Regulatory Advisory Senior Consultant
1 month ago
Who Makes a Highly Successful Advisor
We are looking for team members to join our inclusive community of passionate risk and regulatory advisors. These diverse professionals should be highly skilled, entrepreneurial, and future focused - they are self-starters with curiosity and a passion for continuous learning. They possess a strong growth mindset that propels themselves and others forward, driving innovation through delivery, and helping clients succeed beyond their expectations.
Your New Career Challenge
Daily, you will have the opportunity to learn and work alongside a broad mix of highly talented subject matter leaders and team members both at Forvis Mazars and at our clients. You will have an environment to explore and experience emerging, and relevant topics based on your interests and alignment to your short and long-term career goals.
As part of our growing Regulatory and Risk Management team, you will work with our clients, including some of the most iconic financial institutions globally, as they reshape regulatory and risk management methodologies and process for the future. You will gain in-depth experience across emerging risk topics within a variety of regulatory and risk categories, become a thought leader with a focus on the latest innovations and solutions leveraging cutting edge technology, and enable strategic success through developing proactive metrics and data that provide risk insights.
How you will contribute:
Driving strategy and developing appropriate solutions to help our clients achieve their goals based on a deep understanding of the science of risk management Being a thought leader in a risk and regulatory area, or more broadly to drive market presence and enhance team expertise Managing and developing lasting relationships with senior executives of leading organizations while developing client accounts Managing engagements and provide clients with support in understanding and implementing risk management concepts, such as enterprise risk, operational risk, market risk, credit risk, etc. Communicating complexities of the risk management process to stakeholders across the firm and driving the creation of deliverables to achieve understanding at all levels Developing your knowhow and contributing to the firm's knowledge base by staying abreast of industry practices, assessing the impact of news events on company risk management practices Achieving and maintaining high quality in work, client relations, and team relations Supporting any training and mentoring to staff and interns as necessary
We are looking for people who have Forward Vision and:
A passion for relationship building with a service mindset Deep knowledge of Risk Management, either broadly or within a specific risk topic (i.e., Operational Risk, Market Risk, Credit Risk, Third Party Risk) with practical experience developing and implementing related frameworks, underlying key processes, and being a thought leader or Regulatory Compliance, either broadly or within a specific regulation topic (i.e., Prudential, Conduct, Market Integrity...) Proven record building and leading teams, including development of future leaders Ability to vision and develop solutions, including the ability to develop content, be insightful, and understanding of key success factors for go to market Project management and communication experience, and the ability to manage large teams and projects Demonstrated knowledge of risk management best practices, regulatory considerations, and financial service routines
Minimum Qualifications:
2 years or more of experience within a risk or regulatory advisory practice, risk management at financial services organization or consulting firm BA or BS in a related field (Risk Management, Finance, Business, Mathematics etc.). Proficiency in MS Office: Word, Excel, Power Point, and Outlook Knowledge of the key industry risk management or regulatory compliance technologies and overall marketplace trends
Preferred Qualifications:
One or more of the following:
Experience in Recovery and / or Resolution planning (OCC 12 CFR 30, Dodd-Frank 165(d), or FDIC 360.10) Industry experience with a US G-SIB in the following: Capital Planning or CCAR experience Prior experience in Liquidity and Capital management Project management experience Work in FP&A or finance product control Experience in developing drafting business requirements for process design or technology solutions
#LI-TPA, #LI-OAK, #LI-CLTSP, #LI-CLTU, #LI-NYC, #LI-DFW, #LI-SANT, #LI-TYS
#LI-RM1
New York City Pay Transparency
Pursuant to the pay transparency laws of New York State and other local ordinances within the state including (but not limited to) New York City, the salary range displayed is for the New York markets. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. Forvis Mazars reserves the right to make changes to the salary range based on business needs.
New York Salary Range:
NY Minimum Salary (USD)
$ 75,300
NY Maximum Salary (USD)
$ 115,900
With a legacy spanning more than 100 years, Forvis Mazars is committed to providing a different perspective and an unmatched client experience that feels right, personal and natural. We respect and reflect the range of perspectives, knowledge and local understanding of our people and clients. We take the time to listen to deliver consistent audit and assurance, tax, advisory and consulting services worldwide.
We nurture a deep understanding of our clients’ industries, delivering greater insight, deeper specialization and tailored solutions through people who listen to understand, are responsive and consult with purpose to deliver value.
About Forvis Mazars, LLP
Forvis Mazars, LLP is an independent member of Forvis Mazars Global, a leading global professional services network. Ranked among the largest public accounting firms in the United States, the firm’s 7,000 dedicated team members provide an Unmatched Client Experience through the delivery of assurance, tax, and consulting services for clients in all 50 states and internationally through the global network. Visit forvismazars.us to learn more.
Forvis Mazars, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, gender identity, or other protected classifications.
It is Forvis Mazars, LLP standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates.
Forvis Mazars, LLP expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies.
Forvis Mazars, LLP further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with Forvis Mazars, LLP.Any resume or CV submitted to any employee of Forvis Mazars, LLP without having a Forvis Mazars, LLP vendor agreement in place will be considered the property of Forvis Mazars, LLP.
-
Property Consulting Leader, US Advisory
1 month ago
New York, United States CFA Institute Full timeCompany: Marsh Description: As a global leader in insurance broking and risk management, Marsh helps clients succeed by defining, designing, and delivering innovative, industry-specific solutions to effectively manage risk. We are seeking a US Marsh Advisory - Property Leader to provide direction, leadership, and guidance to the Property Risk Consulting,...
-
Regulatory Advisory Senior Manager
1 month ago
New York, United States FORVIS Full timeRequisition Number2233256 Description & Requirements How you will contribute: Lead and Manage Audits: Plan, execute, and oversee internal audit reviews of AML and Sanctions programs to ensure compliance with regulatory requirements and internal policies. Audit Methodologies : Apply and enhance internal audit methodologies, including risk...
-
Global Markets Regulatory Compliance Advisory
4 months ago
New York, United States Crédit Agricole CIB Full timeJob description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory - Americas Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap...
-
Senior Managing Director
1 month ago
New York, United States The Vertex Companies, LLC Full timeJob DescriptionWe are seeking a seasoned Senior Managing Director/Practice Leader to lead and grow our Project Advisory (Construction services consulting) practice, one of our three critical practice areas. Reporting directly to the COO, you will be at the forefront of our growth strategy, steering the practice toward new market opportunities, doubling...
-
Global Markets Regulatory Compliance Advisory
4 weeks ago
New York, United States Groupe Crédit Agricole Full timeSummaryGlobal Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support functions.Key...
-
Regulatory Compliance Specialist
3 weeks ago
New York, New York, United States JCW Full timeSenior Compliance OfficerAt JCW, we are seeking an experienced Senior Compliance Officer to join our team. As a key member of our regulatory compliance department, you will be responsible for ensuring our firm's compliance with SEC and FINRA requirements.Key Responsibilities:Regulatory Analysis: Conduct thorough analysis and provide recommendations on...
-
Senior Client Tax Advisory Team Member
2 months ago
New York, United States TaxMaster Financial Services Full timeJob DescriptionJob DescriptionSenior Client Advisory Accounting/Financial Team Member TaxMaster Financial Services Corporation has re-imagined the way we service our clients by leading the relationship with Advisory Services. The tax return is the end result of strategic planning. We have moved from the traditional historian role to a proactive, strategic...
-
Regulatory Policy VP
6 days ago
New York, United States Emergent365 Full timeRegulatory Policy VPFinancial FirmNY, NY – MidtownVP Level150-200K base +bonusCitizen/GC Holders onlyHybrid, 2 days/week onsiteJob Summary: Seeking a Regulatory Policy VP with strong knowledge of Basel III with specific expertise in Basel capital regulations. Seeking VP level person with 8+ years of relevant industry experience. Open to considering a...
-
Senior KYC Specialist
4 weeks ago
New York, United States Gloriazm Consultant Full timeCompany DescriptionGloriazm Consultant excels in Recruitment, Online Presence Enhancement, and Business Development services in New York, NY. Our team connects top talent with leading companies, enhances online visibility through digital initiatives, and drives business growth with strategic partnerships. Count on us to elevate your business with...
-
Logistics Coordinator and Advisory Specialist-HYBRID
2 months ago
New York, United States Simple Solutions Full timeNOTE: Do not go with the job title find the resource as per the intake call notes Job Title: Logistics Coordinator and Advisory SpecialistLocation: Location: New York City NY (3 days onsite Hybrid)Duration: End Date 3/31/25 Intake call notes:Regulatory Management Role for ServicesThis role is a combination of logistics and advisory heavy logisticsMust have...
-
Senior Compliance Consultant
2 weeks ago
New York, United States Michael Page Full timeThe Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations by developing and implementing compliance policies, conducting audits, and overseeing risk assessments. Additionally, the position serves as a liaison with regulatory bodies and manages anti-money laundering (AML) and Know Your Customer (KYC)...
-
Head of Americas HR Advisory
4 hours ago
New York, United States TP ICAP Full timeGroup Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...
-
Head of Americas HR Advisory
1 month ago
New York, United States TP ICAP Full timeGroup Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...
-
Investment Risk Consultant
3 weeks ago
New York, NY, United States MassMutual Full timeThe Opportunity As an Investment Risk Consultant, you will join a team that is focused on managing investment policies for the firm’s investment advisory programs, as well as related brokerage and insurance related products and services. This role will be actively engaged in the construction and monitoring of investment policy guidelines and will...
-
Senior KYC Specialist
4 weeks ago
new york city, United States Gloriazm Consultant Full timeCompany DescriptionGloriazm Consultant excels in Recruitment, Online Presence Enhancement, and Business Development services in New York, NY. Our team connects top talent with leading companies, enhances online visibility through digital initiatives, and drives business growth with strategic partnerships. Count on us to elevate your business with...
-
Senior KYC Specialist
4 weeks ago
new york city, United States Gloriazm Consultant Full timeCompany DescriptionGloriazm Consultant excels in Recruitment, Online Presence Enhancement, and Business Development services in New York, NY. Our team connects top talent with leading companies, enhances online visibility through digital initiatives, and drives business growth with strategic partnerships. Count on us to elevate your business with...
-
Transaction Advisory Services Senior Associate
2 months ago
New York, United States Selby Jennings Full timeOur client is a dynamic and globally recognized firm that is rapidly expanding its presence in the US. They specialize in Transaction Advisory Services, focusing on Financial Due Diligence for a variety of exciting and high-profile transactions. Their lean team structure ensures ample opportunities for mentorship and professional growth, offering a clear...
-
Transaction Advisory Services Senior Associate
2 months ago
New York, United States Selby Jennings Full timeOur client is a dynamic and globally recognized firm that is rapidly expanding its presence in the US. They specialize in Transaction Advisory Services, focusing on Financial Due Diligence for a variety of exciting and high-profile transactions. Their lean team structure ensures ample opportunities for mentorship and professional growth, offering a clear...
-
Capital Transformation/Debt Advisory Associate
13 hours ago
New York, United States Selby Jennings Full timeThis client is a high growth Investment Bank. They advise clients on M&A, divestitures, restructurings, recapitalizations, and capital markets solutions across a wide range of industries. They are currently looking for an Associates to bring on to their Restructuring & Debt Advisory team in New York. This role offers unmatched growth opportunity, the chance...
-
Data Strategy Consultant
2 weeks ago
New York, United States Viola Full timeJob DescriptionJob DescriptionAt Similarweb, we are revolutionizing the way businesses interact with the digital world by revealing to them everything that happens online. Our unique data and solutions empower over 4,300 customers globally, including industry giants like Google, eBay, and Adidas, to make game-changing decisions that drive their digital...
