Client Associate

4 weeks ago

WinstonSalem, United States WELLS FARGO BANK Full time
About this role:

Wells Fargo is seeking a Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at wellsfargojobs.com .

In this role you will:
  • Assist Financial Advisor(s) colleagues with service and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
  • Facilitate Financial Advisor and client requests for account related information and/or quotes
  • Schedule and prepare for appointments with new or prospective clients
  • Establish and service client accounts, prepare forms, research account inquiries and/or issues, and enter security order tickets after being approved by the Financial Advisor(s)
  • Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, assisting with marketing related activities, establishing, and maintaining files to meet the firm's regulatory requirements
  • Establish and maintain filing and record keeping necessary to support efforts to service and grow client relationships
  • Acts as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable
Required Qualifications:
  • 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
  • Brokerage client support experience or financial services industry experience
  • Administrative support experience in financial services
  • Experience interacting directly with customers
  • Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
  • Client service focus with the ability to listen to customer needs and recommend solutions
  • Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

This position is not eligible for Visa sponsorship.

Posting location:

380 Knollwood St
Winston Salem, NC 27103

Posting End Date:
12 Jun 2024
*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

  • Wealth Management Seasonal Client Associate

    4 weeks ago

    Winston-Salem, North Carolina, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Wealth Management Client Associate

    1 month ago

    Winston-Salem, United States Bank of America Full time

    Description : This job is responsible for providing client service support to potentially multiple Financial Advisors (FAs). Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while customizing solutions based on their specific needs. Job expectations...

  • Client Specialist

    4 weeks ago

    Winston Salem, United States The Talbots Inc Full time

    Job Number: 21375 Position Title: Client Specialist External Description: What We Offer: * Growth! Here at Talbots our goal is to give you the tools to grow beyond this position and into the next. * Incentive Opportunities * Generous Merchandise Discounts! Our associates receive 50% off Talbots and select Haven Well Within brand items. Additionally, you...

  • Merrill Market Client Relationship Manager

    4 weeks ago

    Winston-Salem, United States Bank of America Full time

    Description : This job is responsible for leading the overall service delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working with the Home Office to ensure superior client service. Key responsibilities include partnering with the market leadership team, Market Executives, Resident...

  • Associate Client Partner

    4 days ago

    Salem, United States Pinnacle Group, Inc. Full time

    About Pinnacle Group:Pinnacle Group is a leading workforce solutions provider dedicated to empowering organizations to achieve their business goals through innovative workforce strategies. Specializing in optimizing contingent workforce management, we deliver tailored solutions that drive operational excellence. Committed to diversity and inclusion, Pinnacle...

  • Shipping Associate

    4 weeks ago

    Winston-Salem, United States The Resource Company, Inc Full time

    The Resource is a shipping associate for our client, a manufacturer of customized glass products, located in Winston-Salem, NC! This is a Temp-to-Hire opportunity that offers a pay rate of $17 per hour. The shift time is 6:30 pm-2:00 am. The shipping Shipping, Associate, Transportation, Staffing

  • Operations Associate

    1 month ago

    Winston Salem, United States Sephora Full time

    Job ID: 246805 Store Name/Number: NC-Thruway Shopping Center (1924) Address: 256 S. Stratford Road, Winston Salem, NC 27103, United States (US) Hourly/Salaried: Hourly (Non-Exempt) Full Time/Part Time: Flex Position Type: Regular Operations Associate It takes a lot of behind-the-scenes effort to make sure our stores have the right products in the...

  • Tax Associate

    4 weeks ago

    Winston-Salem, United States CRG Full time

    Tax Associate | REMOTE One of the largest local CPA firms in the Triad area, established over 70 years ago, is seeking a REMOTE Tax Associate to join their team! This individual will review and analyze federal, state, and local tax returns for corporations, partnerships, fiduciary and nonprofit returns. They will also identify and resolve discrepancies in...

  • Accelerated Tax Associate

    4 weeks ago

    Winston Salem, United States H&R Block Full time

    **510461BR** **Title:** Accelerated Tax Associate **Our Company** **:** At H&R Block, we believe in the power of people helping people. Our defining Purpose is to provide help and inspire confidence in our clients, associates, and communities everywhere. We also believe in a connected culture, valuing diversity and inclusion and making everyone feel...

  • Manufacturing Associate

    1 month ago

    Winston-Salem, United States TalentBurst, Inc. Full time

    Job DescriptionJob DescriptionNIGHT SHIFT - 12 hours7pm - 7am(May initially train on a day shift, then transition to night shift once trained)Manufacturing Associates are responsible for raw materials, in-process ware flow, subassemblies and finished goods used within the cable manufacturing process. This may include UV coloring, stranding, buffering, IPQC,...

  • Associate Tax October 2024

    3 weeks ago

    Winston-Salem, North Carolina, United States Forvis Mazars Full time

    Description & RequirementsAre you an accounting student striving for CPA eligibility and looking for a full-time opportunity in Tax? At FORVIS, you can use your critical thinking abilities to help clients solve problems or apply your social skills to build rewarding business relationships. You will work with clients from a variety of industries as you...

  • Sales Associate

    4 weeks ago

    Winston-Salem, North Carolina, United States Chico's FAS, Inc. - Retail Full time

    We are customer obsessed, innovative, and have the best culture in retail.Join our team todayPOSITION OBJECTIVE:The Sales Associate is responsible for supporting Management in in promoting a customer and product-focused sales culture, where our values and guiding principles are at the forefront of all store operations, including ensuring a great customer...

  • Sales Associate

    4 weeks ago

    Winston-Salem, North Carolina, United States Chico's FAS Full time

    Join our fashion-obsessed team, dedicated to a styling and social experience that makes women feel beautiful.POSITION OBJECTIVE:The Sales Associate is responsible for supporting Management in in promoting a customer and product-focused sales culture, where our values and guiding principles are at the forefront of all store operations, including ensuring a...

  • Sales Associate

    1 month ago

    Winston-Salem, North Carolina, United States Chico's FAS, Inc. - Retail Full time

    Join our fashion-obsessed team, dedicated to a styling and social experience that makes women feel beautifulPOSITION OBJECTIVE:The Sales Associate is responsible for supporting Management in in promoting a customer and product-focused sales culture, where our values and guiding principles are at the forefront of all store operations, including ensuring a...

  • Associate Tax October 2024 | Winston-Salem

    4 weeks ago

    Winston Salem, United States FORVIS, LLP Full time

    Associate Tax October 2024 | Winston-Salem Location: Winston-Salem, NC, USA Apply Company Profile: At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career...

  • Tax Senior Associate

    4 weeks ago

    Winston-Salem, United States FORVIS Full time

    Requisition Number2232090 Description & Requirements As a Tax Senior Associate at Forvis Mazars, you value working closely with others to plan for the future and to help successful companies and their owners avoid surprises, coordinate tax strategies, and grow. You will provide authentic support to your teammates and clients and communicate regularly with...

  • Operations Associate

    4 weeks ago

    Winston Salem, United States Sephora Full time

    Job ID: 248742 Store Name/Number: NC-Thruway Shopping Center (1924) Address: 256 S. Stratford Road, Winston Salem, NC 27103, United States (US) Hourly/Salaried: Hourly (Non-Exempt) Full Time/Part Time: Flex Position Type: Regular Your role at Sephora: As an Operations Associate, you'll thrive in a dynamic, fast-paced environment. This role is about...

  • Senior Tax Associate or Junior Partner

    4 weeks ago

    Winston-Salem, United States Womble Bond Dickinson (US) LLP Full time

    Description & Requirements Womble Bond Dickinson (US) LLP seeks an experienced associate or junior partner with transactional tax experience to join its Corporate and Securities Practice Group. The associate will work in a collaborative environment advising clients on the tax aspects of mergers and acquisitions, private investment fund...

  • Operations Associate

    1 month ago

    Winston Salem, United States Sephora Full time

    Job ID: 248742Store Name/Number: NC-Thruway Shopping Center (1924)Address: 256 S. Stratford Road, Winston Salem, NC 27103, United States (US)Hourly/Salaried: Hourly (Non-Exempt)Full Time/Part Time: FlexPosition Type: RegularYour role at Sephora: As an Operations Associate, you'll thrive in a dynamic, fast-paced environment. This role is about ensuring a...

  • Sales Associate

    1 week ago

    Winston-Salem, United States Chico's Full time

    Join our chic team, dedicated to a styling and social experience that inspires women to express their individuality. POSITION OBJECTIVE: The Sales Associate is responsible for supporting Management in in promoting a customer and product-focused sales culture, where our values and guiding principles are at the forefront of all store operations, including...