Compliance Testing Associate

1 week ago

San Francisco, California, United States ATR International Full time

Job Description:

We are seeking a Compliance Testing Associate for a very important client.

Responsibilities:

  • Perform gap assessments of existing compliance policies, processes, and controls to identify deficiencies and areas for improvement.
  • Conduct design and operating effectiveness testing to assess compliance controls in accordance with established testing plans and procedures.
  • Document testing results, observations, and recommendations with clear and concise detail to support conclusions and recommendations.
  • Assist in the preparation of the final report to summarize test results, findings, and resolution plans for review by management and stakeholders.
  • Monitor the progress of remediation activities and track status to ensure timely resolution of identified findings.
  • Support the development and enhancement of testing methodologies, tools, and frameworks.
  • Assist in the development and maintenance of the compliance obligation library and compliance testing repository.
  • Assist in special projects, initiatives, and ad-hoc requests related to compliance risk management and testing as assigned by management.
Requirement:

Required Skills:

Criteria:

  • Bachelor's degree in finance, Business Administration, or a related field.
  • Previous experience or coursework in compliance, risk management, internal audit, or a related field is preferred.
  • Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus.
  • Familiarity with regulatory requirements applicable to the Federal Housing Finance Agency is desirable.
  • Strong organizational skills with the ability to multi-task and prioritize task effectively to meet deadlines.
  • Strong problem-solving skills with the ability to identify issues and develop practical solutions.
  • Excellent communication skills, both written and verbal, with the ability to convey complex information effectively.
  • Proficiency in Microsoft Office Suite, particularly Excel, Word, and PowerPoint.
#Pando

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