AML Compliance Officer – Broker Dealer

Exciting opportunity to join a strong broker dealer here in Miami. This role will oversee AML/KYC compliance and have strong opportunities for career growth. Hybrid work schedule. Responsibilities:Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or...

We are seeking an AML Compliance Officer to join our team! This role requires fluency in English and Spanish.Responsibilities:Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or areaProvides comprehensive coverage for a significant business or functional...

We are seeking an AML Compliance Officer to join our team! This role requires fluency in English and Spanish.Responsibilities:Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or areaProvides comprehensive coverage for a significant business or functional...

We are seeking an AML Compliance Officer to join our team! This role requires fluency in English and Spanish.Responsibilities:Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or areaProvides comprehensive coverage for a significant business or functional...

Key Responsibilities:Lead, manage, and mentor the KYC team to ensure high performance and adherence to compliance standards.Develop training programs to keep the team updated on regulatory changes and best practices.Oversee the end-to-end KYC processes, including customer onboarding, periodic reviews, and enhanced due diligence (EDD).Ensure accurate and...

Key Responsibilities:Lead, manage, and mentor the KYC team to ensure high performance and adherence to compliance standards.Develop training programs to keep the team updated on regulatory changes and best practices.Oversee the end-to-end KYC processes, including customer onboarding, periodic reviews, and enhanced due diligence (EDD).Ensure accurate and...

We are seeking a highly skilled AML Compliance Specialist to spearhead our anti-money laundering efforts. This key role requires expertise in English and Spanish languages.Key Responsibilities:Specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or areaProvides...

This position is for our client located in Downtown Miami on a hybrid schedule. The ideal candidate will have worked in broker dealer. Responsibilities: Prepares and maintains official corporate notices, records and actions in accordance with federal and state government and regulatory agency requirements Ensures that the AML and sanctions policies and...

This position is for our client located in Downtown Miami on a hybrid schedule. The ideal candidate will have worked in broker dealer. Responsibilities: Prepares and maintains official corporate notices, records and actions in accordance with federal and state government and regulatory agency requirements Ensures that the AML and sanctions policies and...

This position is for our client located in Downtown Miami on a hybrid schedule. The ideal candidate will have worked in broker dealer. Responsibilities: Prepares and maintains official corporate notices, records and actions in accordance with federal and state government and regulatory agency requirements Ensures that the AML and sanctions policies and...

Key Responsibilities:Lead, manage, and mentor the KYC team to ensure high performance and adherence to compliance standards.Develop training programs to keep the team updated on regulatory changes and best practices.Oversee the end-to-end KYC processes, including customer onboarding, periodic reviews, and enhanced due diligence (EDD).Ensure accurate and...

Sr. AML Analyst (Team Lead)Creand Wealth Management is looking for and experienced AML Team Lead for our Brickell Office. As a member of the Compliance Department, you will support the team in providing the best-in-class service to both Broker Dealer and Registered Investment Advisory clients. You will have the opportunity to develop your own skill set while...

Sr. AML Analyst (Team Lead)Creand Wealth Management is looking for and experienced AML Team Lead for our Brickell Office. As a member of the Compliance Department, you will support the team in providing the best-in-class service to both Broker Dealer and Registered Investment Advisory clients. You will have the opportunity to develop your own skill set while...

We are seeking a compliance manager well versed in KYC and AML. This role requires fluency in English and Spanish. ResponsibilitiesConducting risk assessments on new and existing customers.Utilizing AML and KYC tools to analyze and interpret complex data.Preparing and maintaining accurate documentation of customer due diligence processes.Collaborating with...

We are seeking a compliance manager well versed in KYC and AML. This role requires fluency in English and Spanish. ResponsibilitiesConducting risk assessments on new and existing customers.Utilizing AML and KYC tools to analyze and interpret complex data.Preparing and maintaining accurate documentation of customer due diligence processes.Collaborating with...

We are seeking a compliance manager well versed in KYC and AML. This role requires fluency in English and Spanish. ResponsibilitiesConducting risk assessments on new and existing customers.Utilizing AML and KYC tools to analyze and interpret complex data.Preparing and maintaining accurate documentation of customer due diligence processes.Collaborating with...

DUTIES AND RESPONSIBILITIES The following duties are typical for this job position. Incumbents may be required to perform additional or different duties from those set forth below to address business needs and changing business practices. Develop, maintain, and execute the Firm’s Broker-Dealer AML compliance program pursuant to FINRA, SEC and BSA/AML...

DUTIES AND RESPONSIBILITIES The following duties are typical for this job position. Incumbents may be required to perform additional or different duties from those set forth below to address business needs and changing business practices. Develop, maintain, and execute the Firm’s Broker-Dealer AML compliance program pursuant to FINRA, SEC and BSA/AML...

DUTIES AND RESPONSIBILITIES The following duties are typical for this job position. Incumbents may be required to perform additional or different duties from those set forth below to address business needs and changing business practices. Develop, maintain, and execute the Firm’s Broker-Dealer AML compliance program pursuant to FINRA, SEC and BSA/AML...

Creand Wealth Management is looking for a professional responsible to join the team and for assisting the Firm in executing the compliance program for the broker-dealer and Investment Advisory, as well as supporting the overall Compliance department. Additionally, you will participate in the development of challenging new processes and the implementation of...