Email Surveillance Analyst

Our client a well known Investment Bank is seeking a Email Surveillance Analyst in their New York, New York. ResponsibilitiesUtilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential informationIdentify, document, and resolve potential regulatory or compliance issuesLiaise with...

About Our ClientOur client is a large global bank that has a location near Midtown Manhattan. This client has a large customer base in Japan and focuses on financial services.Job DescriptionReport into the Head of Email Surveillance and assist with their surveillance systems to review communication for any potential flags.Identify, document, and resolve...

This 5-month contract is currently on a hybrid work schedule (6x a month WFH). This consultant will be responsible for utilizing the client's internal surveillance system to oversee communication between employees and clients.Client DetailsOur client is a large global bank that has a location near Midtown Manhattan. This client has a large customer base in...

Position: Email Surveillance Analyst(Global Relay)Client: BankingLocation: New York, NY 10020Duration: 6 months + possible extensionWork Schedule: 6x a month WFHResponsibilitiesUtilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential informationIdentify, document, and resolve...

Our client a well known Investment Bank is seeking a Email Surveillance Analyst in their New York, New York. ResponsibilitiesUtilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential informationIdentify, document, and resolve potential regulatory or compliance issuesLiaise with...

Our client a well known Investment Bank is seeking a Email Surveillance Analyst in their New York, New York. ResponsibilitiesUtilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential informationIdentify, document, and resolve potential regulatory or compliance issuesLiaise with...

Job Summary:The Surveillance Analyst will conduct detailed analysis and video review of table games to identify potential issues and deviations from theoretical win/loss. This role will also prepare detailed reports for the Bally's AC Finance Department and provide analysis of all casino department operations.Key Responsibilities:Conduct detailed analysis...

Our client a well known Investment Bank is seeking a Compliance Surveillance Analyst in their New York, New York Location! Job DescriptionCompliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove...

Job Summary:As a Surveillance Analyst at Bally's Corporation, you will be responsible for conducting detailed analysis and video review of table games. Your primary goal will be to prepare detailed reports for the Bally's AC Finance Department, highlighting deviations from theoretical win/loss. Additionally, you will provide analysis of all casino department...

Our client a well known Investment Bank is seeking a Compliance Surveillance Analyst in their New York, New York Location! Job DescriptionCompliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove...

Our client a well known Investment Bank is seeking a Compliance Surveillance Analyst in their New York, New York Location! Job DescriptionCompliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove...

Job OverviewOppenheimer & Co. Inc. is seeking a Surveillance Analyst to support the daily functions of the Compliance department in New York.Key Responsibilities:Analyze current business processes and systems to identify areas for improvementMonitor customer trading activity for suitability via surveillance alerts and reportsReview Financial Advisors, Branch...

Position: Email Surveillance Analyst(Global Relay)Client: BankingLocation: New York, NY 10020Duration: 6 months + possible extensionWork Schedule: 6x a month WFHResponsibilitiesUtilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential informationIdentify, document, and resolve...

Position: Email Surveillance Analyst(Global Relay)Client: BankingLocation: New York, NY 10020Duration: 6 months + possible extensionWork Schedule: 6x a month WFHResponsibilitiesUtilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential informationIdentify, document, and resolve...

Our client, a NYC-based trading firm is looking for a Trade Surveillance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of trading activity,...

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You...

Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

Our client, a NYC-based trading firm is looking for a Trade Surveillance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of trading activity,...

Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

Job Title: AVP, Compliance Officer - Trade Surveillance ExpertJob Summary:We are seeking an experienced Compliance Surveillance Professional to join our team as an AVP, Compliance Officer - Trade Surveillance Expert. In this role, you will be responsible for leading our trade surveillance program, ensuring compliance with regulatory requirements, and driving...