Compliance and Approvals Manager

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Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job Title: Compliance Manager IILocation: New York NY OnsiteDuration: 6 Months ContractPay Range: $60 - $65 an hour on w2 without benefits. Job Description:Summary: The Compliance Manager will be the first point of contact for ethics and compliance matters for the client’s offices and initiatives under their responsibility, the right candidate must be able...

Job Title: Compliance Manager IILocation: New York NY OnsiteDuration: 6 Months ContractPay Range: $60 - $65 an hour on w2 without benefits. Job Description:Summary: The Compliance Manager will be the first point of contact for ethics and compliance matters for the client’s offices and initiatives under their responsibility, the right candidate must be able...

Job DescriptionJob DescriptionSalary: Regulatory Compliance Manager Job Description:                           We are seeking a highly skilled and motivated individual to join our team as the Regulatory Compliance Manager at our esteemed hydropower company. The Regulatory Compliance Manager is responsible for providing expert...

Fleet Manager LOUDON, TNMonday-Friday 8:00am-5:00pmWho We Are:TOTAL Transportation is dedicated to the profitable delivery of each of our customer's shipments safely, on-time, and claim-free. Our commitment to consistently providing superior service is what makes TOTAL Transportation of Mississippi the best trucking company for all your U.S. transportation...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Haddad is a privately held family business with over 70 years of experience in the children's wear apparel and accessories industry. Haddad is the leading children's wear manufacturer representing the most iconic American brands in the world; Nike, Brand Jordan, Converse, Hurley and Levi's. Our talented professionals are leaders in design, sourcing, sales...

Global Private Markets firm is seeking a Compliance Associate.In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act of 1940 (“40 Act”). Your role will be:Prepare board materials for deal approval pursuant to the funds’ co-investment orderPrepare quarterly board reports and...

Global Private Markets firm is seeking a Compliance Associate.In this role you will be responsible for administering the Compliance program for funds registered under the Investment Company Act of 1940 (“40 Act”). Your role will be:Prepare board materials for deal approval pursuant to the funds’ co-investment orderPrepare quarterly board reports and...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

Piper Companies is currently seeking a Compliance Analyst based in New Brunswick, New Jersey for work at a leading pharmaceutical company. The Compliance Analyst will be part of the global compliance group, ensuring health care compliance and managing related data. This role will work 3 days on-site in New Brunswick with 2 days of remote...

**Job Overview**: As a Compliance Administrator you will be responsible for the daily administrative functions within our compliance department. **Your Responsibilities**: - Open, sort and distribute mail daily. - Scan and save all compliance related documents and distribute as necessary. - Attend regular training sessions and cross train with other roles...

Senior Manager Tax ComplianceOffice of the ControllerLocation: New Orleans, LASummaryThe Tax Manager is responsible for certain matters relating to the university's federal, state, local, and international tax compliance. The Tax Manager will handle all tax filing requirements including but not limited to the Federal form 990, 990T, and other state, local,...

**Job Title**: Research Compliance Officer **Grade**: 37 **Salary**: $167,905 - $190,003 The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychiatric Institute. The Research Compliance Officer will provide support and direction for the NYSPI research...

ESSENTIAL DUTIES AND RESPONSIBILITIES Achieve all safety, service, and cost targets in the warehouse. Lead with a safety mindset that ensures that every US Foods associate remains injury free, always. Champion safety procedures, processes and training to create and maintain a safety-first culture in the warehouse. Oversee and develop Warehouse Managers...

The Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected non-compliance. The Corporate Compliance function ensures Agency adherence to...

Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. We are seeking...

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

The Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The department focuses on promoting a culture of compliance, preventing and detecting fraud, waste and abuse, and educating staff on their rights to report suspected non-compliance. The Corporate Compliance function ensures Agency adherence to...