Series 7 Broker

Job DescriptionJob DescriptionPosition: Series 7 Broker / Sales AssociateLocation: New York, NYDuration: Full-timeSalary: DOE Job Description:Seeking experienced registered representatives or highly motivated individuals to work with seasoned professionals. This is a commission based sales position with a focus on financial services products. The firms...

We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

**NY - Compliance Officer in Broker Dealer** **Location:** New York, US *Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth.* *The Group has a selected retail...

About ThinkEquity, LLC (“ThinkEquity”): ThinkEquity, a leading NYC based financial services firm is looking for trainees for its Institutional and Retail Equity sales department. This is an entry level job perfect for someone coming out of school or someone who has less than 1-3 years of experience, and is looking for an excellent career development...

Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the business with an opportunity to join a high performing team.Key responsibilities include:Developing ongoing policies & procedures & monitoring the Compliance program in accordance with FINRA regulations.Reviewing personal...

Webull Financial LLC is a FINRA registered broker dealer, we provide online investing platform for retail investors, products include global market data, news and trading in US equities and listed options. We are looking for a talented financial compliance professional in the New York area to be part of our Compliance team. Responsibilities: Demonstrate an...

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various APIs, front-ends, and order management systems. . Lime is a direct member of all of the US Equity Exchanges, has access to all US...

Job DescriptionPosition: Sales Associate The Sales Associate would Assist Account Executives in various phases of financial services. Maintain client satisfaction and actively assist in the wealth management business of a high-performing team. Primary Responsibilities: Facilitate trades Research and respond to client inquiries Maintain strong relationship...

Our Property & Casualty Brokers provide high-quality service to our clients.  In the private equity M&A space, they work to ensure satisfaction by balancing the quality of service and speed of response. In this role, the Broker:Markets renewals and new business.Evaluates existing coverages and makes recommendations as needed.Supports due diligence...

Top-Tier Investment Manager in Midtown is looking for multiple Internal Wholesalers! Responsibilities: Work with Regional Director to formulate and execute territory business plan. Work with digital media marketing Director to formulate and execute branding campaign Cultivate relationships with financial representatives via phone and email contact. ...

An investment management firm in New York City is currently seeking an experienced professional to join their growing Product Marketing team in an Associate Director and/or Director-level role. In this role, the Associate Director / Director, Product Marketing will will be responsible for developing and executing marketing plans, and communications related...

An investment management firm in New York City is currently seeking an experienced professional to join their growing Product Marketing team in an Associate Director and/or Director-level role. In this role, the Associate Director / Director, Product Marketing will will be responsible for developing and executing marketing plans, and communications related...

Job Description Position: Sales Associate The Sales Associate would Assist Account Executives in various phases of financial services. Maintain client satisfaction and actively assist in the wealth management business of a high-performing team. Primary Responsibilities: Facilitate trades Research and respond to client inquiries Maintain strong...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Top-Tier Investment Manager in Midtown is looking for multiple Internal Wholesalers!Responsibilities: Work with Regional Director to formulate and execute territory business plan. Work with digital media marketing Director to formulate and execute branding campaign Cultivate relationships with financial representatives via phone and email contact....

Top-Tier Investment Manager in Midtown is looking for multiple Internal Wholesalers!Responsibilities: Work with Regional Director to formulate and execute territory business plan. Work with digital media marketing Director to formulate and execute branding campaign Cultivate relationships with financial representatives via phone and email contact....

Top-Tier Investment Manager in Midtown is looking for multiple Internal Wholesalers!Responsibilities: Work with Regional Director to formulate and execute territory business plan. Work with digital media marketing Director to formulate and execute branding campaign Cultivate relationships with financial representatives via phone and email contact....

Job DescriptionJob DescriptionAbout Spark AdvisorsWe're Spark, a mission-driven company helping independent Medicare brokers build the insurance business of their dreams. The vast majority of beneficiaries select benefits with the help of an independent broker, but technology and support for brokers is woefully antiquated. We provide workflows and...