finra

Providing exceptional client service, the full-time remote FINRA Licensed Financial Advisor will manage a book of clients in the Investment Services category, offering financial planning and guidance while ensuring high levels of client satisfaction and retention. Key responsibilitiesDeliver high-quality service to Empower Personal Wealth clients, focusing...

Job Description Innovative Driven is currently seeking a dynamic attorney with at least five years of experience as a practicing litigation attorney, representing broker-dealers, to join the amazing Brokerage and Institutional Litigation team at one of our most well-established financial services clients! The firm is specifically looking for a talented...

Job DescriptionJob DescriptionJob descriptionAbout the Job A.G.P./Alliance Global PartnersA.G.P. / Alliance Global Partners is a regional investment and advisory firm that has been a member of FINRA and registered with the SEC since 1980. A.G.P. specializes in wealth management and the middle market institutional arena. We have Full-Service capabilities...

Who We Are A Fortune 500 financial services corporation, with a heritage spanning nearly a century and a half, specializes in a comprehensive suite of investment, insurance, and retirement solutions. Catering to a diverse clientele that ranges from individual investors to corporate entities, the firm is dedicated to forging partnerships that prioritize...

Job DescriptionThe full job description covers all associated skills, previous experience, and any qualifications that applicants are expected to have.Innovative Driven is currently seeking a dynamic attorney with at least five years of experience as a practicing litigation attorney, representing broker-dealers, to join the amazing Brokerage and...

Who We Are A Fortune 500 financial services corporation, with a heritage spanning nearly a century and a half, specializes in a comprehensive suite of investment, insurance, and retirement solutions. Catering to a diverse clientele that ranges from individual investors to corporate entities, the firm is dedicated to forging partnerships that prioritize...

Job DescriptionInnovative Driven is currently seeking a dynamic attorney with at least five years of experience as a practicing litigation attorney, representing broker-dealers, to join the amazing Brokerage and Institutional Litigation team at one of our most well-established financial services clients! The firm is specifically looking for a talented...

Equitable Advisors in Irvine, CA is seeking a Financial Services Professional to help clients achieve long-term financial wellness. You will engage with clients, assess goals, and craft tailored financial strategies while guiding them through licensing and career development opportunities.The role emphasizes in-office collaboration, a strong client network,...

Job Description Job Description Job description About the Job   A.G.P./Alliance Global Partners A.G.P. / Alliance Global Partners is a regional investment and advisory firm that has been a member of FINRA and registered with the SEC since 1980. A.G.P. specializes in wealth management and the middle market institutional arena. We have Full-Service...

Empower is seeking a Registered Retirement Representative to answer inbound calls from participants, employers, and plan specialists regarding retirement plans. You will process transactions, explain returns per FINRA/SEC guidance, and assist with navigation of our digital tools. Qualified candidates have an Associate degree or related experience, 1 year in...

Want to learn more about this role and Jobot? Click our Jobot logo and follow our LinkedIn page! Job details: **Confidential search for a FINRA/SEC Partner to join a well-established, entrepreneurial law firm in New York City.** This Jobot Job is hosted by: Katie Griffith Are you a fit? Easy Apply now by clicking the "Easy Apply" button ...

About EZPeazy EZPeazy is a Colorado‑based workforce and youth‑safety platform that connects homeowners with vetted youth workers and contractors, supported by a verification infrastructure used by schools, districts, and community organizations. We are raising capital to scale nationally and expand our Young Entrepreneur Program, which provides safe,...

Innovative Driven is currently seeking a dynamic attorney with at least five years of experience as a practicing litigation attorney, representing broker-dealers, to join the amazing Brokerage and Institutional Litigation team at one of our most well-established financial services clients! The firm is specifically looking for a talented attorney to support...

Equitable Advisors is seeking a driven financial services professional to grow a client base and manage wealth with personalized strategies. You will engage clients through networking and portfolio management, offering tailored guidance and ongoing communication to help clients reach financial goals.The role emphasizes in-office collaboration, licensing...

Equitable Advisors in Atlanta, GA is seeking a Wealth Management Associate to build and nurture client relationships, develop personalized financial strategies, and discuss suitable products and services. The role requires in-office presence and emphasizes a healthy work-life balance.The ideal candidate holds a bachelor’s degree or equivalent experience,...

Job Description: DXC Insurance Software & BPS is seeking a senior operations leader to oversee large-scale contact center operations supporting life insurance, annuity, and financial services clients. This role leads through a team of Associate Managers and operational leaders, ensuring the delivery of exceptional customer experiences, operational...

Equitable Advisors is seeking a Financial Services Professional in Bala Cynwyd, PA to build client relationships, develop financial strategies, and consult on products and services. The role requires licensing and a commitment to a structured training pathway with FINRA sponsorship and ongoing professional growth.In-office position with opportunities for...

Customer Support SpecialistSeeking a customer-focused professional with an active license to provide exceptional support to brokerage and financial services clients while ensuring compliance with regulatory requirements.Key Responsibilities:Handle client inquiries related to brokerage, investment, and retirement accounts.Process

Transamerica Corporation seeks FINRA-licensed Advisors for fully remote Retirement Plan Specialist roles. You’ll work with warm leads, build client relationships, and help with retirement product solutions from home 40 hours/week with a base salary plus bonuses. Candidates must hold FINRA Series 6/63/65 or Series 7/66; Life and Health licenses within 60...

Compliance Department Support Support the functional activities of the Compliance Department, primarily the day-to-day processing of the securities registration, and insurance licensing/appointment processes for securities and insurance representatives of Key Investment Services LLC (KIS) and KeyCorp Insurance Agency USA Inc. (KIA). Essential Job Functions...