Global Head of Financial Crimes, SVP/SMD

2 weeks ago

New York NY, United States State Street Bank Full time

The Head of Financial Crimes is responsible for executing the enterprise-wide anti-money laundering, economic sanctions, anti-bribery and corruption, fraud, and market surveillance compliance risk management programs through a global team of approximately 150 professionals.As the Global Head of Financial Crimes, you will…Continue to improve and build upon the global financial crimes compliance program to keep pace with applicable global regulations and the risk profile of the companyAs a member of the Corporate Compliance Senior Leadership Team, provide collaborative financial crimes technical subject matter expertise/advice to business leaders and corporate functions heads across the companyEnsure the establishment and maintenance of sustainable and effective processes, internal controls, policies, and proceduresFormulate the financial crimes global strategy and plan, including budget and resourcing needs of the global financial crimes teamDevelop Objectives and Key Results, Key Performance Indicators and Risk Appetite Metrics to measure and monitor risk management tolerancesManage teams of the Financial Intelligence Unit, Enhanced Due Diligence, Market Surveillance and Anti-Bribery & CorruptionAnalyze complex financial crime matters and provide advice and solutions to effectively mitigate and manage riskServe as the senior level contact with other internal functional areas and external parties who engage with the company on financial crime matters such as regulators, law enforcement and the prosecutorial communityLead or represent Corporate Compliance on internal governance fora, as appropriateServe as the BSA Officer for regulatory authorities in the United StatesLead a global team of Money Laundering Reporting Officers across Europe and AsiaKeep senior management apprised of issues globally and provide regular reporting to the Chief Compliance Officer, Chief Risk Officer, Management Committees and Board of DirectorsDevelop and execute financial crimes communications and training strategies globally that are designed to maintain the competency of State Street stakeholdersIdentify and implement risk mitigation efforts that lead to a strong internal control environment and support business growthCommunicate complex regulatory issues in a relatable manner to ensure operating practices achieve the desired outcomes to satisfy regulatory expectations  Conduct an annual risk assessment ensuring that the methodology and the reporting of results are actionable, and the assessment is consistent with regulatory expectationsDesign and implement a technology strategy in support of the financial crimes programProvide meaningful feedback on proposed legislative and regulatory actions, balancing public policy issues, business needs and appropriate controlsDevelop and coordinate the strategies for responding to and supporting regulatory exams and inquiries, investigations, subpoenas, and other significant points of contact related to financial crimes mattersTake leadership roles in industry forums and collaborate with risk management professionals externally to address common challenges and maintain an industry networkWhat we value These skills will help you succeed in this roleAbility to manage multiple simultaneous tasks in a high pressure, deadline-driven environmentStrong abilities in analytical thinking, problem solving, research, time management, and verbal and written communicationQualified to collaborate with individuals across business units/linesAbility to take ownership and initiative, to negotiate, influence and build consensus and successfully navigate within a demanding and international environment of a leading global financial institutionEducation & Preferred QualificationsUndergraduate college degree required, JD or MBA degrees preferredMinimum 15 years of financial crimes experience designing and implementing compliance programs at financial institutions; preferably institutional banking related to custody and asset managementUnderstanding of the Bank Secrecy Act, Patriot Act, Foreign Corrupt Practices Act, Economic Sanctions and related law and regulations across Europe and AsiaCapable of leading global teams and producing high quality and/or final work product and solutions under strict regulatory or management deadlinesAre you the right candidate? YesWe truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.About State StreetWhat we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.State Street is an equal opportunity and affirmative action employer.Discover more at StateStreet.com/careersSalary Range: $225,000 - $337,500 AnnualThe range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.SummaryLocation: Boston, Massachusetts; New York, New YorkType: Full time

  • Director, Global Sanctions

    1 week ago

    New York, United States S&P Global, Inc. Full time

    The Director, Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise Risk & Compliance. This role will lead, mana Director, Compliance, Financial, Program, Advisor, Global

  • Global Financial Crimes Specialist

    4 weeks ago

    New York, United States Bank of America Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...

  • Global Financial Crimes Manager

    2 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Global Financial Crimes Manager

    4 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Sales - SVP, Global Head of Partnerships

    4 days ago

    New York, United States RCQ Associates - Financial Markets Specialists Full time

    SVP, Global Head of Partnerships New York$200k-250k base Our client is looking for a business development professional to be a crucial part of their growing Global Sales and Client Engagement Team. You will have a proven track record of building and nurturing partnerships, along with a deep understanding of the financial services landscape. You will be...

  • SVP - Head of Finance

    2 weeks ago

    New York, NY, United States Talener Full time

    Our client is a rapidly growing digital media & publishing organization, covering automotive, racing and Formula-1. They own and operate several websites, publications, and in-person events and are expanding into new verticals and products to become a multi-dimensional media powerhouse in their space. As SVP, Head of Finance, you will be the highest in...

  • In House Lawyer

    1 week ago

    New York, United States Allen & Overy Full time

    Job description A&O Shearman is a new global industry-leading law firm, with 48 offices in 29 countries worldwide. Our fluency in English law, US law, and the laws of the world's most dynamic markets, enables us to provide unmatched insight and seamless delivery to clients. We work on challenging and important deals and disputes that have the potential to...

  • Global Financial Crimes Manager

    1 week ago

    New York, United States Bank of America Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...

  • Global Financial Crimes Manager

    5 days ago

    New York, United States The Bank of America Corporation Full time

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders Manager, Financial, Global, Leader, Regulatory, Management, Banking

  • Legal & Compliance - Aml Compliance, Svp

    4 days ago

    New York, United States Blackstone Group Full time

    Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include...

  • Vp, Financial Crimes Data

    1 month ago

    New York, United States TD Bank Full time

    Work Location: New York, New York Hours: 40 Pay Details: Line of Business: Financial Crimes & Fraud Mgmt **Job Description**: - Develops Financial Crimes Data Management product roadmap and owns of the prioritized corresponding backlog to enable Enterprise Fraud Strategy - Challenge the norm and provide the thought leadership in real-time analytics...

  • Financial Crimes Compliance Vice President

    2 days ago

    New York, United States Mitsubishi UFJ Trust and Banking Corporation, New York Branch Full time

    Responsibilities: • Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards. • Execute the Anti-Bribery and Corruption (ABC) controls including the review of Gift and Hospitality Requests, Donation request, and perform semi-annual QA. • Calculate and report...

  • Financial Crimes Compliance Vice President

    1 month ago

    New York, United States Mitsubishi UFJ Trust and Banking Corporation, New York Branch Full time

    Responsibilities: • Lead the enhancement of the Financial Crimes Compliance procedures and operating manuals to align with the Global Financial Crimes Division Standards. • Execute the Anti-Bribery and Corruption (ABC) controls including the review of Gift and Hospitality Requests, Donation request, and perform semi-annual QA. • Calculate and report...

  • Head of Global Accounts

    1 week ago

    New York, NY, United States TikTok Full time

    DescriptionAbout TikTokTikTok is the leading destination for short-form mobile video. Our mission is to inspire creativity and bring joy. TikTok has global offices including Los Angeles, New York, London, Paris, Berlin, Dubai, Singapore, Jakarta, Seoul and Tokyo. Why Join UsCreation is the core of TikTok's purpose. Our platform is built to help imaginations...

  • Svp, Food

    7 days ago

    New York, United States United Way of New York City Full time

    **Reports to**:President & Chief Executive Officer **Organization Summary**: ***United Way of New York City (UWNYC) is a nonprofit mobilizing people and organizations to eradicate barriers and create opportunities that improve the lives of low-income New Yorkers. As a member of the United Way Worldwide system, one of the world's most recognized charitable...

  • Head of Channel Sales

    2 weeks ago

    New York, NY, United States Tephra Full time

    Description:The Head of Channel Sales will be tasked with leading Digital Software and Solutions Department's global sales efforts directed towards GTM partners. As a key member of the leadership team, the Head of Channel Sales is an experienced business development professional responsible for leading a team of partner managers. This team will identify and...

  • SVP, Communications

    2 weeks ago

    New York, United States REBNY (Real Estate Board of NY) Full time

    REBNY (Real Estate Board of New York) seeks a strategic, action-oriented, and experienced professional to serve as its SVP, Communications. This senior-level position will be a trusted thought partner and dynamic member of the senior leadership team to tackle a wide range of deliverables at NYC’s most historic and respected real estate trade association....

  • Global Head Of Development

    2 weeks ago

    New York, United States The Commons Project Foundation Full time

    Job DescriptionJob DescriptionAbout The Commons Project FoundationThe Commons Project Foundation (“TCP”) is a global tech nonprofit. Established in 2019, TCP improves lives by empowering people to access, manage, and share their data. TCP unlocks the potential of technology for the common good by advocating for globally interoperable standards (i.e....

  • VP/SVP Finance

    5 days ago

    New York, United States Tandym Group Full time

    A financial services firm located in New York City is actively seeking an experienced Finance professional to join their staff as their new VP / SVP of Finance. Responsibilities The VP / SVP of Finance will be responsible for: Oversight of all financial, administration, operations, compliance and technology related functions for the firm Introducing and...

  • SVP, Communications

    4 weeks ago

    New York, United States REBNY (Real Estate Board of NY) Full time

    REBNY (Real Estate Board of New York) seeks a strategic, action-oriented, and experienced professional to serve as its SVP, Communications. This senior-level position will be a trusted thought partner and dynamic member of the senior leadership team to tackle a wide range of deliverables at NYC’s most historic and respected real estate trade...