Compliance Manager

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job DescriptionJob DescriptionSalary: Regulatory Compliance Manager Job Description:                           We are seeking a highly skilled and motivated individual to join our team as the Regulatory Compliance Manager at our esteemed hydropower company. The Regulatory Compliance Manager is responsible for providing expert...

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: Principles of Business Conduct, Code of Conduct, and policies and procedures relating to Conflicts of Interest (COIs) Anti-Money...

Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance and corporate governance functions. The corporate compliance function includes, but is not limited to: Principles of Business Conduct, Code of Conduct, and policies and procedures relating to Conflicts of Interest (COIs) Anti-Money...

We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-service, integrated financial services firm that provides investment guidance for high-net-worth individuals and institutions. The position is an add to staff as the firm continues to grow.Responsibilities:Advise and provide support to...

Overview: - Reports to: Sr. Director, Global Human Resources Location/ Work Arrangement: New York City/ Hybrid /Remote Salary Minimum: $75,200 Salary Maximum: $94,000 Geographical Difference: For Onsite and Hybrid employees this position may be eligible for 7.5% geographical differential raising the band to minimum $80,840; target max $101,050. About...

Job DescriptionJob DescriptionSalary: $90,000 to $110,000The Arc CompaniesWe are seeking a highly motivated and tech savvy Knowledge Manager to join our team. Arc is an entrepreneur led firm where bright, creative thinkers have joined together to do venture capital, opportunistic real estate, and portfolio investing. We foster learning from each other and...

The Enterprise Compliance Manager is responsible for helping to execute the Financial Crimes Compliance Testing Plan (including anti-money laundering and sanctions) according to internal and industry standards. Work independently to assess controls and identify issues and exceptions through testing. Communicate with stakeholders and prepare and issue final...

About us:Saint James Health is a growing community health center located in the East Ward, West Ward, and South Ward of Newark, NJ. Our goal is to provide comprehensive primary care to the community in a setting that is comfortable and accommodating to all the visitors of Saint James Health. The health of oneself and their family is our top priority.Position...

Responsibilities Responsible for creating standard operation procedures, protocols, and compliance related documents for IT department in accordance with FDA regulatory and compliance requirements. Responsible for the daily operation, troubleshooting, and maintenance of GMP-related information systems to ensure their normal operation and data integrity. Work...

Job DescriptionJob DescriptionJob Description:A highly regarded and established hedge fund is looking for a Tax Compliance Manager to join their team. This person will be covering tax compliance filing and reporting for two of their REIT funds. Responsibilities include workpaper preparation, reviewing state and federal tax returns, and responding to tax...

CHUBB NORTH AMERICA CLAIMS - QUALITY ASSURANCE & COMPLIANCE LEAD KEY OBJECTIVE This individual is responsible for the North America (NA) Claims Quality Assurance and Claims Compliance function. The individual will lead a team of Quality Assurance and Compliance professionals and will manage and implement effective Quality Assurance and Compliance programs....

Job Description: Job Description At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great...

Are you prepared to join the X team and help build the ultimate real-time information-sharing app, revolutionizing how people connect? At X, we're on a mission to become a trusted global digital public square, committed to minimal censorship within legal boundaries. Our goal is to empower every user to freely create and share ideas, fostering open public...

Company DescriptionIt all started with an idea at Block in 2013. Initially built to take the pain out of peer-to-peer payments, Cash App has gone from a simple product with a single purpose to a dynamic ecosystem, developing unique financial products, including Afterpay/Clearpay, to provide a better way to send, spend, invest, borrow and save to our 47...

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can....

Job Description:Job DescriptionAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place...

Job Description:Job DescriptionAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place...

We are partnered with a dynamic and rapidly expanding healthcare firm who is building innovative care programming nationwide. They are seeking an experienced HR Compliance / Employment Law Program Manager to join their team. This role is pivotal in ensuring their labor practices and policies are in full compliance with state and federal employment...