Compliance Technology Analyst

Position Title Senior Compliance Technology Business Analyst Location Remote Job Summary This role is pivotal in aiding organizations to deploy technological solutions efficiently by identifying project or program requirements and articulating them effectively to all stakeholders. Business analysts are assigned to specific projects, business lines, or...

Job OverviewPosition: IT SOX Compliance AnalystLocation: New York City (Hybrid Schedule, Minimum 2 Days Onsite)The IT SOX Compliance Analyst plays a crucial role in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations, specifically focusing on IT general controls and pertinent IT application controls. This position involves collaboration with...

Position Overview:Brains Workgroup, Inc. is seeking an experienced IT Compliance Analyst to join our team. This role is essential in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations concerning IT general and application controls.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external auditors to establish the scope...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:Preparing regulatory filingsCollaborating with the...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:Preparing regulatory filingsCollaborating with the...

Job Opportunity: Compliance Analyst / Compliance Officer – International Bank – New York BranchReady to elevate your compliance career with a dynamic financial institution? We’re seeking a Compliance Analyst/Compliance Officer to join our expanding team in New York City. In this role, you'll thrive in a collaborative environment, wear many hats, and...

Job Opportunity: Compliance Analyst / Compliance Officer – International Bank – New York BranchReady to elevate your compliance career with a dynamic financial institution? We’re seeking a Compliance Analyst/Compliance Officer to join our expanding team in New York City. In this role, you'll thrive in a collaborative environment, wear many hats, and...

Job Title: Compliance AnalystLocation: New York, San Diego, or MiamiCompany: Kingswood U.S.Job Type: Full-timeDepartment: ComplianceJob Overview:As a compliance analyst, you will support the compliance team and ensure that the firm adheres to all applicable laws, regulations, and internal policies. This role is ideal for someone eager to start a career in...

Job Title: Compliance AnalystLocation: New York, San Diego, or MiamiCompany: Kingswood U.S.Job Type: Full-timeDepartment: ComplianceJob Overview:As a compliance analyst, you will support the compliance team and ensure that the firm adheres to all applicable laws, regulations, and internal policies. This role is ideal for someone eager to start a career in...

Compliance Risk AnalystThe role of a Compliance Risk Analyst is essential in ensuring that the organization adheres to regulatory standards while safeguarding its clientele. This position demands meticulous attention to detail, robust reporting capabilities, thorough testing, and adept project management skills. A successful Compliance Risk Analyst must...

IT Compliance and Security AnalystContract OpportunityCompensation: $75/hour, W2Work Arrangement: Hybrid (4 days/week onsite)Key Responsibilities:Compliance Evaluation: Conduct thorough assessments across all IT security control domains to ensure adherence to both external obligations and internal policies.Assessment Management: Oversee the planning,...

Nasdaq Technology is seeking a Regulatory Compliance Analyst to enhance our Broker Dealer team. If you are driven by innovation and efficiency, this role may be the perfect fit for you. At Nasdaq, we are committed to transforming markets and embracing new technologies to create cutting-edge solutions that shape the future. As a Regulatory Compliance Analyst,...

Job Description: Technology Risk AnalystThe Technology Risk team, a key function within our global Technology organization, ensures robust technology governance, risk management, and regulatory compliance. As a member of this team, you will collaborate with diverse technology professionals to develop and oversee our technology risk program. Reporting to the...

Job Description: Technology Risk AnalystThe Technology Risk team, a key function within our global Technology organization, ensures robust technology governance, risk management, and regulatory compliance. As a member of this team, you will collaborate with diverse technology professionals to develop and oversee our technology risk program. Reporting to the...

Position Overview:We are seeking an experienced IT SOX Analyst to join our team at Brains Workgroup. This role is critical in ensuring compliance with the Sarbanes-Oxley Act (SOX) regulations, specifically focusing on IT general controls and relevant application controls.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external...

Position Overview:The IT SOX Analyst plays a crucial role in ensuring compliance with the Sarbanes-Oxley Act (SOX) within the IT domain. This position involves collaboration with various stakeholders to uphold the integrity of IT controls and processes.Key Responsibilities:Engage with technology teams, internal audit, and external auditors to outline the...

Job OverviewPosition: Tax Compliance AnalystLocation: New York, NYContract Duration: 12 months | Hybrid Work EnvironmentCompensation: $48 to $50 per hourRole ResponsibilitiesThe selected candidate will be responsible for:Conducting a thorough analysis of the 871m Phase 2 regulations pertaining to Listed Options and Securities Custody products, and developing...

Position Overview:The New York Police Department is seeking an Environmental Compliance Analyst to join our team. This role is essential in ensuring adherence to environmental regulations and standards within our operations.Key Responsibilities:As an Environmental Compliance Analyst, your duties will include:Implementing established protocols and procedures...

About This Role: At Piermont Bank, we are redefining the banking experience by integrating innovative technology with traditional banking practices. Our mission is to lead the digital transformation in the financial sector, delivering exceptional banking solutions tailored to the needs of today's consumers. Position Overview: We are seeking a BSA Analyst to...

Customs Compliance AnalystFawkes IDM is on the lookout for a meticulous Customs Compliance Analyst to enhance our team. In this pivotal position, you will be instrumental in overseeing a variety of customs entries and procedures, while also providing support to clients on diverse customs-related issues.Key Responsibilities:Manage quota entries, temporary...