Audit Manager, Executive Director

3 weeks ago

Charlotte, United States WELLS FARGO Full time

About this role:

The Enterprise Functions (EF) Audit team is seeking a Audit Manager, Executive Director, who will provide leadership over Corporate Treasury activities including Liquidity, Interest Rate and Investment Portfolio risk.

In this role, you will:

  • Lead a team of audit staff to resolve highly complex and unique challenges requiring in depth evaluation across multiple areas or the enterprise, delivering solutions that are long term This is an individual contributor role

  • Manage defined audits within one or more segments of the Audit Plan

  • Ensure audit engagements are risk based, and executed according to Wells Fargo Audit Services policies and guidance

  • Assist in planning and organizing work in an annual cycle and project cycle

  • Supervise and oversee assigned audits

  • Provide timely feedback, coaching and monitoring of audit work and staff

  • Develop and maintain solid business relationships within Wells Fargo Audit Services and with teams across Wells Fargo, and other stakeholders

Required Qualifications, US:

  • 7+ years of Audit or Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • Experience in Liquidity, Interest Rate and Investment Portfolio Risk Management in Audit and/or Independent Risk Management and/or Front Line is highly preferred

  • Solid understanding of Institution of Internal Audit (IIA) standards, regulatory requirements, and industry guidelines

  • Strong knowledge of audit methodology, including risk identification and control assessment

  • Issue validation and remediation experience

  • Ability to coordinate/collaborate and build effective partnerships across Internal Audit and with lines of businesses

  • Demonstrated ability to take initiative, drive innovation, credibly challenge, deliver with quality and proactively influence risk and control environments

  • Ability to quickly evaluate emerging risks, understand impacts to the audit plan and implement appropriate adjustments to the audit plan

  • A BS/BA degree or higher

  • Certification in one or more of the following: CFA, FRM, CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation

  • Excellent verbal, written, and interpersonal communication skills

Job Expectations:

  • Ability to travel up to 10% of the time

  • This position is not eligible for Visa sponsorship

Posting End Date:

15 Aug 2024

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Company: WELLS FARGO BANK

Req Number: R-391507-1

Updated: Web Aug 14 01:58:49 UTC 2024

Location: CHARLOTTE,North Carolina

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