Designated Principal Email Review
3 weeks ago
Overview
Position is responsible for serving as the OSJ principal for Independent Financial Advisors located within an assigned region. This position will be responsible for ensuring that the assigned financial advisors are meeting the standards and requirements of supervision set forth by regulatory agencies and the Firm.
Responsibilities
Reviews and approves new account applications Reviews transactions on a trade blotter Reviews and approves variable annuities, mutual funds, securities transactions for suitability and documentation Reviews advisor email and client correspondence. Serves as a point of contact for compliance related matters on assigned advisors Educates advisors concerning firm policies and procedures Conducts business practice reviews as needed and investigates sales practice concerns as they arise. Serves as point person for investigations and recommends disciplinary action as needed. Maintains prompt and regular attendance This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.
Qualifications
Bachelor’s Degree in Finance, Investments, Economics or related discipline Previous experience in a broker-dealer business, investment advisory or related field Previous experience in supervision is preferred Thorough knowledge of mutual funds, variable annuities, general securities and other financial products Series 7, 24 and 66 (or 63 and 65) or ability to obtain within 6 months of hire Excellent organizational skills Detail oriented Speed & accuracy in typing Excellent written and verbal communication skills Proficient in Microsoft Office Suite Ability to adhere to strict timelines Must be able to work in the US for any employer-
Senior Interior Designer
4 weeks ago
Winter Park, United States Interior Talent Full timeSenior Interior Designer - Luxury Residential | Winter Park, FLThis Senior Interior Designer is a high-energy, positive-minded, self-directed leader responsible for the implementation and creation of project design on luxury private custom homes. Utilizing their successful track record with over 10,000 square feet custom home interiors, this position...
-
Senior Interior Designer
5 hours ago
Winter Park, United States Interior Talent Full timeSenior Interior Designer - Luxury Residential | Winter Park, FLThis Senior Interior Designer is a high-energy, positive-minded, self-directed leader responsible for the implementation and creation of project design on luxury private custom homes. Utilizing their successful track record with over 10,000 square feet custom home interiors, this position...
-
Principal
3 weeks ago
Winter Garden, United States UCP of Central Florida Full timeUCP Charter Schools is looking for an experience school instructional leader to serve as the principal of our UCP West Orange Charter School. This school is a PreK-5th grade public charter school with approximately 300 students and about 70 team members. The school is inclusive by design with 50% of the students with disabilities educated in classrooms with...
-
Principal
4 weeks ago
Winter Garden, United States UCP of Central Florida Full timeUCP Charter Schools is looking for an experience school instructional leader to serve as the principal of our UCP West Orange Charter School. This school is a PreK-5th grade public charter school with approximately 300 students and about 70 team members. The school is inclusive by design with 50% of the students with disabilities educated in classrooms with...
-
Principal
3 weeks ago
Winter Garden, United States UCP of Central Florida Full timeUCP Charter Schools is looking for an experience school instructional leader to serve as the principal of our UCP West Orange Charter School. This school is a PreK-5th grade public charter school with approximately 300 students and about 70 team members. The school is inclusive by design with 50% of the students with disabilities educated in classrooms with...
-
Principal
4 days ago
Winter Garden, United States UCP Charter Schools Full timeUCP Charter Schools is seeking an experienced school administrator with strong instructional leadership skills as well as experience working with students with diverse abilities/disabilities. Previous experience as a school administrator in an elementary school setting required (i.e. Assistant Principal/Dean). This is a year round...
-
Senior Designer-CREO
2 weeks ago
Allen Park, United States Control System Integrators Full timeResponsible for design and release of vehicle sub-systems and components from initial concept through to production release. Participate in design reviews based on program needs to ensure quality and timely delivery of designs and communicating design status and open issues. Maintain close contacts (through WebEx, emails and phone) with assigned customer...
-
Site Work Engineer/Designer
2 weeks ago
Forest Park, United States 4P Consulting Inc. Full timeJob DescriptionJob DescriptionJob Responsibilities for Civil Site Engineer: The Engineer will be responsible for producing engineering drawings, specifications, and material requirements for civil sitework design projects which includes, but is not limited to, grading and drainage, erosion control, oil containment, etc. with an emphasis on safety, quality,...
-
IT Principal Engineer, Azure Architect
4 weeks ago
College Park, Maryland, United States University of Maryland Full timeIT Principal Engineer, Azure ArchitectPosition #: 129245The IT Principal Engineer in the Division of Information Technology (DIT) at the University of Maryland, College Park, is an individual contributor, and will perform technical planning, end-to-end architecture development and design specifications for distributed cloud computing environments. This...
-
Marketing Manager
4 days ago
Winter Park, United States Bonnier LLC Full timeJob DescriptionJob DescriptionMarketing Manager, Web, Email and FulfillmentBonnier’s Motorsport and Outdoor Group is comprised of world-class events including the Open Season Sportsman’s Expos, Sand Sports Super Show, Off-Road Expo and Street Machine Nationals. We are looking for a Marketing Manager, Web, Email and Fulfillment to assist in the execution...
-
Marketing Manager
2 weeks ago
Winter Park, United States Bonnier LLC Full timeJob DescriptionJob DescriptionMarketing Manager, Web, Email and FulfillmentBonnier’s Motorsport and Outdoor Group is comprised of world-class events including the Open Season Sportsman’s Expos, Sand Sports Super Show, Off-Road Expo and Street Machine Nationals. We are looking for a Marketing Manager, Web, Email and Fulfillment to assist in the execution...
-
Marketing Coordinator
1 week ago
Winter Park, Florida, United States The Balmoral Group Full timeMarketing Coordinator The Balmoral Group, an innovative engineering and economics firm, is looking for a marketing professional—preferably with A/E/C industry experience, with a desire for details, and strong time management skills. This position's key roles are collaboration, information gathering, and data management. The responsibilities will require...
-
Oak Park, United States Oak Park Elementary School District 97 Full timeJobID: 2566 **Position Type**: Administration/Assistant Principal**Date Posted**: 5/11/2024**Location**: Percy Julian Middle School**Date Available**: 07/01/2024 **MS Associate Principal for Climate & Culture** **Revised: May, 2024** **Perm/contract**: **2024/2025** **Department**: **Julian MS** **Primary Reporting Location**: **Julian...
-
Attorney Document Review
3 weeks ago
Overland Park, United States Projectory Full timeJob DescriptionJob DescriptionProjectory LLC is currently seeking Attorneys admitted to the Bar in any state for several upcoming document review projects. You must be in good standing with the Bar to qualify for these positions. Our projects encompass a wide variety of substantive disciplines including antitrust, products liability, contract law, employment...
-
Marketing Coordinator
5 days ago
Winter Park, United States The Balmoral Group Full timeMarketing Coordinator The Balmoral Group, an innovative engineering and economics firm, is looking for a marketing professional—preferably with A/E/C industry experience, with a desire for details, and strong time management skills. This position's key roles are collaboration, information gathering, and data management. The responsibilities...
-
Truss Designer
4 weeks ago
Winter Haven, Florida, United States gpac Full timeTruss Designer - Residential We are looking for a detail oriented and experienced Truss Designer to join our well-established team The Truss Designer will be responsible for creating complete and accurate Truss Placement Plans and Truss Design Drawings for both custom and track residential building projects. As the Truss Designer, you will also work closely...
-
Truss Designer
4 weeks ago
Winter Haven, United States gpac Full timeTruss Designer - Residential We are looking for a detail oriented and experienced Truss Designer to join our well-established team! The Truss Designer will be responsible for creating complete and accurate Truss Placement Plans and Truss Design Drawings for both custom and track residential building projects. As the Truss Designer, you will also...
-
Subcontracts Principal
1 week ago
Oak Park, Illinois, United States SAIC Career Site Full timeDescription SAIC is seeking an experienced and highly adaptable Subcontracts Principal to join the Strategic Proposal Team focused on providing subcontracts proposal support. This individual will serve as a strategic partner to key stakeholders within the Air Force DoD Agencies and Commands Business Group throughout the capture and proposal process for...
-
Credit Assistant
3 weeks ago
Winter Park, United States RSR Group Full timeJob DescriptionJob DescriptionPOSITION SUMMARY: This position is responsible for providing administrative support to the Credit Department. This includes researching customer credit information, maintaining customer credit files, performing basic collections, clerical duties, and other duties that the Credit Manager may assign.REGULAR DUTIES AND...
-
Event Marketing Manager
4 days ago
Winter Park, United States Bonnier LLC Full timeJob DescriptionJob DescriptionEvent Marketing ManagerBonnier Events - RemoteBonnier LLC, the leading outdoor adventure company, is seeking a full-time Event Marketing Manager. Supporting world-class events like the Open Season Sportsman’s Expos, Sand Sports Super Show, Off-Road Expo, and Street Machine Nationals, this position is a great opportunity to...