Compliance- Trade Surveillance Lead- Vice President
1 day ago
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and striving to be best-in-class.As a Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team, you will play a pivotal role in overseeing CFTC‑regulated swaps and security‑based swaps trade activities. Your responsibilities will include reviewing surveillance alerts and escalating any potential market manipulation or other prohibited trading behavior. Working closely with Line of Business (LOB) management and LOB Compliance stakeholders, as well as global/regional Surveillance teams, you will be a key contributor to the advancement of our global program and its responsibilities. This role requires meticulous attention to detail, superior analytical skills, and the ability to manage multiple tasks in a high‑paced environment.Job ResponsibilitiesReview surveillance output andanalyze trading and market activity, with a focus on Firmwide trading in derivatives products to identify potential market manipulation or other impermissible trading behaviorWork with Line of Business management and LOBCompliance stakeholders to reviewand resolve activity that requires further reviewPartner effectively with global/regional Surveillanceteams in promoting our global program and its responsibilitiesConduct reviews and analysis to support regulatory exams and inquiries and other requests, and as needed, work with the Legal department on responsesWork with global Surveillance and Technology stakeholders on new and enhanced surveillances including defining requirements, conducting analysis and UAT testing, and implementing related processes and proceduresRequired qualifications, capabilities, and skillsBachelor's Degree3+ years of Trade Surveillance or other compliance, regulatory, or related financial industry experienceRelevant knowledge of derivatives productsKnowledge of industry rules and regulations and market structureStrong written communication, verbal communication, and presentation skillsExcellent analytical skills and strong attention to detailDemonstrated ability to handle multiple tasks in a fast‑paced environmentAbility to effectively partner with key stakeholders and technology partnersExperience with surveillance tools and related applications as well as with Excel, PowerPoint, and SharePoint #J-18808-Ljbffr
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Vice President, Trade Surveillance
2 weeks ago
Jersey City, United States JPMorgan Chase & Co. Full timeA multinational financial services company seeks a Surveillance Lead Vice President to oversee trading activities in derivatives and ensure compliance with market regulations. This role requires a Bachelor's Degree and over 3 years of relevant experience in Trade Surveillance or related fields. You will analyze trading and market activities and work closely...
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Vice President, Trade Surveillance
1 day ago
Jersey City, United States JPMorgan Chase & Co. Full timeA multinational financial services company seeks a Surveillance Lead Vice President to oversee trading activities in derivatives and ensure compliance with market regulations. This role requires a Bachelor's Degree and over 3 years of relevant experience in Trade Surveillance or related fields. You will analyze trading and market activities and work closely...
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Jersey City, United States JPMorgan Chase & Co. Full timeBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers, and...
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Vice President, Trading Surveillance Compliance
2 weeks ago
Jersey City, United States Moomoo Full timeVice President, Trading SurveillanceFutu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around innovating the investing landscape through a digitized brokerage and...
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Jersey City, New Jersey, United States JPMorganChase Full timeDescriptionBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers,...
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Jersey City, United States moomoo Full timeOverviewFutu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform...
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Vice President, Trading Surveillance Compliance
4 weeks ago
Jersey City, United States moomoo Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
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Vice President, Trading Surveillance Compliance
3 weeks ago
Jersey City, United States Moomoo Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
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Vice President, Trading Surveillance Compliance
3 weeks ago
Jersey City, United States moomoo Full timeAbout Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth...
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Jersey City, United States moomoo Full timeOverview Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform...
