Current jobs related to Compliance Analyst II, Advertising - New York - Guild Mortgage

  • Compliance Analyst

    4 weeks ago

    New York, United States EquityZen Full time

    EquityZen is a financial technology company, backed by leading venture and private equity investors. We're looking for a knowledgeable and hardworking Compliance Analyst who has a strong interest in the pre-IPO space and private markets. Since 2013, the EquityZen marketplace has made it easy to buy and sell shares in private companies. EquityZen brings...

  • Medical Advertising Analyst

    1 week ago

    New York, New York, United States IPG Health Full time

    Join our team as a Medical Advertising Analyst and contribute to the development of groundbreaking healthcare advertising solutions. In this role, you'll work closely with experts in medical strategy, creative, and client services to refine your skills through hands-on projects and presentations.Your primary objective will be to create engaging content for...

  • Compliance Executive for Advertisers

    4 days ago

    New York, New York, United States Pixalate, Inc. Full time

    ResponsibilitiesGrowing new business and driving adoption of Pixalate's new privacy compliance solutions across the digital advertising ecosystem.Developing strategy and action plans consistent with Pixalate's vision.Developing and initiating a revenue growth strategy by developing, closing, and managing partnerships with DSPs, SSPs, Exchanges, Networks, and...

  • Senior Data Analyst

    1 week ago

    New York, New York, United States StartUs GmbH Full time

    We are seeking a highly skilled Data Science Leadership professional to join our team. As a key member of our advertising data platform team, you will be responsible for developing and executing strategies that drive business growth and improve user experience.Your Role:Lead cross-functional teams to develop and execute data-driven strategiesAnalyze complex...

  • TV Advertising Data Analyst

    1 week ago

    New York, New York, United States Tatari Full time

    About UsTatari is a leading company in the TV advertising industry. We believe in the importance of cultivating diverse teams and offering equal opportunities to all. We strive to create a welcoming, inclusive environment where every team member feels valued and diversity is celebrated. As a TV Advertising Data Analyst, you will play a key role in helping us...

  • Compliance Analyst

    3 weeks ago

    New York, NY, United States EquityZen Full time

    EquityZen is a financial technology company, backed by leading venture and private equity investors. We’re looking for a knowledgeable and hardworking Compliance Analyst who has a strong interest in the pre-IPO space and private markets. Since 2013, the EquityZen marketplace has made it easy to buy and sell shares in private companies. EquityZen brings...

  • Software Development Engineer II, Advertising and Analytics

    2 weeks ago

    New York, New York, United States Amazon Full time

    At Amazon, we're revolutionizing the advertising industry with cutting-edge technology and data-driven insights. As a Software Development Engineer II, Advertising and Analytics, you'll play a crucial role in building our next-generation analytics and visualization platform.">We're looking for talented engineers to join our team of industry-leading experts...

  • Programmer Analyst II

    1 week ago

    New York, New York, United States Mitchell Martin Full time

    Job Title: Programmer Analyst IIWe are seeking a skilled Programmer Analyst II to join our team at Mitchell Martin. The ideal candidate will have a strong background in programming and be able to design, implement, and maintain programs and systems to support various business and operational needs.Key Responsibilities:Design, analyze, and modify new and...

  • Compliance Data Analyst

    1 week ago

    New York, New York, United States Michael Page Full time

    Job Title:Compliance Data AnalystAbout the Role:We are seeking an experienced Compliance Data Analyst to join our team at Michael Page. This is a fantastic opportunity to work with one of the largest international banking firms globally.Job Description:The successful candidate will execute Compliance working plans according to the Bank's compliance policies...

  • Compliance Review Analyst

    5 days ago

    New York, New York, United States Parallel Markets Full time

    Parallel Markets is seeking a skilled Compliance Review Analyst to help onboard investors and verify documentation efficiently. As a Compliance Review Analyst, you will review accreditation applications, assess risk, communicate with clients, and work closely with customers to resolve issues in a manner that promotes customer satisfaction and retention.The...

  • Valuation Analyst

    2 weeks ago

    New York, New York, United States Oscar Health Full time

    About the PositionWe are looking for an experienced Actuarial Analyst II to join our team at Oscar Health. The successful candidate will have a strong background in actuarial science and experience working with complex data sets.As an Actuarial Analyst II, you will be responsible for developing and maintaining accurate and reliable actuarial models. You will...

  • Programmatic Advertising Strategist

    1 week ago

    New York, New York, United States VIANT Full time

    About UsViant is a leader in AI-powered programmatic advertising, dedicated to driving innovation in digital marketing. Our omnichannel platform built for CTV allows marketers to plan, execute and measure their campaigns with unmatched precision and efficiency. With the launch of ViantAI, we are building the future of fully autonomous advertising solutions,...

  • AML Compliance Analyst

    3 weeks ago

    New York, United States Robert Half Full time

    Job DescriptionJob DescriptionWe are offering a long term contract employment opportunity for an AML Compliance Analyst in Brooklyn, New York. As an AML Compliance Analyst, your role will focus on interpreting AML Risk standards, guidelines, policies, and procedures, making risk-based determinations, and ensuring alert data is accurately collected and...

  • Compliance and Security Analyst

    1 week ago

    New York, New York, United States Axonius Full time

    Compliance and Security AnalystAxionius is a leader in cybersecurity solutions, dedicated to helping businesses navigate the complexities of cybersecurity compliance and risk management. We are seeking a highly skilled Compliance and Security Analyst to join our team.About the RoleProactively manage compliance activities by ensuring timely responses to risk...

  • AML Analyst/ Compliance Analyst/ Rick Analyst/ Fraud Analyst

    3 weeks ago

    New York, United States BCForward Full time

    Job DescriptionJob DescriptionBCforward is currently seeking a highly motivated AML Analyst/ Compliance Analyst/ Rick Analyst/ Fraud Analyst for an opportunity in Brooklyn, NY 11201! Job Details:Job Title: AML Analyst/ Compliance Analyst/ Rick Analyst/ Fraud AnalystLocation: Brooklyn, NY 11201Job Type: ContractDuration: 6 months and Possible extension Job...

  • TalentBurst | Financial Analyst

    3 weeks ago

    New York, United States TalentBurst Full time

    Title: Financial Analyst II (124856-1) Duration: 6 Months Location: New York, NY 10001 OR Seattle, WA 98121 (ONSITE) Number and Type of Interviews: 2-3 interviews (1 w/HM, 1 w/team member, final with director's org) Job Description: Responsibilities include, but not limited to: Support forecasting efforts of operating expenses, headcount, and resource...

  • Compliance Analyst

    2 months ago

    New York, United States JCW Full time

    AML AnalystNew York City (Hybrid)Rate: $35-40/hourSummary:A leading global bank in New York City seeks a BSA Compliance Analyst to provide critical support for the bank’s BSA/AML Program on a three-month contract. The analyst will play a key role in ensuring compliance with BSA/AML and OFAC regulations, adhering to internal processes, and supporting...

  • Advertising Strategist and Client Liaison

    5 days ago

    New York, New York, United States Applecart Full time

    About the PositionAs a Digital Media Associate at Applecart, you will be responsible for assisting with media planning and ad trafficking, collaborating with external media partners, and supporting internal processes to maximize efficiency and impact outcomes for advertising clients. This role offers a unique opportunity to work with a talented team of...

  • Governance and Compliance Analyst

    2 weeks ago

    New York, New York, United States Amadan Recruitment Full time

    Data Governance RoleAmadan Recruitment is seeking a skilled Data Governance Analyst to join our team. As a Data Governance Analyst, you will play a key role in ensuring the accuracy, consistency, and quality of our data assets.Key ResponsibilitiesEvaluate and improve data management processes to ensure compliance with regulatory requirements.Develop and...

  • Compliance Business Analyst

    5 days ago

    New York, New York, United States Syntricate Technologies Full time

    About the Role:">Syntricate Technologies is seeking a Compliance Business Analyst to join our team. This individual will be responsible for ensuring compliance with financial regulations and laws, while also analyzing business processes to identify areas for improvement.About the Job:">The ideal candidate will have a strong background in business analysis...

Compliance Analyst II, Advertising

2 months ago

New York, United States Guild Mortgage Full time

Guild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm, we are dedicated to serving the homeowner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry.

Position Summary

The Compliance Analyst II, Advertising plays an important role in the organization by performing a number of activities related to the company’s Compliance functions. This role is primarily responsible or, under moderate supervision, for providing training on and assisting in the review and approval of broadcast, print, social media advertisements, company websites, and marketing programs to ensure compliance with federal, state and government regulatory requirements as well as company policy. This position will be responsible for making recommendations and providing guidance to Loan Officers and Sales force within a specified timeframe. This role will also review employee dual employment forms and shared space requests to ensure compliance with applicable agency and company policies; as well as monitor and report on completion of required company-wide compliance trainings.

Essential Functions

  • Assist in providing responses to internal customers regarding approvals within 24 – 48 hours for marketing material requests; if material(s) are non-compliant, initiate alternative solutions that meet compliant guidelines.
  • Assist in reviewing all advertisements within 24 -48 hours in accordance with applicable laws and regulations.
  • Review and conduct analysis on marketing programs to identify potential compliance issues, exercise decisions and resolve independently.
  • Provide responsive, courteous and knowledgeable service to Branches and internal departments.
  • Provide training to Compliance Specialist I on job tasks associated with the position as well as more complicated advertisements and/or marketing materials.
  • Provide guidance to Compliance Specialist I on challenging advertisement and marketing reviews.
  • Use computers to conduct research, including proprietary systems, subscriber databases and internet resources to resolve standard issues and verify compliance with regulations.
  • Prepare and verify advertisements, including supporting documentation, are retained in accordance with required retention periods.
  • Apply analysis to determine whether updated and/or new regulations are applicable to the department; if so, determine whether any internal policies and procedures must be updated to incorporate new regulations.
  • Prepare advertising documentation for federal and state examination requests.
  • Escalate issues that represent higher risk/fall outside of scope of responsibility to management.
  • Review dual employment forms, shared space questionnaires and completion of company-wide compliance training as needed.
  • Spot check math in advertisements to ensure accuracy.
  • Identify and stay current on changes in industry regulations that impact work product.
  • Perform other duties as assigned.

Qualifications

  • Bachelor's Degree directly related to the position or equivalent, required. Degree or college courses/technical training related to Business, Finance, Legal or related field.
  • Minimum three years' experience related work experience required.
  • Complete knowledge of various applicable regulations, specifically: TCPA, RESPA, UDAAP, CAN SPAM, SAFE ACT.
  • General knowledge of overall mortgage lending process; prior mortgage, lending or related industry experience
  • Strong verbal and written communication skills.
  • Strong detail orientation and highly organized.
  • Sound judgment, ability to think critically.
  • Work independently in a fast-paced environment to complete work following procedures.
  • Manage multiple priorities and deadlines, strong sense of urgency and responsiveness.
  • Prior experience using PDF/Adobe programs and Microsoft Word, Excel and PowerPoint.
  • Basic math skills.
  • Familiarity with different forms of social media and related applications and websites including how they are accessed and used, along with print, radio and television.
  • Prior experience performing general administrative duties including filing, photocopying, data entry.
  • Excellent verbal and written communication skills required.
  • Highly organized and detail-oriented; ability to work in a fast-paced, metrics-driven environment required.
  • Proficiency in Microsoft Office Suite, Word, Excel, Wiki, collaborative cloud-based programs, and third-party software applications required.
  • Commitment to company values.
  • Customer Service - Proactive attention to each person
  • Integrity - Do and say what's right
  • Respect - Treat others with dignity
  • Collaboration - Listen and work together
  • Learning - Seek knowledge and strive for improvement
  • Excellence – Deliver the unexpected

Supervision

  • Job Scope: Assists in a variety of duties at the direction of more senior staff and contributes as a team member and resource to others in the unit
  • Complexity: Problem solving involves evaluating and selecting from established practices and standards; Decisions and actions related to the budget must be referred to the supervisor/budget manager
  • Impact: Decisions and actions impact the effectiveness of own team and closely related teams
  • Interaction/Supervision: Work is monitored under general supervision of supervisor and by following established, specific procedures described by supervisor; May act as a guide to less experienced staff in similar role and/or student employees; generally, does not have formal responsibility for overseeing others.

Requirements

Physical: Work is primarily sedentary; occasionally walks and/or stands. Travel: 5-10%

Manual Dexterity: Frequent use of computer keyboard and mouse.

Audio/Visual: Ability to accurately interpret sounds and associated meanings at a volume consistent with interpersonal conversation. Regularly required to accurately perceive, distinguish and interpret information received visually and through audio, e.g., words, numbers and other data broadcasted aloud/viewed on a screen, as well as print and other media.

Environmental: Office environment – no substantial exposure to adverse environmental conditions.

Guild offers a pleasant work environment, competitive compensation and excellent benefits package, including medical, dental, vision, life insurance, AD&D, LTD and 401(k) with employer match.

Guild Mortgage Company is an Equal Opportunity Employer.

Targeted Compensation Range: $25/hr - $34/hr

Compensation at Guild is influenced by a wide array of factors including but not limited to local and federal minimum wage requirements, education, level of experience, and applicant’s geographical location

REQ#: COMPL016676

PDN-9d7fe548-4c13-4316-a1a2-d6d2b821a657