Senior Securities Counsel

2 weeks ago


Phoenix, United States Larson Maddox Full time
Job DescriptionJob Description

We are currently working with a large, publicly traded tech company in Phoenix. Their software products are widely used around the country to promote connectivity and saftey. This fast-growing technology company serves clients from mid-size companies to large governement entities, enabling the business to have impressive growth and expansion.

They are looking for a Senior Counsel who specializes in Corporate Governance and Securites. Their role will support a larger corporate legal department, also gaining experience with compliance, M&A, and commercial contracts.

Responsiblities:

  • Ensure Compliance: Monitor and ensure compliance with securities laws.
  • Corporate Governance: Advise on governance matters and best practices.
  • SEC Filings: Prepare and review SEC filings (10-K, 10-Q, 8-K).
  • Disclosure Obligations: Manage public disclosures.
  • Mergers and Acquisitions: Support M&A transactions and due diligence.
  • Shareholder Relations: Handle communications and manage meetings.
  • Insider Trading Compliance: Develop and enforce insider trading policies.
  • Risk Management: Identify and mitigate legal risks.
  • Regulatory Liaison: Manage regulatory inquiries and act as a liaison.
  • Policy Development: Implement compliance policies and procedures.
  • Training and Education: Educate on securities law and governance.
  • Contract Review: Review and negotiate securities-related contracts.
  • Legal Research: Conduct research and stay updated on laws.

Qualifications:

  • Juris Doctor from an accredited law school
  • 5+ years of experience
  • Expertise in corporate governance & securites



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