Regulatory Reporting Associate

Insight Global is looking for a Trade Reporting Associate to join their global financial services client in NYC This person would be responsible for North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks. The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would...

Job DescriptionJob DescriptionThe candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks.  The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT...

Prominent Fund Administrator seeks a Regulatory Reporting Analyst or Associate Responsibilities include: Prominent Fund Administrator seeks a Regulatory Reporting Analyst or Associate Responsibilities Include: Act as a primary point of contact for hedge fund CFOs/COOs/Controllers across regulatory reporting offerings Utilize ISDA and Prime Brokerage Reports...

Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...

Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...

Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...

**About Us: - ** Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. Prometheum has relied on its strong diverse team to build the required tools to service...

International Investment Bank seeks a Head of Financial and Regulatory Reporting for their New York office. This is a hybrid role 3 days per week in downtown Manhattan. Responsibilities include: Manage and lead a financial and regulatory reporting team of five. Supervision of monthly head office group financial reporting for the Branches under GAAP and...

International Investment Bank seeks a Head of Financial and Regulatory Reporting for their New York office.This is a hybrid role 3 days per week in downtown Manhattan.Responsibilities include: Manage and lead a financial and regulatory reporting team of five.Supervision of monthly head office group financial reporting for the Branches under GAAP and...

**Team Overview**: - Oversee and coordinate regulatory examinations to ensure the Independent Risk teams are organized and proactively addressing regulatory requests and concerns; - Manage ongoing supervisory regulatory interactions, including meetings and information requests, to strengthen regulatory relations; - Produce thematic summaries to Senior...

As Regulatory Data Analyst, you will support the Data Owners, Data Consumers and Data Stewards in an Enterprise Data Remediation Process intended to remediate data concerns which arise from regulatory data not meeting quality requirements. Key Responsibilitiesif a newly logged data concern is/related to an existing data concern/issue.Root Cause Analysis...

As Regulatory Data Analyst, you will support the Data Owners, Data Consumers and Data Stewards in an Enterprise Data Remediation Process intended to remediate data concerns which arise from regulatory data not meeting quality requirements. Key Responsibilitiesif a newly logged data concern is/related to an existing data concern/issue.Root Cause Analysis...

As Regulatory Data Analyst, you will support the Data Owners, Data Consumers and Data Stewards in an Enterprise Data Remediation Process intended to remediate data concerns which arise from regulatory data not meeting quality requirements. Key Responsibilitiesif a newly logged data concern is/related to an existing data concern/issue.Root Cause Analysis...

A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be responsible for establishing, maintaining, and developing the company's swap dealer financial and regulatory...

Role: Regulatory Reporting Program ManagerLocation: New York, NY (Hybrid)Duration: 12 monthsExperience:Consumer or Wealth Management Credit Risk ManagementConsumer or Wealth Management Risk Analytics & ReportingCapital Analysis and Stress TestingLoss Forecasting, CCAR, CECL, and Basel/RWAExperience in model development is prerequisite; experience in Market...

About the Role : Grade Level (for internal use): 12 We are currently seeking a candidate with four or more years' working experienceas a Product Manager in the Financial Industry to join us as a Regulatory Reporting Product Manager . Responsibilities As the Regulatory Reporting Product Manager, you will work within the Global Regulatory...