VP - Regulatory Management

4 weeks ago

New York, United States Mindlance Full time

Immediate Hire | VP - Regulatory Management | New York, NY (Hybrid) | Apply Now


Job Title: VP - Regulatory Management

Duration: 06 Months (Possible Extension/Conversion)

Location: New York, NY (Hybrid)

Pay Range: $63 - $68/hr on W2


The Vice President role offers a unique opportunity to contribute to the regulatory environment, manage large programs and engage across all levels of the Services organization. This resource will serve as a member of the Services Regulatory Management team for bank’s Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on bank’s interactions with its Prudential regulators.

The Services Regulatory Management team is responsible for leading the execution of regulatory interactions with U.S. prudential regulators for the Treasury and Trade Solutions (TTS) and Securities Services (SS) businesses. In addition to facing the regulators as the primary contact point, the team engages with senior management of the business, its functional partners as well as second and third lines of defense.


Responsibilities:

  • Support interactions with regulators and internal stakeholders, including but not limited to: the coordination and management of events related to examinations, ongoing supervisory meetings and requests for information for Services.
  • Assist in facilitating meetings, discussions and communications as well as preparing the business stakeholders for meetings with regulators
  • Prepare reporting for senior management that provides regulatory trends, potential impacts and helps drive proactive regulatory engagement.
  • Perform quality reviews of information provided by the Services business to U.S. prudential regulators to drive consistency, completeness and timely submission.
  • Enter regulatory activities in the Firm’s system of record (Regulatory Engagement Tracking – RET) and maintain the Services regulatory calendar.
  • Analyzing, digesting and summarizing information/documentation responsive to regulatory requests.
  • Maintaining the centralized repository where documents are stored and previous regulatory and supervisory findings, reports and similar documents.
  • Execute ad-hoc projects as well as additional duties, as assigned.


Qualification:

  • Basic knowledge of the regulatory engagement process (including understanding of U.S. prudential regulators) or internal audit experience
  • Prior experience in project/program management a plus
  • 6-10 years of relevant experience in regulatory management, internal audit, control management, compliance or a similar role within the financial services industry.
  • Bachelor's Degree required.
  • Excellent written and verbal communication skills
  • Excellent technical skills (SharePoint management, Excel, PowerPoint and Word)
  • Strong planning, organizational skills with attention to detail and capability to handle multiple projects simultaneously
  • A general understanding of banking regulations is helpful, and knowledge of the Services businesses is a plus
  • Familiarity with control management and Issue management
  • Must have Strong Microsoft skills, organizational skills and communication skills are required. Regulatory/Internal Audit experience is not required, but would be very helpful.



“Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.”

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