Compliance and Operations Specialist

3 weeks ago


Salt Lake City, United States The Church of Jesus Christ of Latter-day Saints Full time

Ensign Peak Advisors is an affiliated organization of The Church of Jesus Christ of Latter-day Saints. In support of the Church’s global mission, Ensign Peak Advisors manages the financial reserves of the Church and provides cash management services to fund Church operations.

The Compliance and Operations Specialist will report directly to the Chief Compliance Officer. The role requires a firm understanding of both internal and external compliance requirements and operational best practices. Must possess organizational, interpersonal, and project management skills and exercise good judgment. Must be able to communicate effectively and understand and balance needs across the organization.

The Risk and Compliance Officer will work with management and committees to ensure that controls are adequate and functioning.

The Compliance and Operations specialist will be regarded as a subject matter expert for document retention policies and procedures, information barriers, portfolio compliance, transactional compliance and general compliance matters. Responsibilities may include:

Assisting in the enhancement and automation of programs and processes. Preparing and directing compliance testing and training. Monitoring for compliance obligations. Working with internal teams to collect, store and record key terms and documents. Identifying risks, assessing mitigating controls, and making recommendations on improving the control environment to management and compliance committees. Developing and maintaining in-depth understanding of business areas and supporting functions. Developing relevant knowledge and skills by attending conferences and trainings. Bachelor's degree in accounting, finance, economics, or related business field 8+ years of professional experience. 5+ years of those years of financial services compliance or operational management, analysis, and reporting (., banking, capital markets, investment management). General understanding of financial markets and related rules and regulations. Ability to successfully work independently. Ability to use good judgment and escalate issues when needed. Ability to prepare and deliver timely, concise, and accurate reports and presentations. Ability to partner with counterparts to support various business functions. Has a firm understanding of complex business processes and information technology systems and related controls.

Preferred:

Industry certifications: Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Certified Regulatory Compliance Manager (CRCM), Financial Risk Manager (FRM) Relevant advanced degree, or comparable experience or certifications (., JD, MBA, MPA)

#LI-DC1



  • Salt Lake City, United States The Church of Jesus Christ Latter-Day Saints Full time

    Ensign Peak Advisors is an affiliated organization of The Church of Jesus Christ of Latter-day Saints. In support of the Church's global mission, Ensign Peak Advisors manages the financial reserves of the Church and provides cash management services to fund Church operations. The Compliance and Operations Specialist will report directly to the Chief...


  • Salt Lake City, United States Utah First Credit Union Full time

    Utah First Credit Union is seeking a 40-hours a week VISA Compliance Specialist at Corporate Headquarters in Salt Lake City, Utah. This individual provides exceptional service and seeks to improve our customers' financial lives by being service-oriented and professional. Experience in financial services is helpful. The schedule is 9:00 AM to 6:00 PM Monday...


  • Salt Lake City, United States Utah First Credit Union Full time

    Job DescriptionJob DescriptionUtah First Credit Union is seeking a 40-hours a week VISA Compliance Specialist at Corporate Headquarters in Salt Lake City, Utah. This individual provides exceptional service and seeks to improve our customers' financial lives by being service-oriented and professional. Experience in financial services is helpful. The...


  • Salt Lake City, United States BioFire Defense, LLC Full time

    Job DescriptionJob DescriptionSalary: $30 - $34 per hour DOEQuality Compliance SpecialistPosition SummaryThe Quality Compliance Specialist provides Quality Assurance support and helps administer the CAPA program and the internal and external audit programs. The Quality Compliance Specialist will assist with ensuring regulatory compliance for the company,...


  • Salt Lake City, United States The Church of Jesus Christ Latter-Day Saints Full time

    We partner to enable a qualified and engaged workforce to labor diligently in the Lord's vineyard. The purpose of this role is to support HR core/essential legal compliance work for the US workforce requiring entry level professional knowledge. This individual contributor role is a member of the Workforce Relations and Compliance team and is responsible for...


  • Prior Lake, United States SHAKOPEE MDEWAKANTON SIOUX COMMUNITY Full time

    Works directly with the Contract, Compliance & Risk Administrator in facilitating vendor contract review and renewal processes. Acts as liaison between Purchasing Department, operating departments, and the Gaming Commission to ensure vendor and consu Contract, Compliance, Specialist, Vendor, Business Services


  • Salt Lake City, United States U.S. Fish and Wildlife Service Full time

    Summary This position is a Safety and Occupational Health Specialist, GS- 0018-11/12 working for the R10-SAFE Regional Safety Operation. Duties As a Safety and Occupational Health Specialist your duties will include but are not limited to the following: Implements Service-wide safety program priorities and resolves safety and occupational health...


  • Salt Lake City, United States A&K Railroad Materials Inc Full time

    Job DescriptionJob DescriptionDescription:About Us:A&K Railroad Materials Inc. is a leading supplier of new and used railroad track materials. A&K has sales offices and a network of storage and distribution facilities strategically located throughout the United States. Together, these offices and inventory locations maintain an extensive and comprehensive...


  • Salt Lake City, United States Goldman Sachs Full time

    MORE ABOUT THIS JOB: GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firms culture of compliance. Compliance accomplishes this mandate through the firms enterprise-wide compliance risk management program. As an...


  • City of Industry, United States Athens Services Full time

    The Billing Compliance Specialist reports directly to the Billing Supervisor and ensures that we remain complaint with all contract regulations as it relates to billing operations. Qualified candidate must be flexible, highly committed to exceptional Compliance Specialist, Billing, Specialist, Compliance, Customer Service, Accounting, Airline

  • Compliance Specialist

    4 weeks ago


    Iowa City, United States Shive-Hattery Full time

    W&S POSITION DESCRIPTION Shive-Hattery’s ICR office has an opening for an Environmental Compliance Specialist with 5+ years of experience to join our Environmental Group. We are looking for someone who is passion oriented to provide outstanding client service. Requirements Qualifications: · Ability to provide air quality consultation to Industrial,...

  • Compliance Manager

    3 weeks ago


    Salt Lake City, United States Operation Underground Railroad Full time

    Job DescriptionJob DescriptionSalary: About Us: OUR Rescue is an international non-profit organization dedicated to combatting child sexual exploitation and human trafficking. With operations in five regional offices around the world, we strive to create a world where everyone can live in safety and dignity. Our team is composed of passionate, innovative,...


  • Oklahoma City, United States Janus of Santa Cruz Full time

    Description Summary We believe the role would place you in a highly energized environment where you would be inspired to share your years of experience along with providing extraordinary support for the team and community. So we commit to hiring top talent and cultivating a culture based on merit. That commitment reflects our belief in the importance of a...


  • Salt Lake City, United States Celtic Bank Full time

    Do you have outstanding clerical skills, customer service experience, and a desire to learn and grow in the finance industry? If so, look no further! We need an ambitious candidate to join us as an Operations Servicing Specialist.As an Operations Servicing Specialist for Celtic Bank, you will work with Loan Operations team members to complete objectives in a...


  • Iowa City, United States Shive Hattery Group Full time

    Shive-Hattery's ICR office has an opening for an Environmental Compliance Specialist with 5+ years of experience to join our Environmental Group. We are looking for someone who is passion oriented to provide outstanding client service. Requirements Qualifications:Ability to provide air quality consultation to Industrial, Government, Healthcare, Education,...


  • Salt Lake City, United States BankTalent HQ Full time

    Intern - Compliance Analyst, Compliance Risk Management 2024 Paid Summer Internship May thru mid-August This internship is not eligible for relocation assistance. Local candidates preferred. Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in...


  • Salt Lake City, United States AES Corporation Full time

    At AES, we raise the quality of life around the world by changing the way energy works. Everyone makes an impact every day in our small, global teams. Apply here to start an extraordinary career today. AES Clean Energy is hiring a NERC O&P Compliance Specialist who will be responsible for providing leadership, independent compliance oversight, guidance, and...


  • Salt Lake City, United States U.S. Fish and Wildlife Service Full time

    Summary This position serves as a Human Resources Specialist located in the Employee Management Relations Branch, Human Resources (HR) of the Joint Administrative Operations (JAO), . Fish and Wildlife Service (FWS). Serves as an Employee Relations (ER) Specialist on ER programs including policy guidance and advice to senior leadership, program...

  • Compliance Analyst

    2 days ago


    Salt Lake City, United States Celtic Bank Full time

    Celtic Bank's Compliance Analyst assists management in ensuring regulatory compliance at our Strategic Lending Partnerships ("SLP"). As a Compliance Analyst, your duties will include (i) evaluating customer-facing materials, policies, and procedures for compliance risks, (ii) monitoring SLP products and processes for compliance with applicable laws and...

  • Compliance Analyst

    2 days ago


    Salt Lake City, United States Celtic Bank Full time

    Celtic Bank’s Compliance Analyst assists management in ensuring regulatory compliance at our Strategic Lending Partnerships (“SLP”). As a Compliance Analyst, your duties will include (i) evaluating customer-facing materials, policies, and procedures for compliance risks, (ii) monitoring SLP products and processes for compliance with applicable laws and...