Senior Compliance Advisor, FDAS Compliance

1 week ago

Smithfield, United States Fidelity Investments Full time

Job Description

:

Role

Fidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC (“FDAS”) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this role on the Regulatory Compliance Team, you will support regulatory oversight of FDAS, collaborating closely with many teams within FDAS and across the Fidelity organization, such as Personal Investing, Fidelity Institutional, and Workplace Investing.

Expertise and Skills you Bring

Managing the money transmission licensing team , which includes oversight and maintenance of licenses

Supervision of all tasks associated with licensing in compliance with statutory, regulatory, and NMLS requirements and obligations.

Assisting the growing FDAS business in identifying and managing regulatory risks

Supporting new and existing FDAS products, services, and geographic expansion of the business

Tracking the evolving regulatory landscape within the digital assets industry; reviewing and analyzing regulatory requirements and potential impact to the business

Building connections between FDAS and Enterprise Compliance policies and functions.

Supporting Regulatory Team efforts to build relationships with regulators, respond to regulatory exams, and maintain licenses. The Expertise and Skills You Bring

Experience supporting a money transmission regulatory program, including filings, registrations and licensing, using the NMLS system, regulatory exams and interactions with regulators

5+ years of related experience in Compliance, Risk or Legal

4-year college degree required, master’s degree, MBA or JD is a plus

Strong attention to detail and experience managing a team

Strong analytical, organizational, and problem-solving skills

Strong relationship and communication skills; strong ability to work independently and as part of a closeknit team

Ability to work effectively in a fast-moving, challenging regulatory environment

Ability to influence key decision makers through a combination of knowledge, reasoning and relationships The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade platform for securing, trading, and supporting investments in digital assets.

Team

FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience. The Enterprise Services portfolio also includes Fidelity Labs, the Fidelity Center for Applied Technology, F-Prime Capital, and Impresa Management LLC. At Fidelity, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we’re calling “Dynamic Working”. Most associates will have a hybrid schedule with a requirement to work onsite at a Fidelity work location for at least one week, all business days, every four weeks. These requirements are subject to change. Fidelity Internal Information Reminder: Per the Dynamic Working Policy, approved exceptions will be reviewed annually, or when the associate accepts a new role, whichever comes first. Salary Grade: 6 Organization: Enterprise Services Compliance Category: Compliance

Certifications:

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