Compliance Advisor

Compliance- CCOSt. Petersburg, Florida (On-site)Webull Advisors is an SEC registered Investment Adviser focused on robo-advisory services. We are looking for a talented compliance professional in St. Petersburg, Florida to join our compliance department and provide support for our investment advisory services.Responsibilities:Contribute to the regulatory...

Meaningful Career OpportunitiesEdward Jones is seeking a Senior HQ Compliance Advisor to provide regulatory and compliance guidance to the business areas of the firm regarding trading and operational functions. This role is responsible for maintaining and continually evolving the compliance program, interpreting laws, rules, and regulations, and...

Meaningful Career OpportunitiesEdward Jones is a financial services firm where people come first. We're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.We're seeking a Senior HQ Compliance Advisor to provide regulatory and compliance guidance to our business areas regarding trading and operational functions. This...

Customer Accounts Advisor St. Petersburg, Florida Overview A Customer Account Advisor plays a key role in assisting the Customer Accounts Department with lease agreement renewals. In this role you will also support the overall needs of the store by assisting other team members. You will have direct contact with customers and will act as a...

About the RoleWe are seeking a highly skilled Tax Advisor to join our team at Block Advisors, an H&R Block brand. As a Tax Advisor, you will be responsible for providing tax preparation, tax audit support, and tax planning services to our clients year-round.Key Responsibilities:Build and maintain strong relationships with clients to understand their tax...

Job Title: Compliance AdvisorContract Type: 6 months+ contract with the opportunity for extension or conversionPay Rate: $33/hThis is an analytical/data entry centric regulatory role that requires strong computer skills and the ability to type efficiently.The main duties include:Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by SEC)Assist...

6 months+ contract with the opportunity for extension or conversionpay rate - 33/h This is an analytical/data entry centric regulatory role.The main duties include:Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by SEC)Assist with daily exception reportsAssist with bi-weekly OBA reports Clean up of ended OBA special projectsRemoval of ended...

6 months+ contract with the opportunity for extension or conversionpay rate - 33/h This is an analytical/data entry centric regulatory role.The main duties include:Creation of Preliminary ADV Part 2Bs (disclosure forms regulated by SEC)Assist with daily exception reportsAssist with bi-weekly OBA reports Clean up of ended OBA special projectsRemoval of ended...

Description Job Summary: Under general supervision, uses specialized knowledge and skills obtained through experience and specialized training, and preferably also certification, to perform a variety of intermediate level litigation support tasks, primarily focused on responding to litigation subpoenas, including locating documents, organizing and analyzing...

Customer Accounts Advisor Saint Ann, Missouri Overview A Customer Account Advisor plays a key role in assisting the Customer Accounts Department with lease agreement renewals. In this role you will also support the overall needs of the store by assisting other team members. You will have direct contact with customers and will act as a...

DescriptionCitizens Wealth Management is honored to be a high quality provider in the investment services industry and is focused on growing our market share in the states we currently operate.  We are currently hiring talented Financial Advisors who proactively identify and sell a broad array of Investment and Insurance products to customers.The Virtual...

Company DescriptionTomcat Family Office is a one person office adminstration center for multiple trusts, family limited partnerships, passive limited partnerships, holding companies, project SPVs, aircraft, residences and associated staff and professional relationships.Role DescriptionThis is a full-time on-site role as Family Office Manager based in St....

About the RoleWe are seeking a highly skilled Tax Advisor to join our team at H&R Block. As a Tax Advisor, you will be responsible for providing tax preparation, tax audit support, and tax planning services to our clients year-round.Key ResponsibilitiesBuild and maintain strong relationships with clients to understand their tax needs and provide personalized...

Job Summary:As a Lending Advisor at Neighbors Credit Union, you will play a vital role in helping our members achieve their financial goals. We are seeking a highly motivated and customer-focused individual to join our team as a Lending Advisor. Key Responsibilities:• Assist members in completing loan applications via phone or electronically, ensuring a...

About this role:Wells Fargo is seeking a Sr. Finance ManagerAbout this role:Wells Fargo is seeking a Sr. Finance Manager to lead the Advisor Compensation Finance team for Client Relationship Group in Wealth & Investment Management as part of Wells Fargo Advisors.In this role, you will:Manage and develop a team focused on financial support for advisor...

Job Title: Director of TransitionsAt Dynasty Financial Partners, LLC, we are seeking a highly skilled and motivated Director of Transitions to join our dynamic team. This leader will play a pivotal role in managing and facilitating the transition services team and strategizing processes for new and existing clients.Key Responsibilities:Client Onboarding and...

Center 3 (19075), United States of America, McLean, VirginiaSr Distinguished Engineer - Ops Excellence and Cloud Compliance - Enterprise Tech As a Senior Distinguished Engineer at Capital One, you will be a part of a community of technical experts working to define the future of banking in the cloud.You will work alongside our talented team of developers,...

Job Summary:The Product Management Advisor will be a key resource for the State Commercial Regulatory team within the Regulated Markets Division. This role will support the review process and management of product-specific and/or large-scale state commercial regulations that impact the business. Key responsibilities include facilitating internal...

Senior Manager/Director Tax Compliance and Planning St. Louis, MO Description We are seeking an experienced tax professional to join our tax team at Advantage Capital. As the Senior Manager/Director Income Tax, you will be a key member of the tax team responsible for income tax compliance, tax planning and ensuring the company's adherence to applicable...

Job SummaryThe Product Management Advisor will be a key resource for the State Commercial Regulatory team within the Regulated Markets Division. Key responsibilities include supporting the review process and management of product-specific and/or large-scale state commercial regulations that impact the business. This role will also facilitate internal...