Regulatory Operations Manager

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

Are you a seasoned professional with expertise in regulatory compliance and operations management? Do you have a strong understanding of banking regulations and a passion for fostering effective relationships with regulators? We are seeking a highly skilled Reg&Exam Senior Officer to join our team at Citigroup, Inc.This role involves leading regulatory...

Job DescriptionOur ideal candidate will have expertise in pre-market approval processes, clinical trial oversight, and interaction with regulatory bodies both in the US and internationally. Experience with PMA processes, 510(k) submissions, and clinical trials is highly desirable.The successful candidate will lead the development and execution of regulatory...

Job OverviewBrookfield Asset Management, Inc. is seeking a seasoned Regulatory Asset Manager to support its Registered Funds Legal and Regulatory Team in its New York office. As a key member of the team, you will provide counsel on a wide range of legal and regulatory matters impacting Brookfield's Wealth Vehicles.The ideal candidate will have deep...

Job Overview:">Oscar Health is seeking an experienced Sr. Regulatory Analyst to join its Legal Operations team. The ideal candidate will have a strong background in healthcare compliance, project management, and experience with SERFF and/or HIOS filings. This role requires close collaboration with internal teams and external regulators to ensure Oscar's...

Crédit Agricole CIB is seeking a highly experienced Regulatory Change Management Specialist to join its team in New York.Job DescriptionThe successful candidate will be responsible for coordinating the Regulatory Watch/Laws Rules and Regulations (LRRs) Program across all business lines on behalf of the regional Compliance operations. This involves...

The Regulatory Exam Management Lead will play a pivotal role in the broker-dealer function of a leading bank, driving the expansion and enhancement of their compliance program.About the RoleAs part of our team at Michael Page, you will be responsible for managing regulatory examinations for wholesale businesses, covering key areas such as operations,...

Lexo Therapeutics is a clinical stage genetic medicine company dedicated to transforming healthcare by applying pioneering science.About the RoleWe are seeking a highly experienced Regulatory Operations Manager to join our team in New York City. This is an exciting opportunity to work with a dynamic and growing company, leveraging early proof-of-concept...

About Spring Health">Spring Health is a pioneering company revolutionizing mental healthcare by removing barriers that prevent people from getting the help they need.We've raised capital from prominent investors, valuing us at $3.3 billion, and we're committed to making mental healthcare accessible to everyone, everywhere.Job Description:">As the Associate...

Job DescriptionWe are seeking a highly skilled Regulatory Risk Management Specialist to join our team at Michael Page.The successful candidate will be responsible for managing regulatory examinations across wholesale businesses, including operations, finance, reporting, and sales and trading. They will also prepare personnel for regulator meetings and...

Job Description:As a key member of the team, you will be responsible for maintaining relationships and interactions with regulators through the execution of the overall strategy for regulatory engagement and enterprise-wide standards. This includes managing regulatory examinations, inquiries, and meetings.Key ResponsibilitiesServing as the primary point of...

Compliance and Operational Excellence: We are seeking an accomplished professional to drive compliance and operational excellence within our Wealth division. As Head of NAM Regulatory Reporting and Client Tax Operations, you will be responsible for ensuring that our global wealth management markets are aligned with local, regional, and international...

Company OverviewSia Partners is a leading next-generation management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to clients. With a global footprint in 19 countries, the company has achieved USD 420 million in turnover for the current fiscal year.Job DescriptionWe are seeking an experienced Management...

About the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...

We are seeking a Regulatory Compliance Manager to join our team at Macpower Digital Assets Edge. As a Senior Regulatory Affairs Manager, you will be responsible for ensuring regulatory compliance of our cosmetic, OTC, dietary supplement, and device products from brief through launch in North America.The ideal candidate will have over 8 years of experience in...

About the JobWe're seeking an experienced Sales Professional to drive growth in the healthcare sector. This role offers a unique opportunity to join a forward-thinking SaaS company, working closely with marketing, sales operations, and product teams to develop tailored strategies for healthcare clients.As a Healthcare Account Executive, you will be...

Regulatory Compliance Manager Job Description">We are seeking an experienced Regulatory Compliance Manager to join our team at Top Tier Reps LLC. As a Regulatory Compliance Manager, you will play a key role in ensuring compliance with environmental regulations and laws.">This is a unique opportunity for an individual to work closely with our environmental...

We are seeking a Compliance and Regulatory Affairs Manager to oversee compliance operations in the assigned state(s). The ideal candidate will have experience in managing day-to-day compliance operations across several locations and multiple TJC accredited offices/facilities.About the RoleThe Compliance and Regulatory Affairs Manager will work closely with...

Job OverviewWe are seeking a seasoned Senior GRC Analyst to join our team at Quantexa. In this role, you will be responsible for ensuring regulatory compliance, monitoring regulatory changes, validating security controls, and maintaining security certifications.Main Responsibilities:Compliance Assurance: Ensure Quantexa's practices comply with global...

As a Chief Compliance Officer at DriveWealth, you'll play a crucial role in ensuring the company's regulatory compliance. With a strong background in regulatory and self-regulatory agencies' rules and regulations, you'll lead and manage the broker-dealer compliance team, develop and implement compliance programs, and monitor regulatory changes.You'll be...