is responsible for supporting various equity products and processes which require specialized handling and skills. The role focuses on applying in depth product knowledge to introduce new products, technology, or processes, while maintaining strong working relationships with the Trading...


  • New York, New York, United States Synechron Full time

    Job DescriptionWe are seeking a highly skilled Business Analyst to join our team for the QFC (Qualified Financial Contracts) reporting project. The ideal candidate will have extensive knowledge in Regulatory Reporting and the Financial Services industry, combined with strong technical and communication skills. This role requires independent work, interaction...


  • New York, United States Cantor Fitzgerald Full time

    The Cantor Equities Technology Trade Desk Support team is responsible for supporting various equity products and processes which require specialized handling and skills. The role focuses on applying in depth product knowledge to introduce new products, technology, or processes, while maintaining strong working relationships with the Trading Desk, Middle...


  • New York, United States coty Full time

    NYC COTY is looking for smart leaders who are fast and passionate. Purpose of the Role: As the Senior Manager, Executive Equity Compensation, you will be a key member of our global Total Rewards team, responsible for managing and enhancing the executive equity compensation program. You will partner with internal stakeholders and external vendors to ensure...


  • New York, United States Citigroup Inc. Full time

    The Senior Group Manager position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the...


  • New York, New York, United States CapB InfoteK Full time

    Job Summary:We are seeking an experienced AxiomSL Developer to join our team at CapB InfoteK. As a key member of our technology department, you will play a vital role in developing and maintaining our regulatory reporting systems.The ideal candidate will have at least 10+ years of IT experience and 4+ years of AxiomSL development experience. Strong...


  • New York, New York, United States Cynet Systems Full time

    Improve Business Operations with UsCynet Systems is seeking a talented Senior Business Analyst to join our team. As a Senior Business Analyst, you will play a key role in optimizing business processes, ensuring regulatory compliance, and driving growth. If you have a strong background in regulatory operations, process mapping, and documentation, we encourage...


  • New York, United States Syntricate Technologies Full time

    Business Analyst/Regulatory Reporting/ CFTC New York City, NY (Hybrid 3 days in a week) 12+ Months Web Cam Interview $80-$90/Hr on W2 or 1099 We need: We are looking for CFTC Reg Reporting specialist/SME consultant who focuses only on Regulatory . We need A senior technical Business Analyst that has heavy financial/Capital Markets experience...

  • Customer Success

    2 days ago


    New York, United States AQMetrics Full time

    At AQMetrics, we're constantly seeking exceptional talent to join our team.Customer Success & Regulatory Reporting Analyst (US)Are you looking for a new challenge to grow an exciting SaaS company as a Regulatory Reporting Analyst? Then continue reading…Location: Hybrid – New YorkJob Type: Full-Time (Hybrid)Who We AreAQMetrics is a leading provider of...

  • Business Analyst

    3 weeks ago


    New York, United States Genpact Full time

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose - the relentless pursuit of a world that works better for people - we...

  • Financial Risk

    1 day ago


    New York, United States Selby Jennings Full time

    Financial Risk - Regulatory Reporting, Manager & Senior ManagerA Big 4 Consulting Firm is building out their financial risk practice and is seeking Manager & Senior Manager level talent for Regulatory Reporting positions. Due to high demand, this growth hire will assist the client base to submit regulatory reports required by the Fed.Skillset In...