Regulatory Compliance Analyst

Job Description: A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Job Description: A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

Job Description:A property & casualty company is looking for a State Filings Analyst to be responsible for rate, rule and form filings with all relevant insurance departments and bureaus. More specifically, this professional will prepare and develop filings for forms, rates and rules with carious state insurance departments, handle responses to objections...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. We are seeking...

Job DescriptionJob DescriptionJob Title: Technical Business Analyst - Regulation 2052 ACompany Overview: We are a leading financial institution committed to innovation and compliance excellence. Our dynamic team is dedicated to delivering top-tier financial products and services while ensuring adherence to regulatory standards. We prioritize talent that...

Job DescriptionJob DescriptionTechnical Regulatory Business Analyst/Regulation 2052 A/Alteryx - Flagstar Bank - Hybrid/NYC - 1 year+ - $65 * We need: Two senior regulatory Business Analysts with in-depth experience supporting Regulation 2052 A projects in a Banking and loan environment. Candidate must have Proficiency in Alteryx and experience designing and...

Job DescriptionJob DescriptionSalary: Regulatory Compliance Manager Job Description:                           We are seeking a highly skilled and motivated individual to join our team as the Regulatory Compliance Manager at our esteemed hydropower company. The Regulatory Compliance Manager is responsible for providing expert...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

COMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...

About the Position We are looking for a Regulatory Reporting Analyst to join our Compliance team and help us meet our firmwide reporting obligations. You'll develop a broad understanding of our trade flows, the evolving regulatory landscape, and the systems that keep us compliant as you work with colleagues across the firm alongside our Technology, Trading,...

Optima Partners is looking for graduates or recent graduates to join our New York office as Compliance Analysts, supporting our Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of registered investment management firms. The Analyst program consists of 2-year hands-on training program. All Analyst...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job Description Our rapidly growing consulting firm is seeking a highly skilled Senior Consultant & Business Analyst with expertise in regulatory technology and compliance analytics. The ideal candidate will support our emerging Regulation Technology team which collaborates broadly with our Risk and Compliance Advisory group. This role involves assisting...

COMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...

COMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...