Regulatory Policy VP

4 days ago

New York, United States Emergent365 Full time

Regulatory Policy VP

Financial Firm

NY, NY – Midtown

VP Level

150-200K base +bonus

Citizen/GC Holders only

Hybrid, 2 days/week onsite


Job Summary:

Seeking a Regulatory Policy VP with strong knowledge of Basel III with specific expertise in Basel capital regulations. Seeking VP level person with 8+ years of relevant industry experience. Open to considering a strong / senior AVP ready to make the step up to VP.Position located in Midtown. Hybrid work schedule, 2 days/week onsite.


Job Description:

As a Regulatory Policy Vice President you will play a key role in developing policy interpretations for capital and liquidity regulations, and helping with governance for the US Intermediate Holding Company (IHC). In addition, you will also be involved in advisory and managing business relationships.

To be successful as a Regulatory Policy VP, you should have experience with

  • Basel regulations on capital
  • Basel III or Basel Capital regulations
  • Knowledge of capital regulations in reporting or a regulatory capacity

Some other highly valued skills may include

  • Development and assessment of financial policies
  • Knowledge of evolving laws, regulations and regulatory guidance affecting the banks operations
  • Demonstrate comprehensive understanding of the organizations functions

Responsibilities:

To develop and analyze, the bank's financial and regulatory policies and interpretations, complying with applicable laws, internationally agreed standards, and regulations, to enable effective management of the bank’s financial risks.

  • Development and assessment of financial policies, standards and associated controls that govern the bank's statutory and regulatory reporting obligations, and analysis of financial data and industry trends to identify areas for policy improvement or revision.
  • Management of the implementation of financial and regulatory policies across the bank's departments and business units, and support to employees on the interpretation and application of policies.
  • Continuous review of evolving laws, regulations, and regulatory guidance affecting the bank's operations, and assessment of the impact of regulatory changes on the bank's business activities, financial performance, and risk profile.
  • Communication of financial and regulatory policies to relevant stakeholders in a clear and concise manner, and development and delivery of training programs on financial and regulatory policies to ensure employee understanding and adherence.
  • Management of communication with regulatory authorities to gain insights into upcoming regulatory changes and expectations and participate in regulatory consultations and provide feedback on proposed regulations.

Vice President Expectations

  • Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment.
  • Manage and mitigate risks through assessment, in support of the control and governance agenda.
  • Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.
  • Demonstrate comprehensive understanding of the organization functions to contribute to achieving the goals of the business.
  • Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies.
  • Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives. In-depth analysis with interpretative thinking will be required to define problems and develop innovative solutions.
  • Adopt and include the outcomes of extensive research in problem solving processes.
  • Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders in order to accomplish key business objectives, using influencing and negotiating skills to achieve outcomes.

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