eclipse compliance testing jobs in New York

Job Summary The Senior Compliance Officer will serve as a senior contributor within an independent compliance monitoring and testing function. The role is responsible for planning and executing risk-based reviews, documenting conclusions, communicating control weaknesses, and overseeing corrective actions through closure. The individual will partner with...

MATRIX-IFS is a dynamic, fast growing, technical consultancy helping Banks, Brokerage, and Financial Services companies with AML/fraud detection, trading surveillance consulting and systems integration. We are comprised of talented, creative and dedicated individuals with a passion for delivering innovative solutions to the market. We source and foster the...

Job DetailExperience Level StaffDegree Type Bachelor of Arts (BA)Employment Full TimeWorking Type HybridJob Reference 0000019338Salary Type AnnuallyIndustry Asset Management;Hedge Fund;Private EquitySelling Points Contribute to a leading financial services firm with a focus on CLOs. Enhance your expertise in compliance testing and portfolio management....

NEWLY CREATED POSITION VP, COMPLIANCE & TESTING | NYC Our client is a global wholesale leader in Children's Apparel. Reporting directly to the C-Level team, you will be responsible as this hands-on executive to lead the team responsible for overseeing compliance, product safety, factory audits, testing, and social compliance across a global supply...

Job DescriptionDo not wait to apply after reading this description a high application volume is expected for this opportunity.Must-Have Skills & AttributesExtensive, specialized experience within the children's apparel/kids wear industry.Deep functional knowledge of major retailer vendor requirements (specifically Walmart rules and Disney standards).Proven...

Leading the enterprise-wide compliance testing program, the full-time Senior Director of Compliance Testing will provide independent oversight of regulatory compliance risks through risk-based testing, governance, reporting, and issue management while working in a hybrid environment from Raleighor Charlotte, with a remote option for highly qualified...

Affirm exists to give consumers a clear, predictable way to pay over time, with no hidden fees or surprises. The Legal, Compliance, and Public Affairs team partners across the business to guide growth and build trust. About the Role: A high number of candidates may make applications for this position, so make sure to send your CV and application through as...

Position: Software Test Coordinator (AML Compliance)Learn more about the general tasks related to this opportunity below, as well as required skills.Location: Phoenix, AZ (REMOTE)Summary:The Software Test Coordinator is responsible for planning,coordinating, and overseeing software testing activities across business and technology teams to ensure the...

MATRIX-IFS is a dynamic, fast growing technical consultancy focused on AML/fraud detection, trading surveillance consulting, and systems integration for Banks, Brokerage and Financial Services. We offer a competitive base salary and a full benefits package including medical, dental, 401K, STD, HSA and PTO.NO C2C candidates. This is a full-time role with...

DOT Compliance Group is seeking a Compliance Support Specialist focused on Drug & Alcohol program compliance.Maximise your chances of a successful application to this job by ensuring your CV and skills are a good match.This is a fully remote role supporting fleets nationwide, including time-sensitive testing and regulatory guidance for fleet owners and...

Must-Have Skills & AttributesExtensive, specialized experience within the children's apparel/kids wear industry.Deep functional knowledge of major retailer vendor requirements (specifically Walmart rules and Disney standards).Proven track record managing factory social audits, product safety testing, and global supply chain compliance.Proficiency with...

Compliance and Operations Risk Test ManagerJoin our team and lead the charge in shaping robust testing strategies that safeguard our firm's interests. As a key player, you'll have the opportunity to drive impactful decisions, enhance compliance, and build strong relationships with senior stakeholders. As a Compliance and Operations Risk Test Manager in the...

Compliance And Operations Risk Test ManagerJoin our team and lead the charge in shaping robust testing strategies that safeguard our firm's interests. As a key player, you'll have the opportunity to drive impactful decisions, enhance compliance, and build strong relationships with senior stakeholders.As a Compliance and Operations Risk Test Manager in the...

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as Vice President, CLO Compliance & Portfolio Testing. Responsibilities: * Monitor portfolio compliance with investment guidelines and financing requirements, investigating exceptions and coordinating resolutions. * Analyze proposed transactions and...

Affirm is seeking a Compliance Lead to administer the Compliance Testing Program and perform reviews ensuring regulatory adherence. This role involves cross-functional collaboration and owns testing across federal and state requirements. You will work with Legal, Operations, Product, and Engineering to strengthen controls, resolve issues, and drive compliant...

Job DescriptionJob Description Title Vice President of Compliance & Testing NYC Onsite Must have extensive experience with Compliance & Testing Other core skills Children's Apparel Licensing MRP Product Safety & Global Supply Chain Spyglass Partners LLC has over 20 years of experience as a nationwide staffing firm and is your ideal source for all your...

A Financial Services Firm based in New York City is seeking an experienced professional to join their team as Vice President, CLO Compliance & Portfolio Testing.Below covers everything you need to know about what this opportunity entails, as well as what is expected from applicants.Responsibilities:Monitor portfolio compliance with investment guidelines and...

JCW Group is partnering with a regional bank on a search for a Compliance Manager to lead their Compliance Department and help manage regulatory risk across federal/state banking regulations. Job Responsibilities: * Own and evolve the bank's comprehensive compliance program * Track regulatory changes and translate them into policy updates * Serve as the...

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $31+B SEC registered investment adviser focused on leveraged loan, high yield bond, structured credit (CLO debt and equity) and private credit investments. Through fundamental credit analysis and active portfolio management, Octagon's investment team identifies attractive relative value...

Title: Compliance Analyst - Code of Ethics Location: Midtown Manhattan (onsite 3 days/week) Compensation: $90K-$110K base + bonus This role supports the Code of Ethics program of a $12B+ hedge fund in Midtown Manhattan. Responsibilities: * Coordinate ethics-related onboarding activities, including new-hire training and validation of employee brokerage and...