SWAP Reg Reporting Specialist

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. K ey Duties and Responsibilities: Perform trade surveillance and real-time...

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. K ey Duties and Responsibilities: Perform trade surveillance and real-time...

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. Key Duties and Responsibilities:Perform trade surveillance and real-time...

Our client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. Key Duties and Responsibilities:Perform trade surveillance and real-time...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations.Responsibilities:Lead compliance efforts for all...

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep understanding of NFA, CFTC, and Dodd Frank Title VII SEF regulations. Responsibilities: Lead compliance efforts for...

Company DescriptionFinanceJob DescriptionLooking for 2-5 years of experienceRole will start onsite but ultimately be hybrid.Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly,...

Company DescriptionFinanceJob DescriptionLooking for 2-5 years of experienceRole will start onsite but ultimately be hybrid.Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly,...

**Welcome to the Societe Generale Careers website.** Swap Dealer Compliance Officer Permanent contract| New York| Compliance **Swap Dealer Compliance Officer** New York, United States Permanent contract Compliance ** Responsibilities** * Recommend and implement changes to the Swap Dealer and SBSD Compliance Programs, relevant policies and procedures on an...

**Welcome to the Societe Generale Careers website.** Swap Dealer Compliance Officer Permanent contract| New York| Compliance **Swap Dealer Compliance Officer** New York, United States Permanent contract Compliance ** Responsibilities** * Recommend and implement changes to the Swap Dealer and SBSD Compliance Programs, relevant policies and procedures on an...

Title: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...

Title: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...