Trade Surveillance Consultant
2 weeks ago
We’re supporting a leading Advisory Firm in hiring a Trade Surveillance Analyst. This role sits within their central Compliance function and focuses on the day‑to‑day review of trading activity across their client’s markets business. You’ll be responsible for analysing surveillance alerts, identifying potential instances of insider trading or market manipulation and escalating issues to senior compliance officers where appropriate. The environment is fast‑paced, detail‑driven and suited to someone with strong judgement and a background in markets‑focused surveillance. Key Responsibilities Review daily alerts generated by the firm’s trade surveillance platform Assess activity for potential insider trading concerns (e.g., trading ahead of research, watchlist/restricted list breaches) Analyse indicators of potential market manipulation (e.g., spoofing, layering, wash trades, front‑running) Clearly document alert disposition and rationale within the case management system Escalate higher‑risk or unclear cases to senior compliance stakeholders Maintain a strong understanding of market conduct rules and US market structure Qualifications Experience in a trade surveillance or market abuse monitoring role Knowledge of insider trading and/or market manipulation typologies Familiarity with equities or multi‑asset trading behaviours Strong analytical skills and attention to detail Effective written communication for documentation and reporting Ability to work onsite 4 days per week in Minneapolis or Jersey City Initial 6‑month contract, with the view to be extended or to be made permanent with the end client. Hourly rate to be discussed. #J-18808-Ljbffr
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Trade Surveillance Consultant
1 day ago
Jersey City, United States G MASS Consulting Full timeTrade Surveillance Analyst We’re supporting a leading Advisory Firm in hiring a Trade Surveillance Analyst. This role sits within their central Compliance function and focuses on the day‑to‑day review of trading activity across the client’s markets business. Be among the first 25 applicants. Key Responsibilities Review daily alerts generated by the...
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Trade Surveillance Consultant
3 weeks ago
Jersey City, United States G MASS Full timeWe’re supporting a leading Advisory Firm in hiring a Trade Surveillance Analyst. This role sits within their central Compliance function and focuses on the day‑to‑day review of trading activity across their client’s markets business.You’ll be responsible for analysing surveillance alerts, identifying potential instances of insider trading or market...
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Jersey City, United States JPMorgan Chase & Co. Full timeBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers, and...
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Jersey City, United States JPMorgan Chase & Co. Full timeBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers, and...
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Vice President, Trading Surveillance Compliance
4 weeks ago
Jersey City, United States moomoo Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
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Vice President, Trading Surveillance Compliance
3 weeks ago
Jersey City, United States Moomoo Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
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Vice President, Trading Surveillance Compliance
3 weeks ago
Jersey City, United States moomoo Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
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Jersey City, New Jersey, United States JPMorganChase Full timeDescriptionBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers,...
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Jersey City, United States Moomoo Inc. Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
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Jersey City, United States Moomoo Inc. Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
