Trade Compliance Analyst
6 months ago
EXPERIENCED COMPLIANCE ANALYST New York, NY
5 Days onsite in Downtown Manhattan
The Role
Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team.
- The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.
- Tasks will primarily include surveillance and monitoring of firm trading activity, documenting and updating policies, managing regulatory reporting, examinations and communications, training and inducting staff, managing exchange memberships, actively advising on compliance matters, and monitoring regulatory developments and best practices.
- The person will join a collaborative team that together operates the compliance function from start to finish, advising senior management and supervising outside counsel and consultants, but also rolling up sleeves and doing anything that arises, whether it’s routine, complex, or even unrelated to primary functions.
About You
- The ideal candidate must have an impeccable professional background and at least 4 years of relevant experience at or with similarly-regulated trading businesses, such as SEC-registered dealers.
- You must be a self-starter and have strong prioritization skills.
- Organization, superior attention to detail, and ability to multitask are required.
- Prior experience at a regulatory agency, experience with derivative markets, and a legal background are each a plus.
Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.
-
Trade Compliance Analyst
4 months ago
new york city, United States East End Resources Full timeEXPERIENCED COMPLIANCE ANALYST New York, NY5 Days onsite in Downtown ManhattanThe RoleOur client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its...
-
Trade Compliance Analyst in Newport Beach, CA
3 weeks ago
New York, NY, United States Merit Personnel & Consulting Full timeTrade Compliance Analyst in Newport Beach, CA This is an ideal opportunity for individuals interested in pursuing a career in a fast-paced, dynamic, and challenging workplace with highly motivated and intelligent professionals. In this role, you will learn about trades, trade strategies, the impact of trades on client portfolios, and the implementation of...
-
Trade Compliance Specialist
3 weeks ago
New York, New York, United States East End Resources Full timeEXPERIENCED COMPLIANCE PROFESSIONALNew York, NY5 Days onsite in Downtown ManhattanThe RoleEast End Resources seeks a seasoned Compliance Analyst to join their legal and compliance team.The primary responsibilities of the team include establishing, implementing, and maintaining policies and procedures to ensure compliance with regulatory obligations.Tasks...
-
Commodities Trading Analyst
3 days ago
New York, New York, United States Brains Workgroup, Inc. Full timeAbout the Role:We are looking for a talented Commodities Trading Analyst to support our trading desk. The successful candidate will work closely with traders to identify and resolve booking errors and technology issues pertaining to trade bookings and subsequent front-to-back flows.They will have a thorough understanding of market data conventions and be...
-
Customs and Trade Compliance Manager
1 week ago
New York, New York, United States Hire Point Recruiting Full timeRequired Skills and QualificationsBachelor's degree in International Business, Trade, or a related field. Master's degree or certification in trade compliance is preferred.Minimum of 5 years of experience as a Trade Specialist or in a similar role, with a strong background in international trade and customs compliance.Profound knowledge of international...
-
Senior Trade Life Cycle Analyst
3 weeks ago
New York, New York, United States SysMind Tech Full timeJob Title: Senior Trade Life Cycle AnalystDescription:SysMind Tech is seeking an experienced Trade Life Cycle Analyst to join their team. As a Trade Life Cycle Analyst, you will be responsible for analyzing trade data and identifying trends to improve business processes.About the Role:The ideal candidate will have 8+ years of experience in Business Analysis...
-
SAP Global Trade Services Business Analyst
4 weeks ago
New York, New York, United States Abode Techzone LLC Full timeJob Title: Senior SAP Global Trade Services Business Systems AnalystJob Summary:Abode Techzone LLC is seeking a highly skilled Senior SAP Global Trade Services Business Systems Analyst to join our team. As a key member of our Information Technology group, you will be responsible for providing expert-level support for our Global Trade Programs organization...
-
Business Analyst for Trading Platforms
4 days ago
New York, New York, United States Diverse Lynx Full timeJob Summary:We are seeking an experienced Business Analyst to join our team. As a Business Analyst, you will be responsible for planning, coordinating, and ensuring delivery of defined dev team deliverables. You will work closely with our Dev Team, Business Users, and other Development Teams to deliver high-quality solutions.Key Responsibilities:Plan,...
-
Trade Support Analyst
4 weeks ago
New York, United States Jobs for Humanity Full timeCompany Description Jobs for Humanity is collaborating with YUPRO Placement to build an inclusive and just employment ecosystem. We support individuals coming from all walks of life. Company Name: YUPRO Placement Job DescriptionTrade Support Analyst This is a contract opportunity. This is a Hybrid role located in New York, NY. (3 days in-office) About this...
-
New York, New York, United States Abode Techzone LLC Full timeJob Title:Global Trade Services Business Systems AnalystIn this role, you will be responsible for supporting our Global Trade Programs organization and the related software that enables Trade Compliance and Reporting. You will work closely with our team to formulate and define systems scope and objectives through research and fact-finding combined with a...
-
Trade Compliance Expert
1 week ago
New York, New York, United States Laufer Group International Full timeKey ResponsibilitiesAs a Trade Compliance Expert at Laufer Group International, you will play a critical role in ensuring the smooth importation of goods into the US. You will be responsible for managing customs entries for Laufer routed clients, accurately and timely filing import security filings, and corresponding with clients regarding ISF documents,...
-
Stock Trade Operations Analyst
4 weeks ago
New York, New York, United States CEF Solutions Inc Full timeJob Title: Stock Trade Operations Analyst - Securities ProfessionalWe are seeking a highly skilled and experienced Stock Trade Operations Analyst to join our team at CEF Solutions Inc. in New York City.About Us:CEF Solutions Inc. is a leading provider of consulting services and business process outsourcing (BPO) solutions, specializing in operations...
-
Fixed Income Trading Support Analyst
1 week ago
New York, New York, United States Sumitomo Mitsui Banking Corporation Full timeWe are seeking an experienced professional to join our Fixed Income Trading Support team as a Fixed Income Trading Support Analyst.In this role, you will provide operational support for the debt syndicate desk in executing primary market offerings of fixed income securities. This includes creating new offerings in various front office systems, identifying...
-
Senior Compliance Expert for Equities Trading
3 weeks ago
New York, New York, United States TP ICAP Full timeJob OverviewThe TP ICAP Group is a world-leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data through responsible and innovative solutions.We connect clients to superior liquidity and data solutions through our...
-
Advanced Quantitative Analyst
14 hours ago
New York, New York, United States eFinancialCareers Full timeJob OverviewWe are seeking a highly skilled Advanced Quantitative Analyst to join our team in Options Trading. The successful candidate will be responsible for developing and refining models for margin measurement, pricing, and risk across a broad range of derivatives.
-
Market Structure Analyst
4 weeks ago
New York, New York, United States Selby Jennings Full timeWe are collaborating with a leading HFT proprietary trading firm, seeking a skilled Market Structure Analyst to join their team. This role involves expertise in market microstructure, particularly focused on CME (and ideally ICE/Eurex) exchanges.Key responsibilities include developing and implementing alpha strategies that capitalize on market inefficiencies...
-
Trade support Analyst Intermediate
2 months ago
New York, United States Robert Half Full timeJob DescriptionJob DescriptionRobert Half is offering a long-term contract employment opportunity for a Trade Support Analyst Intermediate (3-6 years) in Brooklyn, New York. The role involves supporting the trading process in a high-volume environment, acting as a liaison between dealers and settlement teams, and managing trade confirmations and...
-
E-Trading Software Architect
3 days ago
New York, New York, United States Brains Workgroup Full timeExciting opportunity at Brains Workgroup for a Senior Java Developer to join our team in New York City.Job DescriptionWe are looking for an experienced Java Developer with 5+ years of enterprise development experience to work on a low-latency, electronic trading platform for interest rate swaps, US treasuries and futures.The ideal candidate will have...
-
Trading Technology Analyst
3 weeks ago
New York, United States Saluda Grade Full timeFirm Background:Saluda Grade is a New York based asset management firm that aims to produce differentiated investment returns by focusing on residential alternative credit and housing-related finance. Founded in 2019, Saluda Grade is a rapidly growing asset-backed specialist with approximately $1.5 billion across managed fund vehicles and securitizations....
-
Compliance Data Analyst
3 days ago
New York, New York, United States Michael Page Full timeJob Title:Compliance Data AnalystAbout the Role:We are seeking an experienced Compliance Data Analyst to join our team at Michael Page. This is a fantastic opportunity to work with one of the largest international banking firms globally.Job Description:The successful candidate will execute Compliance working plans according to the Bank's compliance policies...