Compliance Officer

Overview: This position sits as part of the Corporate Compliance group that oversees the compliance program for an SEC registered investment adviser.  The position requires knowledge of the Investment Adviser Act of 1940 and SEC registered investment adviser compliance program experience.  The Compliance Officer II will be responsible for the day-to-day...

Overview: This position is responsible for executing the Compliance Risk Management Program of the Bank. Maintains knowledge of new and existing laws that impact enterprise payment activities in order to recommend necessary changes to mitigate compliance risk. Serves as an advisor to payment-related business units on regulatory compliance. Reviews business...

Overview: This position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which includes implementation of complex regulatory requirements that impact multiple systems, processes, and clients. Maintains detailed knowledge of new and existing laws that impact enterprise activities, with a particular focus on...

Overview: The Records Management Compliance Program establishes the framework to support records management, oversight and compliance across the Bank. It describes how FCB establishes and adheres to records disposition requirements to support compliance with applicable federal and state laws and regulations.   The Records Management Specialist supports...

Overview: This position provides complex support for compliance efforts through analysis, reporting, and risk identification. Leads the investigation and resolution of discrepancies or suspicious activity identified in transactions, loans, or other business activities. Maintains an expert knowledge of Bank operations, systems, and regulations in order to...

Overview: This position consistently monitors federal/US State regulatory sources to identify regulatory changes applicable to the Bank.  Facilitates the security and integrity of Bank activities by ensuring compliance with all applicable rules, regulations, and standards. Maintains a foundational knowledge of new and existing laws that impact enterprise...

This position is responsible for executing the Compliance Risk Management Program of the Bank. Maintains knowledge of new and existing laws that impact enterprise payment activities in order to recommend necessary changes to mitigate compliance risk. Compliance Officer, Payment, Officer, Compliance, Compliance Manager, Remote, Business Services

Hearing and Audiology Services [ is an independent, locally-owned audiology practice offering comprehensive services to patients in Raleigh, NC. Committed to delivering exceptional patient care, the clinic is seeking a dedicated individual to fill the role of FRONT OFFICE COORDINATOR and join their team. The FRONT OFFICE COORDINATOR will play a vital part...

The Records Management Compliance Program establishes the framework to support records management, oversight and compliance across the Bank. It describes how FCB establishes and adheres to records disposition requirements to support compliance with a Compliance Officer, Management, Records, Compliance, Business Operations, Officer, Business Services

This position is responsible for developing and executing the Compliance Risk Management Program of the Bank, which includes implementation of complex regulatory requirements that impact multiple systems, processes, and clients. Maintains detailed kn Compliance Officer, Mortgage, Officer, Compliance, Compliance Manager, Remote

Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory...

Overview: This role will work with a team of First Line Risk Management associates responsible for working across Information Technology to develop and implement cutting edge risk solutions to ensure the Bank's continued stability and success. The IT Risk Officer will partner with IT Senior Leadership and their teams to identify, measure, and remediate risks...

Overview: This role will work with a team of First Line Risk Management associates responsible for working across Information Technology to develop and implement cutting edge risk solutions to ensure the Bank's continued stability and success. The IT Risk Officer will partner with IT Senior Leadership and their teams to identify, measure, and remediate risks...

Overview: This position supports regulatory compliance within the Bank's real estate appraisal operations at a high level of complexity and ability. Determines the net realizable value of real estate assets, adjusted for the costs associated with the sale. Reviews appraisals to determine the acceptability of methodology, technique, and credibility. Monitors...

Overview: This position supports regulatory compliance within the Bank's real estate appraisal operations at a high level of complexity and ability. Determines the net realizable value of real estate assets, adjusted for the costs associated with the sale. Reviews appraisals to determine the acceptability of methodology, technique, and credibility. Monitors...

Overview: The Risk Officer I sits in Second Line of Defense and is responsible for supporting day to day execution of oversight and monitoring of 1st LOD Risk management for business resilience risks. The role will primarily be accountable for one of the key technology domains including Disaster Recovery and IT Incident and Problem Management. Facilitates...

Overview: This Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,...

Job DescriptionJob DescriptionTITLE: Compliance SpecialistREPORTS TO: Food Safety ManagerFLSA STATUS: Non-ExemptLOCATION: Raleigh, NCSUMMARY:The Compliance Specialist supports the company by ensuring rigorous compliance within both internal and external supply chains. They coordinate, collect, and manage documentation essential for regulatory adherence,...

Objective This position is responsible for the quality control of general business operations, increasing client satisfaction, and working productively with Independent Contractors (IC). The Night Manager must be able to work independently and with others, in any type of facility including but not limited to; industrial, manufacturing, office, medical,...

Overview: This Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring and reporting of the Bank's Risk Profile, including top and emerging risks. Facilitates the development of analyses and reports to...