Director of Compliance Operations

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

**Description** POSTING NO. 7434 JOB TITLE: Director Operations Training Compliance and Oversight DEPT/DIV: Operations Support and Organizational Resiliency WORK LOCATION: Various FULL/PART-TIME FULL SALARY RANGE: $122,014.00-$160,143.90 DEADLINE: Until Filled Metro-North Railroad reserves the right to remove this posting before the Application...

Job DescriptionJob DescriptionOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office’s compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (i.e., legal, training) funds. This...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers.  We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...

Job DescriptionJob DescriptionAt Newton, we’re passionate about providing new parents with safe, healthy, sustainable products — and peace of mind. As we continue to expand our reach and offering, we’re focused on delivering an exceptional Brand experience that brings this vision to life. We are seeking a Compliance Director to become an integral part...

Job DescriptionJob DescriptionDirector Of OperationsBrooklyn, NY150K plus Bonus (around 100k)We are seeking a highly skilled and experienced Director of Operations to join our team. The ideal candidate will have a strong background in either homecare or ABA and possess exceptional leadership and organizational abilities.Responsibilities:1. Strategic...

A financial services firm in New York City is actively seeking an experienced and hardworking professional to join their staff as their new Associate Director of Portfolio Compliance. In this role, the Associate Director of Portfolio Compliance will be responsible for monitoring current holdings and daily trading activity against client guidelines,...

Job DescriptionJob DescriptionSalary commensurate with experience Join UP! We are lighting the path home, one person at a time.About Urban Pathways Since 1975, Urban Pathways has engaged New York City’s most vulnerable residents, people on the streets or in areas unfit for human habitation, “lighting the path home, one person at a time.” Urban Pathways...

Internationally acclaimed, high-volume restaurant group is seeking a Director of Operations to oversee their remote store locations in the U.S. This would include 2-3 locations initially, with the expectation that this person would take on oversight of additional concepts as the company grows within current and new markets. The ideal candidate has a proven...

Our client is committed to identifying and advancing transformative therapies for people with cancer and rare diseases with limited treatment options. Role The Director/Sr. Director - Clinical Operations is responsible for providing leadership to assigned Clinical Program(s) and for ensuring studies (Phase I-IV) within a program are being managed in...

Position OverviewReporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control functions and processes at BRC are efficiently and effectively carried out in accordance with management instructions, policies and procedures, and regulatory...

Position OverviewReporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control functions and processes at BRC are efficiently and effectively carried out in accordance with management instructions, policies and procedures, and regulatory...

Position OverviewReporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control functions and processes at BRC are efficiently and effectively carried out in accordance with management instructions, policies and procedures, and regulatory...

**ABOUT THE FUND FOR ARMENIAN RELIEF** FAR implements life-changing support through our projects, often multi-generational and geographically dispersed, through which FAR implements life changing support. This work is accomplished by: providing refuge and help to children who have suffered abuse and abandonment; empowering young adults to excel in school...

Job Description Position Overview:  KIPP NYC is currently seeking a regional Managing Director of Operations (MDO) with a demonstrated track record of excellence in operations, especially in building and implementing effective network-wide systems, managing leaders through change, and developing talent. The MDO will report to the Chief Schools Officer and...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

A large advertising and media company is seeking a highly experienced Director, International Tax Compliance & Special Projects with specialized knowledge in compliance to join their team. Responsibilities: The Director, International Tax Compliance & Special Projects will: Oversee and have ultimate responsibility for accurate US taxation of all...

A large advertising and media company is seeking a highly experienced Director, International Tax Compliance & Special Projects with specialized knowledge in compliance to join their team. Responsibilities: The Director, International Tax Compliance & Special Projects will: Oversee and have ultimate responsibility for accurate US taxation of all...

Job Description Position Summary The Operations Director is an integral role within the Zenith team, responsible for monitoring and building internal operational processes throughout the account. The Operations Director will also be responsible for monitoring and enhancing a new reporting tool used heavily throughout the account. Data integrity is of...