Financial Examiner

4 days ago


Santa Fe, New Mexico, United States State of New Mexico Full time

Posting Details

The Financial Institutions Division of the Regulation and Licensing Department licenses and regulates financial entities within its jurisdiction, promotes a safe and sound financial and economic environment, and safeguards consumer rights.

Interviews are anticipated to be conducted within two weeks of closing date.

Why does the job exist?

The Financial Examiner position exists to assist in conducting examinations of NM state licensed mortgage companies, branches, and originators.

How does it get done?

The key responsibilities of this job will be to maintain an organized and efficient examination as a team member. As an operational examiner, some of the duty assignments the examiner will perform include reviewing loan policies and procedures, reconciling trial balances to general ledgers, transferring data to the examination software program, and preparing draft comments regarding risk assessments of the financial institution for the Examiner in Charge's inclusion in the report of examination. Some overnight travel required.

Who are the customers?

The customers of this position are the Financial Institutions Division; the associated financial institutions including mortgage companies and originators; and the citizens of New Mexico.

Ideal Candidate

The customers of this position are the Financial Institutions Division; the associated financial institutions including mortgage companies and originators; and the citizens of New Mexico.

Minimum Qualification

Associate Degree in Accounting, Economics, or Business Administration and two (2) years of experience in accounting, auditing, bank administration, lending, loan review, budget analysis, economics, banking to include teller operations, and/or investment analysis. Any combination of education from an accredited college or university in a related field and/or direct experience in this occupation totaling four (4) years may substitute for the required education and experience.

Employment Requirements

Pre-employment background investigation is required and is conditional pending results. Must possess and maintain a valid Drivers License. Must possess and maintain a current Defensive Driving Course Certificate from the State of New Mexico or must pass and receive Defensive Driving Course Certification as a condition of continued employment.

Working Conditions

Work is performed in an office setting with exposure to visual/video display terminals (VDT) and extensive personal computer and phone usage with extended periods of sitting. Must be able to lift 25 lbs. This position requires some in-state and out-of-state overnight travel.

Supplemental Information

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Agency Contact Information: David Shelton, , Email

For information on Statutory Requirements for this position, click the Classification Description link on the job advertisement.

Bargaining Unit Position

This position is not covered by a collective bargaining agreement.



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