Sr. Compliance Analyst
3 days ago
Responsibilities:
• Review and approve account documentation to maintain compliance
• Interpret and incorporate firm policies and procedures into daily processes
• Identify potential sales practice concerns within team environments and initiate escalations
• Review securities transactions for suitability via the trade blotter
• Provide awareness across all departments of any investigations, escalations, or emerging risks involving advisors and OSJs
• Serve as a signing delegate for the Branch Manager
• Manage specific duties for the FRGIS Broker/Dealer
• Perform supervisory and compliance functions for SEC registered RIA
• Keep up to date with company and industry regulations
• Lead investigations of questionable sales activity and work with the team on resolution• Minimum of 3 years of experience in a similar role within the credit agencies industry.
• Proficiency in using compliance software tools.
• Experience with Concur software is a must.
• Knowledge of AML (Anti Money Laundering) policies and regulations.
• Strong auditing skills to ensure adherence to compliance standards and regulations.
• Exceptional communication skills to clearly convey compliance-related information and updates.
• In-depth understanding and experience of compliance procedures and best practices.
• Must possess Series 63 and Series 65 licenses.
• Experience with annuities is highly desirable.
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Sr. Business Analyst
3 weeks ago
Fort Mill, United States CloudBC Labs Full timePOSITIONSr. Business AnalystLOCATIONHybrid 1-2 days per week onsite in Fort Mill, SCDURATION1-2 monthsINTERVIEW TYPEVideoVISA RESTRICTIONSNoneREQUIRED SKILLS• 10-15 years of experience• Supply Chain/Supply Chain Finance experience• Retail Supply Chain experienceMust have experience with notable clientele, retail preferred
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Sr. Paid Search Analyst
2 months ago
Fort Lauderdale, United States Zimmerman Advertising Full timeWe are seeking a talented and results-driven Sr. Paid Search Analyst to join our marketing team and play a pivotal role in optimizing our online advertising efforts. As a Sr. Paid Search Analyst, you will be responsible for managing and implementing paid search campaigns to drive qualified traffic, conversions, and revenue. The Sr. Paid Search Analyst is...
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Sr. Financial Analyst
3 weeks ago
Fort Worth, United States Robert Half Full timeJob DescriptionJob DescriptionWe are looking for a Sr. Financial Analyst to join our team in the Investment Management industry based in Ft. Worth, Texas. As a Sr. Financial Analyst, you will be involved in a variety of tasks including reporting, data requirements, and accounting functions. This role offers a long term contract employment opportunity. This...
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Sr. Accounting Analyst
2 weeks ago
Fort Worth, United States Robert Half Full timeJob DescriptionJob DescriptionWe are seeking a Sr. Accounting Analyst to join our client's team in the transportation industry, based in Fort Worth, Texas. The Sr. Accounting Analyst will play a critical role in conducting audits, analyzing contracts, managing payables and receivables, and presenting findings to management. This role will also involve...
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Compliance Expert for Retirement Programs
3 weeks ago
Fort Mill, South Carolina, United States LPL Financial Holdings, Inc. Full timeCompany Overview:LPL Financial Holdings, Inc. is a leading independent broker-dealer that offers an integrated platform of proprietary technology, brokerage, and investment advisor services.About the Role:The Senior Compliance Analyst will provide supervision and oversight for the ERISA Retirement Plan space within Product and Platform Compliance, ensuring...
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Sr. Budget Analyst
1 month ago
Fort Worth, United States Robert Half Full timeJob DescriptionJob DescriptionManagement Resources is seeking a Budget Analysts to provide temporary support for its sponsored projects division. Ideal candidates will bring expertise in budgeting, financial analysis, and grant management within the context of sponsored research projects. This role will ensure accurate budgeting, compliance, and financial...
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Operations Analyst
2 weeks ago
Fort Mill, United States OneMain Financial Full timeThe Operations Analyst will direct and lead projects and reporting to contribute to our growth and profitability, while ensuring company compliance and adherence to regulation, policy, and procedure. As part of the OM Auto team, the Operations Analyst will be responsible for basic gathering, analyzing, and organizing large quantities of data, identifying...
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Compliance BSA/AML Analyst
1 month ago
fort lauderdale, United States i-payout Full timeCompliance BSA/AML AnalystOnsite in Fort Lauderdale, FL. Job Description: As a BSA/AML Analyst at International Payout Systems Inc. (i-payout), you will leverage your transactional monitoring, data, and analytical skills to ensure the BSA/AML/OFAC program meets federal regulations. Your role will involve enhancing BSA/AML/OFAC controls, identifying and...
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Compliance BSA/AML Analyst
1 month ago
Fort Lauderdale, United States i-payout Full timeCompliance BSA/AML AnalystOnsite in Fort Lauderdale, FL. Job Description: As a BSA/AML Analyst at International Payout Systems Inc. (i-payout), you will leverage your transactional monitoring, data, and analytical skills to ensure the BSA/AML/OFAC program meets federal regulations. Your role will involve enhancing BSA/AML/OFAC controls, identifying and...
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Intermediate Compliance Assurance Analyst
3 weeks ago
Fort Huachuca, United States SOS International LLC Full timeOverview SOS International LLC (SOSi) is currently seeking an Intermediate Compliance Assurance Analyst located at Fort Huachuca, AZ . The ideal candidate will possess experience in knowledge of the Microsoft Office suite with experience collaborating via SharePoint. The Compliance Assurance Analyst plays a key role ensuring that Negligent Disclosure of...
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Senior Data Analyst
2 weeks ago
Fort Mill, United States Two Harbors Investment Corp Full timeThe Sr. Data Analyst of Loan Boarding ensures all daily boarding tasks are completed accurately and timely. Identifies opportunities to streamline departmental processes and updates loan boarding policies, procedures as needed. Assumes the role of team leader as needed, including training policies and procedures to the Loan Boarding team and new team...
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Sr. Signals Analyst
7 months ago
Fort Meade, United States Huntington Ingalls Industries Full timeRequisition Number: 7785 Required Travel: 0 - 10% Employment Type: Full Time/Salaried/Exempt Hours Per Week: 40 Security Clearance: TS/SCI with Poly Level of Experience: Senior Job DescriptionHII-Mission Technologies Division is seeking a Sr. Signals Analyst professional to join our Cyber and Intelligence team! This work is performed on customer...
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Data Analyst
2 weeks ago
Fort Worth, Texas, United States EOG Resources Full timeJob Title: Data Analyst - GIS and Regulatory Compliance SpecialistCompany Overview:EEOG Resources is a leading energy company that values diversity and inclusion in the workplace. Our team is committed to providing equal opportunities for all employees.Estimated Salary:$85,000 - $110,000 per year, depending on experience.Job Description:The GIS Staff Analyst...
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Sr. Data Analyst/Engineer
3 weeks ago
Fort Lauderdale, United States Vlink Full timeRole: Sr. Data Analyst/Engineer Location: Fort Lauderdale, FL Duration: Long Term ContractAbout VLink: Started in 2006 and headquartered in Connecticut, VLink is one of the fastest-growing digital technology services and consulting companies. Since its inception, our innovative team members have been solving our global clients' most complex business and IT...
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CloudBC Labs Business Operations Specialist
2 days ago
Fort Mill, South Carolina, United States CloudBC Labs Full timeAbout Us: At CloudBC Labs, we are a dynamic team of professionals working together to deliver innovative solutions in the retail supply chain space. As a Senior Business Analyst, you will play a crucial role in driving business growth and improving operational efficiency.Job Description: POSITION: Sr. Business AnalystLOCATION: Hybrid 1-2 days per week onsite...
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Board Certified Behavior Analyst
1 month ago
Fort Worth, United States Action Behavior Centers Full timePremier ABA Provider for Children with Autism *We are a Responsive Employer - we will be in touch with you within 24 hours of applying* Why BCBAs / Senior BCBAs / Assistant Clinical Directors / Clinical Directors Choose ABC: Now Hiring: BCBAs, Sr. BCBAs, and Clinical Directors! Total Compensation is from $75,000-$105,000 with bonuses included...
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Senior Tax Analyst II
3 weeks ago
Fort Worth, Texas, United States Lhoist North America Full timeJob SummaryWe are seeking a Senior Tax Analyst to join our team in Fort Worth, TX. As a key member of our tax department, you will be responsible for providing support on sales and use tax, income tax, third-party compliance providers, and audit defense.
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Financial Data Analyst Lead
2 weeks ago
Fort Mill, South Carolina, United States OneMain Financial Full timeAbout the RoleThe Operations Analyst is a critical position within our team, responsible for driving growth and profitability while ensuring compliance with regulations, policies, and procedures.This role requires a champion for change who can challenge the status quo by recognizing opportunities and executing corrective actions.Main ResponsibilitiesEvaluate...
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Sr Applications Analyst
4 weeks ago
Fort Worth, United States JPS Health Network Full timeWho We AreJPS Health Network is a $950 million, tax-supported healthcare system in North Texas. Licensed for 582 beds, the network features over 25 locations across Tarrant County, with John Peter Smith Hospital a Level I Trauma Center, Tarrant County's only psychiatric emergency center, and the largest hospital-based family medical residency program in the...
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Senior Data Analyst
1 month ago
fort lauderdale, United States Insight Global Full timePosition: Sr. Data AnalystLocation: Juno Beach, FLPay Rate: $55-$60 Hourly Based On ExperienceLooking to HIRE RIGHT AWAY!!Must Have:8+ years of Data analytic, Data validation, and Data manipulation experienceStrong Experience within Power BI (Creating Dashboard/ Data Visualizations and SQL queries)Strong Experience within Excel (V Look Ups and Pivot...