Operations Associate

Found in: Appcast US C2 - 2 weeks ago


Fort Lauderdale, United States Ascendo Resources Full time

Responsibilities

  • Preparing and processing all paperwork needed for investment accounts.
  • Maintaining client case files, performance reports, account forms and other paperwork required.
  • Responding to back office inquiries.
  • Preparing client letters and other written communication as requested.
  • Expedites and tracks all account transfers, rollovers and mutual fund networking.
  • Gather internal information for the meeting with client/prospect

Qualifications

  • 2+ years of experience within Operations within RIA, Broker Dealer or Investment firm
  • Bachelor's degree in related field


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