VP Compliance Officer

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb Compliance Officer, Officer, Compliance, Senior, VP, Business Development, Business Services

VP, Control Room and Research Compliance Officer New York, NY Barclays Services Corp What will you be doing? Barclays Services Corp seeks VP, Control Room and Research Compliance Officer in New York, NY (multiple positions available): * On behalf of a global financial organization, providing advisory services for Information Barrier Controls and the...

Job DescriptionJob DescriptionPOSITION DESCRIPTIONPOSITION TITLEVice President (VP), Risk & Compliance LOCATIONDenver, CO or New Orleans, LA MANAGERDirector, Enterprise Support Services (ESS) POSITION TYPEFull Time - Exempt SALARY$180,000Our ValuesMake It Happen ∙ Customer Driven ∙ Trust ∙ Family CultureOur values are embedded in our organisation and...

Compliance Officer - Operations & Regulatory Reporting Oversight **Description**: - Provide compliance advice, oversight on operational rules and regulations for securities and swaps to Front Office, Middle and Back office. (e.g. T+1, Turnaround Rule, Margin, Settlements, Inter-Company bookings, clearing, corporate actions). - Review/Manage Restricted Stock...

Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...

**Poste et missions**: A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and employees are adequately registered with the appropriate regulatory bodies and comply with related registration requirements. This will include responsibility for the...

FinCrime Compliance Officer Legal Rules, Regulations, and Trade Finance Vice PresidentNew York, NY As a Barclays FinCrime Compliance Officer Legal Rules, Regulations, and Trade Finance Vice President (VP), you will be directly assisting the Americas Head of Financial Crimes. This is an opportunity to be working closely alongside other Financial Crime team...

Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or...

Job DescriptionJob DescriptionJoin Our Team: VP Corporate Banking Account Officer (Bilingual French)Ready to elevate your career? We're hiring a VP Corporate Banking Account Officer to join our team in Manhattan with a leading foreign bank.Compensation and Benefits:Competitive base salary: $200K - $215K Comprehensive benefits package Opportunities for...

Job DescriptionJob DescriptionJoin Our Team: VP Corporate Banking Account Officer (Bilingual French)Ready to elevate your career? We're hiring a VP Corporate Banking Account Officer to join our team in Manhattan with a leading foreign bank.Compensation and Benefits:Competitive base salary: $200K - $215K Comprehensive benefits package Opportunities for...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

My client is an international bank and is looking to bring on a VP Latin America Project Finance Credit Officer to join their NY branch. Client is targeting a candidate with at least 5 years of credit experience that has significant exposure to project finance deals, ideally in Latin America. This is a second line credit position. The candidate in this...

My client is an international bank and is looking to bring on a VP Latin America Project Finance Credit Officer to join their NY branch.Client is targeting a candidate with at least 5 years of credit experience that has significant exposure to project finance deals, ideally in Latin America. This is a second line credit position. The candidate in this...

My client is an international bank and is looking to bring on a VP Latin America Project Finance Credit Officer to join their NY branch.Client is targeting a candidate with at least 5 years of credit experience that has significant exposure to project finance deals, ideally in Latin America. This is a second line credit position. The candidate in this...

My client is an international bank and is looking to bring on a VP Latin America Project Finance Credit Officer to join their NY branch.Client is targeting a candidate with at least 5 years of credit experience that has significant exposure to project finance deals, ideally in Latin America. This is a second line credit position. The candidate in this...

FinCrime Compliance Officer Legal Rules, Regulations, and Trade Finance Vice PresidentNew York, NY  As a Barclays FinCrime Compliance Officer Legal Rules, Regulations, and Trade Finance Vice President (VP), you will be directly assisting the Americas Head of Financial Crimes. This is an opportunity to be working closely alongside other Financial Crime team...

Position/Title: 1st VP, Human Resources Officer Reports to: CEO Position Summary: The HR Officer is responsible for providing leadership in developing and executing Human Resources strategy in support of the overall business plan and strategic direction of the organization, specifically in the areas of succession planning, talent management, change...

**Company**: Riverview Companies **Job Title**: VP of Finance (CFO Promote) **Location**: Hybrid Remote (Metro-NY or Hudson Valley) **Position**: Full-Time **Annual Base Salary**:$150,000 to $200,000 **Add’l Compensation**: 20-30% of Salary, plus Equity **About Us**: Riverview Companies is rapidly acquiring landscaping businesses throughout the...

Will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking

An investment management firm is seeking a VP of fund accountant to join their team. Responsibilities: The VP, Fund Accountant will: Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Private Credit business Oversight and compliance of fund credit facilities by accurately comprehending and...