compliance

Advisor, Compliance- Central ComplianceNew York, United States of AmericaJob Description SummaryThis Advisor, Compliance role is a key part of the Santander US CIB Central Compliance team and is responsible for executing the team’s responsibilities in providing compliance coverage on Licensing and Registration and Employee Compliance and advising on...

Compliance Officer, Trading Compliance Stamford, CT or New York, NY A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm's compliance policies, providing real-time advice, and conducting pre-...

Compliance Marketing SpecialistResponsibilitiesLead all US Compliance marketing collateral reviews to ensure compliance with applicable consumer compliance laws and regulations (e.g. UDAAP/Reg E)Assist legal and other stakeholders with new product launches and product changes by considering compliance with Reg E and any additional requirements from external...

A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s...

Who We Are:Neurocrine Biosciencesis a leading biopharmaceutical company with a simple purpose: to relieve suffering for people with great needs. We are dedicated to discovering, developing and commercializing life-changing treatments for patients with under-addressed neurological, psychiatric, endocrine and immunological disorders. The company's diverse...

A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s...

Pay rate range - $60/hr. to $64/hr. Fully Onsite Job Description: The key skills for an individual being considered for this role include: • Organization • Attention to Detail • Project Management • Critical Thinking • Curiosity to tackle new issues • Paralegal or equivalent experience preferred 1) Support Legal/Compliance review of all new...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of...

Responsibilities Lead all US Compliance marketing collateral reviews to ensure compliance with applicable consumer compliance laws and regulations (e.g. UDAAP/Reg E) Assist legal and other stakeholders with new product launches and product changes by considering compliance with Reg E and any additional requirements from external banking...

A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s...

Job Title: Compliance Specialist/Compliance Paralegal Duration (Contract): 6 Months Client Location: Plano, TX 75023 Location Preference: Onsite   Job Description: Responsibilities: Support Legal/Compliance review of all new vendors to existing Vendor Evaluation Registration System (VERS), a tool that is managed by the Procurement team As part of the...

About the Role:We are seeking a detail-oriented and collaborative compliance professional to join our Corporate Compliance team. In this role, you will oversee key compliance processes related to associate training, regulatory questionnaires, and disclosure requirements while serving as a trusted advisor on firm policies, procedures, and regulatory...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the...

Choreo is a wealth management firm built on an interconnected network of financial advisors with a shared vision servicing entrepreneurs, CPAs, and individuals with a forward-thinking approach to financial planning to translate wealth into fulfillment. With over 200 employees and 40+ locations across the country, we are here to serve our clients *beyond*...

Vice President, Compliance and BSA Compliance About the Company Flourishing community bank Industry Banking Type Privately Held About the Role The Company is in need of a Vice President / BSA Compliance Officer to oversee the development, implementation, and maintenance of its Bank Secrecy Act Compliance Program. The successful candidate will be...

Job Summary: The Network Manager of Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards of the Network. This position will also be responsible for providing consultation, assisting with audits...

About the Company Born from groundbreaking research at Columbia University and Yale University, CertiK is a leading Web3 security company focused on securing blockchain protocols, smart contracts, and decentralized applications...

Job Description At Norton Rose Fulbright, people thrive because of a shared commitment to quality, unity and integrity. The highly regarded law firm consistently receives recognition from Great Place to Work and Top Workplaces, two companies that specialize in assessing organizational culture. Teams collaborate across regions, value new ideas and deliver...

Head Of Compliance Capital markets are undergoing a fundamental shift. Assets that live in fragmented systems and manual workflows are moving onto blockchains – systems designed to move and store value more transparently and efficiently. While this unlocks more open and programmable financial systems, it also introduces significant complexity, and for most...

The client is seeking a Compliance Director to manage compliance functions for multiple affiliated entities, supporting a growing organization that may launch or acquire new brands. This role will oversee regulatory filing and submission activities, help ensure audit preparedness, and maintain accurate compliance records across relevant regulatory areas. Key...