Global Financial Crimes Specialist

4 weeks ago

New York, United States Bank of America Full time

Job Description:

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.

Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us

Job Description:

This job is responsible for supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives and managers with activities that support the identification, escalation and timely mitigation of compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance - Enterprise Policies and the Enterprise Fraud Risk Management Standards.

The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial Crimes Risk program. The role will be focused on reviewing activity in Global Markets - Bank of America Securities ("BofAS), and Global Wealth Investment Management - Merrill Lynch, Pierce, Fenner & Smith ("MLPFS") as well as Bank of America Private Bank and Consumer Investments/Merrill Edge. The team will focus on detecting, escalating and reporting potential suspicious activity to meet BSA regulatory expectations as well as support internal policy requirements., The candidate will use various tools and data analysis to identify, escalate and mitigate risks associated with Anti-Money Laundering ("AML"), such as insider trading, market manipulation and other specified unlawful activities under the Bank Secrecy Act ("BSA").

The GFC Specialist will engage with Global Financial Crimes Risk Managers, Financial Crimes Investigators, Compliance and Operational Risk ("C&OR") officers and Control Partners to identify potential trends and themes to further develop and enhance our financial crimes oversight.
Activities this role performs include, but are not limited to:

Responsibilities:

Supports the development and maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressedAssists in the production of independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior LeadersAssists in the monitoring of changes in regulations applicable to Global Financial Crimes, including advising business leaders, directing the appropriate areas to implement or amend policies, standards, procedures and/or processes to address regulatory requirements, and challenging the implementation plan as neededContributes to risk coverage plans, executes independent risk monitoring, testing, and risk assessmentsSupports with escalating financial crimes related compliance and operational risks and issues to appropriate governance routines, management/board level committeesAssists in the identification, aggregation, reporting, and escalation of the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimesAssists in the review of internal and external operational loss events, including the development of remediation plans to strengthen controls and providing oversight to ensure they are addressed appropriatelyIdentify potential insider trading and market abuse/market manipulation through surveillances and analysis of trading activityExecuting monitoring routines and evaluating test results to identify potential trends, patterns or gaps in GFC oversight of the financial crimes programConducting risk assessments and threat assessments to identify new or emerging financial crimes risks
Required Qualifications:

5+ years Financial Industry experience College degree OR 3 years' experience with AML/BSA (or other financial crimes matters)Ability to use Microsoft Excel (VLOOKUP and Pivot tables) and Power Point applications
Desired Qualifications:

Ability to analyze data using SQL CAM CertificationAudit and/or Economic Sanctions experienceCFE CertificationInvestigations skills and strong interest in data analyticsProficient with large data sets and ability to manipulate data for presentations to Senior LeadershipSeries 7, 63 or Securities Industry Essentials (SIE) Exam
Skills:

Regulatory ComplianceMonitoring, Surveillance, and TestingCritical ThinkingRisk ManagementIssue ManagementPolicies, Procedures, and Guidelines ManagementWritten CommunicationsTalent DevelopmentCoachingReporting
Shift:
1st shift (United States of America)

Hours Per Week:
40

  • Global Financial Crimes Specialist

    1 month ago

    New York, United States Bank of America Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...

  • Global Financial Crimes Manager

    3 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Global Head of Financial Crimes, SVP/SMD

    2 weeks ago

    New York, NY, United States State Street Bank Full time

    The Head of Financial Crimes is responsible for executing the enterprise-wide anti-money laundering, economic sanctions, anti-bribery and corruption, fraud, and market surveillance compliance risk management programs through a global team of approximately 150 professionals.As the Global Head of Financial Crimes, you will…Continue to improve and build upon...

  • Global Financial Crimes Manager

    19 hours ago

    New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • In House Lawyer

    1 week ago

    New York, United States Allen & Overy Full time

    Job description A&O Shearman is a new global industry-leading law firm, with 48 offices in 29 countries worldwide. Our fluency in English law, US law, and the laws of the world's most dynamic markets, enables us to provide unmatched insight and seamless delivery to clients. We work on challenging and important deals and disputes that have the potential to...

  • Global Financial Crimes Manager

    7 days ago

    New York, United States The Bank of America Corporation Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders Manager, Financial, Global, Leader, Regulatory, Management, Banking

  • Vp, Financial Crimes Data

    1 month ago

    New York, United States TD Bank Full time

    Work Location: New York, New York Hours: 40 Pay Details: Line of Business: Financial Crimes & Fraud Mgmt **Job Description**: - Develops Financial Crimes Data Management product roadmap and owns of the prioritized corresponding backlog to enable Enterprise Fraud Strategy - Challenge the norm and provide the thought leadership in real-time analytics...

  • Financial Crimes Compliance Vice President

    4 days ago

    New York, United States Mitsubishi UFJ Trust and Banking Corporation, New York Branch Full time

    Responsibilities: • Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards. • Execute the Anti-Bribery and Corruption (ABC) controls including the review of Gift and Hospitality Requests, Donation request, and perform semi-annual QA. • Calculate and report...

  • Financial Crimes Compliance Vice President

    1 month ago

    New York, United States Mitsubishi UFJ Trust and Banking Corporation, New York Branch Full time

    Responsibilities: • Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards. • Execute the Anti-Bribery and Corruption (ABC) controls including the review of Gift and Hospitality Requests, Donation request, and perform semi-annual QA. • Calculate and report...

  • Anti-Money Laundering Specialist

    2 weeks ago

    New York, United States Insight Global Full time

    Must Haves:5+ years AML Investigations backgroundWorked in a large enterprise financial environmentExperience working with high risk SAR’sHigh attention to detailStrong verbal and written communication skillsPlusses:CAMs certificationConsumer banking experienceBrokerage experienceDay to day:Insight Global is looking to hire on a Sr. AML Investigator for a...

  • Audit Director, Financial Crimes Compliance

    2 days ago

    New York, United States Capital One Full time

    NYC 299 Park Avenue (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed,...

  • Anti-Money Laundering Investigator

    2 weeks ago

    New York, United States Insight Global Full time

    Insight Global is looking to hire on a Sr. AML Investigator for a large financial services client (Hybrid schedule: on site Tuesday, Wednesday and Thursday). This position plays a crucial role in safeguarding financial institutions again money laundering, terrorist financing and other financial crimes. The Sr AML Investigator will conduct enterprise-wide...

  • Anti-Money Laundering Investigator

    2 weeks ago

    New York, United States Insight Global Full time

    Insight Global is looking to hire on a Sr. AML Investigator for a large financial services client (Hybrid schedule: on site Tuesday, Wednesday and Thursday). This position plays a crucial role in safeguarding financial institutions again money laundering, terrorist financing and other financial crimes. The Sr AML Investigator will conduct enterprise-wide...

  • Global Markets Sales Specialist

    1 day ago

    New York, United States Eurasia Group Full time

    Job DescriptionJob DescriptionAbout Eurasia GroupEurasia Group is the world's leading global political risk research and consulting firm. By providing information and insight on how political developments move markets, we help clients anticipate and respond to instability and opportunities everywhere they invest or do business. Our expertise includes...

  • 2025 Global Atlantic Summer Internship Program

    1 day ago

    New York, New York, United States Internship Positions at Global Atlantic Financial Group Full time

    Global Atlantic Financial Group is a leader in the U.S. life insurance and annuity industry, serving the needs of individuals and institutions. Global Atlantic is a wholly-owned subsidiary of KKR, a leading global investment firm that offers alternative asset management across multiple strategies and capital markets solutions. Global Atlantic is looking for...

  • Global Financial Planning

    7 days ago

    New York, United States Chantecaille Beauté Full time

    Chantecaille sets a luxurious standard in the world of modern, botanical skincare and cosmetics. Our obsession with flowers and their amazing natural abilities to heal and work in harmony with the body is at the heart of our passion for skincare. Through ground-breaking scientific advancement, meticulous formulation, and personal commitment, we use beauty as...

  • Global Financial Planning

    2 weeks ago

    New York, United States Chantecaille Beauté Full time

    Chantecaille sets a luxurious standard in the world of modern, botanical skincare and cosmetics. Our obsession with flowers and their amazing natural abilities to heal and work in harmony with the body is at the heart of our passion for skincare. Through ground-breaking scientific advancement, meticulous formulation, and personal commitment, we use beauty as...

  • Global Financial Planning

    2 weeks ago

    New York, United States Chantecaille Beauté Full time

    Chantecaille sets a luxurious standard in the world of modern, botanical skincare and cosmetics. Our obsession with flowers and their amazing natural abilities to heal and work in harmony with the body is at the heart of our passion for skincare. Through ground-breaking scientific advancement, meticulous formulation, and personal commitment, we use beauty as...

  • Global Financial Planning

    4 days ago

    New York, United States Chantecaille Beauté Full time

    Chantecaille sets a luxurious standard in the world of modern, botanical skincare and cosmetics. Our obsession with flowers and their amazing natural abilities to heal and work in harmony with the body is at the heart of our passion for skincare. Through ground-breaking scientific advancement, meticulous formulation, and personal commitment, we use beauty as...

  • Trade Finance Officer

    4 weeks ago

    New York, United States Mission Staffing Full time

    Our client, a well-known international investment bank located in New York, NY, is looking to hire a Trade Finance Compliance Analyst! This individual will be responsible for reviewing trade-related transactions and trade risk profiles, with a specific focus on conducting Trade Base Money Laundering (TBML) due diligence throughout the transactional...