Compliance Testing Auditor II

7 days ago


San Francisco, California, United States SPS Full time

Job Description

Summary:

This position will provide assurance that SPS is in compliance with applicable laws and regulations required for mortgage servicing by preforming law based audits of the Company.

Reviews will be completed monthly to provide a compliance overview of the Company.

Duties:

This is a senior compliance auditor position which requires a thorough understanding of audit procedures and the ability to design, test and report the efficiency of a business process.

The following are other duties associated with the role.

1.Designs and preforms audit procedures with general supervision 2.Familiar with standard audit concepts, practices and procedures3.Independently writes narratives and conclusions based on the findings derived from the audit procedures.4.Organizes working papers to be used in writing the final audit or review report5.Discuss findings with senior management 6.


Track remediation of audit findings and report repeat issuesRequirements: 1.Bachelor's degree, or equivalent2.Industry certification preferred, CPA or CIA3.2-4 years of mortgage servicing experience within a sub-prime environment years in compliance audit or quality review of mortgage servicing operations.

5.Understanding of compliance issues within the mortgage industry.6.Excellent negotiation skills. 7.Excellent communications and interaction skills (verbal and written). 8.Excellent computer skills, including use of all Office applications. 9.Intermediate Excel and Access skills.

Principal Outcomes:

Compliance Scorecards:

In order to ensure compliance with external laws, it is our responsibility to complete a compliance scorecard for senior management outlining any potential compliance violations.

Success of our reviews is measured by increased compliance with defined regulations and improved effectiveness and efficiency within functional areas as a result of as a result of process change or improvement recommendations.

We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.

  • San Francisco, California, United States Pattern Energy Group Full time

    Overview:Company OverviewPattern Energy is a leading renewable energy company that develops, constructs, owns, and operates high-quality wind and solar generation, transmission, and energy storage facilities. Our mission is to transition the world to renewable energy through the sustainable development and responsible operation of facilities with respect for...


  • San Diego, California, United States La-Z-Boy Full time

    Comfort starts with our 13,000+ team members across the globe, who are transforming the power of comfort every day. Our employees have the power to change lives, in our homes, work and communities. We foster an inclusive environment while honoring a legacy built on family, where everyone can be themselves. If you are ready to join an industry leading...


  • San Francisco, California, United States ATR International Full time

    Job Description:We are seeking a Compliance Testing Associate for a very important client.Responsibilities: Perform gap assessments of existing compliance policies, processes, and controls to identify deficiencies and areas for improvement. Conduct design and operating effectiveness testing to assess compliance controls in accordance with established testing...


  • San Francisco, California, United States ATR International Full time

    Job Description:We are seeking a Compliance Testing Associate for a very important client.Responsibilities: Perform gap assessments of existing compliance policies, processes, and controls to identify deficiencies and areas for improvement. Conduct design and operating effectiveness testing to assess compliance controls in accordance with established testing...


  • San Francisco, California, United States ATR International Full time

    Job Description:We are seeking a Compliance Testing Associate for a very important client.Responsibilities: Perform gap assessments of existing compliance policies, processes, and controls to identify deficiencies and areas for improvement. Conduct design and operating effectiveness testing to assess compliance controls in accordance with established testing...


  • San Francisco, California, United States San Francisco Municipal Transportation Agency Full time

    2978 Contract Compliance Officer II, SF Municipal Transportation Agency, Finance and IT Division, Contract Compliance Office Recruitment:RTFPublished:December 15, 2023Accepting applications until:December 29, 2023Apply using SmartRecruiters, the City and County of San Francisco's application portal Learn MoreAPPOINTMENT TYPE:Temporary Exempt Category 16 –...


  • San Francisco, California, United States Block Full time

    Company DescriptionBlock is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams - People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more - provide support and guidance at the corporate level. They work across business groups...


  • San Francisco, California, United States Block Full time

    Company DescriptionBlock is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams - People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more - provide support and guidance at the corporate level. They work across business groups...

  • Compliance officer

    7 days ago


    San Francisco, California, United States Newrest Full time

    ESSENTIAL FUNCTIONS: Monitor activity in the Inbound and Pick and Pack areas to ensure that team members are performing functions according to expectations and associated SOP's. Perform Pick and Pack Compliance audits for performance measurement. Coordinate with management in a timely manner. Sweep facility to ensure that Pick and Pack and Inbound are not...


  • San Diego, California, United States Sempra Full time

    Primary Purpose:Under direction of Project Manager or Principal Auditor, plan audits, determine scope and develop project specific risk and controls matrices. Perform walkthroughs, design effectiveness assessments and operational effectiveness testing, document issues for inclusion in formal audit reports, and follow-up with management on agreed correct...


  • San Diego, California, United States Sempra Full time

    Primary Purpose:Under direction of Project Manager or Principal Auditor, plan audits, determine scope and develop project specific risk and controls matrices. Perform walkthroughs, design effectiveness assessments and operational effectiveness testing, document issues for inclusion in formal audit reports, and follow-up with management on agreed correct...

  • Principal Auditor

    2 months ago


    San Diego, California, United States Sempra Full time

    Primary PurposeTo plan, scope, and identify objectives, resources, budget, and hours. Will conduct all phases of assigned multiple team audits, while assessing the work of Auditors and Sr. Auditors. Provide customers with high-quality value-added audit and consulting services for all Sempra, regulated and non-regulated, businesses.Duties and...

  • Principal Auditor

    3 weeks ago


    San Diego, California, United States Sempra Full time

    Primary PurposeTo plan, scope, and identify objectives, resources, budget, and hours. Will conduct all phases of assigned multiple team audits, while assessing the work of Auditors and Sr. Auditors. Provide customers with high-quality value-added audit and consulting services for all Sempra, regulated and non-regulated, businesses.Duties and...


  • San Diego, California, United States Manpower San Diego Full time

    Position SummaryThe Internal Auditor plays a critical role in promoting good governance, risk management, and operational effectiveness. As a trusted business partner, this position is responsible for conducting independent and objective internal audits of various functions, processes, and programs prioritized based on risk. As part of the Office of...

  • Senior IT Auditor

    6 days ago


    San Jose, California, United States NextDeavor Full time

    Senior IT Auditor 12+ Months W2 Contract San Jose, CA Benefits You'll Love:NextDeavor offers health, vision and dental benefits for contract employees.You'll be eligible to receive Paid Sick Leave (Amount varies per state).Own the opportunity to get your foot in the door at a well-established corporation, with the likelihood of extension or conversion to...

  • Compliance Manager

    6 days ago


    San Luis Obispo, California, United States The Symicor Group Full time

    Compliance Manager – To $120K – San Luis Obispo, CA – Job # 3335Who We AreThe Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or...


  • San Francisco, California, United States Recruiting for Good Full time

    Needs to Be a US Citizen or US Resident living within one hour of San FranciscoMust have a Bachelor's Degree and Certifications a PlusLand Sweet Job and Earn Vacay to Party at 2025 US Open in NYC (after completing probation period).The Senior IT Auditor will assist in planning, organizing, leading, and executing the daily activities of IT internal audits and...


  • San Francisco, California, United States Recruiting for Good Full time

    Needs to Be a US Citizen or US Resident living within one hour of San FranciscoMust have a Bachelor's Degree and Certifications a PlusLand Sweet Job and Earn Vacay to Party at 2025 US Open in NYC (after completing probation period).The Senior IT Auditor will assist in planning, organizing, leading, and executing the daily activities of IT internal audits and...

  • Compliance Analyst

    7 days ago


    San Francisco, California, United States Robert Walters Full time

    Compliance Analyst Our client, an established and well-performing investment manager in San Francsico CA, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will play a crucial role in maintaining the integrity of our client's operations. Your responsibilities will span across various aspects of compliance, legal, and...


  • San Francisco, California, United States Block Full time

    Company DescriptionBlock is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams - People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more - provide support and guidance at the corporate level. They work across business groups...